CAPITOL BANCORP LTD Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 730 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-28: Reporting owner GASKIN KATHLEEN A; Form 4; Security Option (right to buy); Transaction Holding.
- 2006-12-28: Reporting owner GASKIN KATHLEEN A; Form 4; Security Option (right to buy); Transaction Holding.
- 2006-12-28: Reporting owner GASKIN KATHLEEN A; Form 4; Security Option (right to buy); Transaction Holding.
- 2006-12-28: Reporting owner WALKER MARIE D; Form 4; Security Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-28 holding as of filing | GASKIN KATHLEEN A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2006-12-28 | |
| 2006-12-28 holding as of filing | GASKIN KATHLEEN A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2006-12-28 | |
| 2006-12-28 holding as of filing | GASKIN KATHLEEN A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2006-12-28 | |
| 2006-12-28 holding as of filing | WALKER MARIE D Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 7,000 owned after | $27.05 exercise price | 2006-12-28 | |
| 2006-12-28 holding as of filing | Myers Kenneth I Officer (Director of Risk Management) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $34.52 exercise price | 2006-12-28 | |
| 2006-12-28 holding as of filing | SABLE RONALD K Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2006-12-28 | |
| 2006-12-28 holding as of filing | SABLE RONALD K Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2006-12-28 | |
| 2006-12-21 | POWERS DAVID K Officer (Director of Loan Admin.) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,282 0 owned after | $11.00 exercise price | 2006-12-21 | |
| 2006-12-21 | POWERS DAVID K Officer (Director of Loan Admin.) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,282 0 owned after | $11.00 exercise price | 2006-12-21 | |
| 2006-12-21 holding as of filing | POWERS DAVID K Officer (Director of Loan Admin.) | 4 | Option (right to buy) Derivative · Direct | Holding | 160 owned after | $20.89 exercise price | 2006-12-21 | |
| 2006-12-21 holding as of filing | POWERS DAVID K Officer (Director of Loan Admin.) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $27.05 exercise price | 2006-12-21 | |
| 2006-12-18 holding as of filing | JONES BRUCE D Officer (President, SE Region) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $37.48 exercise price | 2006-12-18 | |
| 2006-12-12 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 206 owned after | $11.00 exercise price | 2006-12-12 | |
| 2006-12-12 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 206 owned after | $11.00 exercise price | 2006-12-12 | |
| 2006-12-12 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 40 owned after | $15.52 exercise price | 2006-12-12 | |
| 2006-12-12 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 192 owned after | $20.89 exercise price | 2006-12-12 | |
| 2006-12-12 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $27.05 exercise price | 2006-12-12 | |
| 2006-12-12 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $30.21 exercise price | 2006-12-12 | |
| 2006-12-12 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 2,763 owned after | $11.00 exercise price | 2006-12-12 | |
| 2006-12-12 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,432 owned after | $13.50 exercise price | 2006-12-12 | |
| 2006-12-12 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2006-12-12 | |
| 2006-12-12 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 150 owned after | $25.92 exercise price | 2006-12-12 | |
| 2006-12-12 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2006-12-12 | |
| 2006-12-12 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 150 owned after | $24.20 exercise price | 2006-12-12 | |
| 2006-12-12 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2006-12-12 | |
| 2006-12-12 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2006-12-12 | |
| 2006-12-11 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 206 owned after | $11.00 exercise price | 2006-12-11 | |
| 2006-12-11 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 206 owned after | $11.00 exercise price | 2006-12-11 | |
| 2006-12-11 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 40 owned after | $15.52 exercise price | 2006-12-11 | |
| 2006-12-11 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 192 owned after | $20.89 exercise price | 2006-12-11 | |
| 2006-12-11 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $27.05 exercise price | 2006-12-11 | |
| 2006-12-11 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $30.21 exercise price | 2006-12-11 | |
| 2006-12-06 holding as of filing | GASKIN KATHLEEN A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2006-12-06 | |
| 2006-12-06 holding as of filing | GASKIN KATHLEEN A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2006-12-06 | |
| 2006-12-06 holding as of filing | GASKIN KATHLEEN A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2006-12-06 | |
| 2006-12-06 holding as of filing | LEWIS JOHN S Director, Officer (President, Western Regions) | 4 | Option (right to buy) Derivative · Direct | Holding | 20,000 owned after | $30.21 exercise price | 2006-12-06 | |
| 2006-12-04 holding as of filing | GASKIN KATHLEEN A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2006-12-04 | |
| 2006-12-04 holding as of filing | GASKIN KATHLEEN A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2006-12-04 | |
| 2006-12-04 holding as of filing | GASKIN KATHLEEN A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2006-12-04 | |
| 2006-12-04 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2006-12-04 | |
| 2006-12-04 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $20.90 exercise price | 2006-12-04 | |
| 2006-12-04 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,081 owned after | $20.90 exercise price | 2006-12-04 | |
| 2006-12-04 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 700 owned after | $25.92 exercise price | 2006-12-04 | |
| 2006-12-04 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2006-12-04 | |
