CalAtlantic Group, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-09-03: Reporting owner PATTERSON MARK R | MATLINPATTERSON ASSET MANAGEMENT LLC | MP CA Homes LLC | MATLINPATTERSON GLOBAL ADVISERS LLC | MatlinPatterson Global Partners III LLC | MatlinPatterson Global Opportunities Partners (Cayman) III LP | MatlinPatterson Global Opportunities Partners III LP | MATLINPATTERSON LLC | MATLIN DAVID J; Form 4; Security Junior Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2008-09-03: Reporting owner MATLIN DAVID J | MATLINPATTERSON GLOBAL ADVISERS LLC; Form 4; Security Junior Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2008-09-03: Reporting owner Campbell Kenneth Lind III | MATLINPATTERSON GLOBAL ADVISERS LLC; Form 4; Security Junior Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2008-08-18: Reporting owner Campbell Kenneth Lind III | MATLINPATTERSON GLOBAL ADVISERS LLC; Form 4; Security Junior Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-09-03 | PATTERSON MARK R | MATLINPATTERSON ASSET MANAGEMENT LLC | MP CA Homes LLC | MATLINPATTERSON GLOBAL ADVISERS LLC | MatlinPatterson Global Partners III LLC | MatlinPatterson Global Opportunities Partners (Cayman) III LP | MatlinPatterson Global Opportunities Partners III LP | MATLINPATTERSON LLC | MATLIN DAVID J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Junior Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +69,579 450,829 owned after | $1,000.00 | 2008-09-04 | |
| 2008-09-03 | MATLIN DAVID J | MATLINPATTERSON GLOBAL ADVISERS LLC Director | 10% Owner | 4 | Junior Convertible Preferred Stock Derivative · Indirect · See Notes | P Open market or private purchase of non-derivative or derivative security | +69,579 450,829 owned after | $1,000.00 | 2008-09-04 | |
| 2008-09-03 | Campbell Kenneth Lind III | MATLINPATTERSON GLOBAL ADVISERS LLC Director | 10% Owner | 4 | Junior Convertible Preferred Stock Derivative · Indirect · See Notes | P Open market or private purchase of non-derivative or derivative security | +69,579 450,829 owned after | $1,000.00 | 2008-09-04 | |
| 2008-08-18 | Campbell Kenneth Lind III | MATLINPATTERSON GLOBAL ADVISERS LLC Director | 10% Owner | 4 | Junior Convertible Preferred Stock Derivative · Indirect · See Notes | P Open market or private purchase of non-derivative or derivative security | +381,250 381,250 owned after | $1,000.00 | 2008-08-20 | |
| 2008-08-18 | MatlinPatterson Global Partners III LLC | MatlinPatterson Global Opportunities Partners (Cayman) III LP | MATLINPATTERSON LLC | MP CA Homes LLC | PATTERSON MARK R | MATLINPATTERSON GLOBAL ADVISERS LLC | MatlinPatterson Global Opportunities Partners III LP | MATLIN DAVID J | MATLINPATTERSON ASSET MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Junior Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +381,250 381,250 owned after | $1,000.00 | 2008-08-20 | |
| 2008-08-18 | MATLINPATTERSON GLOBAL ADVISERS LLC | MATLIN DAVID J 10% Owner | Director | 4 | Junior Convertible Preferred Stock Derivative · Indirect · See Notes (5) | P Open market or private purchase of non-derivative or derivative security | +381,250 381,250 owned after | $1,000.00 | 2008-08-20 |