| 2006-12-04 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 700 owned after | $24.20 exercise price | 2006-12-04 | |
| 2006-12-04 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2006-12-04 | |
| 2006-12-04 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2006-12-04 | |
| 2006-12-04 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 206 owned after | $11.00 exercise price | 2006-12-04 | |
| 2006-12-04 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 206 owned after | $11.00 exercise price | 2006-12-04 | |
| 2006-12-04 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 40 owned after | $15.52 exercise price | 2006-12-04 | |
| 2006-12-04 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 192 owned after | $20.89 exercise price | 2006-12-04 | |
| 2006-12-04 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $27.05 exercise price | 2006-12-04 | |
| 2006-12-04 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $30.21 exercise price | 2006-12-04 | |
| 2006-12-01 holding as of filing | LEWIS JOHN S Director, Officer (President, Western Regions) | 4 | Option (right to buy) Derivative · Direct | Holding | 20,000 owned after | $30.21 exercise price | 2006-12-01 | |
| 2006-12-01 holding as of filing | CRIST DOUGLAS E Director | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2006-12-01 | |
| 2006-12-01 holding as of filing | CRIST DOUGLAS E Director | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2006-12-01 | |
| 2006-12-01 holding as of filing | CRIST DOUGLAS E Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2006-12-01 | |
| 2006-12-01 holding as of filing | CRIST DOUGLAS E Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2006-12-01 | |
| 2006-11-30 holding as of filing | THOMAS BRUCE A Officer (President, Eastern Regions) | 4 | Option (right to buy) Derivative · Direct | Holding | 159 owned after | $20.89 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | THOMAS BRUCE A Officer (President, Eastern Regions) | 4 | Option (right to buy) Derivative · Direct | Holding | 35,000 owned after | $27.05 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | THOMAS BRUCE A Officer (President, Eastern Regions) | 4 | Option (right to buy) Derivative · Direct | Holding | 20,000 owned after | $30.21 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | SABLE RONALD K Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | SABLE RONALD K Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 251 owned after | $10.85 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 14 owned after | $12.50 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 2,693 owned after | $11.00 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,432 owned after | $13.50 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 150 owned after | $25.92 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 150 owned after | $24.20 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | MAAS LEONARD Director | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | MAAS LEONARD Director | 4 | Option (right to buy) Derivative · Direct | Holding | 720 owned after | $25.92 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | MAAS LEONARD Director | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | MAAS LEONARD Director | 4 | Option (right to buy) Derivative · Direct | Holding | 700 owned after | $24.20 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | MAAS LEONARD Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | MAAS LEONARD Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | KASTEN MICHAEL L Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,822 owned after | $17.42 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | KASTEN MICHAEL L Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | KASTEN MICHAEL L Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 2,101 owned after | $20.90 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | KASTEN MICHAEL L Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 381 owned after | $20.90 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | KASTEN MICHAEL L Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 3,490 owned after | $16.40 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | KASTEN MICHAEL L Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,222 owned after | $16.40 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | KASTEN MICHAEL L Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 3,412 owned after | $16.40 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | KASTEN MICHAEL L Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 3,460 owned after | $16.40 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | KASTEN MICHAEL L Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,250 owned after | $25.92 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | KASTEN MICHAEL L Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | KASTEN MICHAEL L Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,250 owned after | $24.20 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | KASTEN MICHAEL L Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | KASTEN MICHAEL L Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | JOHNS LEWIS D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | JOHNS LEWIS D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 2,101 owned after | $20.90 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | JOHNS LEWIS D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 381 owned after | $20.90 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | JOHNS LEWIS D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 150 owned after | $25.92 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | JOHNS LEWIS D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | JOHNS LEWIS D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 150 owned after | $24.20 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | JOHNS LEWIS D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | JOHNS LEWIS D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2006-11-30 |