CalAtlantic Group, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows, 12 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-21: Reporting owner MATLINPATTERSON LLC | MATLINPATTERSON ASSET MANAGEMENT LLC | MP CA Homes LLC | MatlinPatterson Global Opportunities Partners III LP | MATLINPATTERSON GLOBAL ADVISERS LLC | MatlinPatterson Global Opportunities Partners (Cayman) III LP | MatlinPatterson Global Partners III LLC | PATTERSON MARK R | MATLIN DAVID J; Form 4; Security Warrant (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2010-12-21: Reporting owner MATLINPATTERSON GLOBAL ADVISERS LLC | MATLIN DAVID J; Form 4; Security Warrant (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2010-12-21: Reporting owner Schoels Peter; Form 4; Security Warrant (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2010-11-23: Reporting owner Schoels Peter; Form 4; Security Warrant (right to buy); Transaction H Expiration (or cancellation) of long derivative position with value received.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-21 | MATLINPATTERSON LLC | MATLINPATTERSON ASSET MANAGEMENT LLC | MP CA Homes LLC | MatlinPatterson Global Opportunities Partners III LP | MATLINPATTERSON GLOBAL ADVISERS LLC | MatlinPatterson Global Opportunities Partners (Cayman) III LP | MatlinPatterson Global Partners III LLC | PATTERSON MARK R | MATLIN DAVID J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1 0 owned after | $0.00 | 2010-12-23 | |
| 2010-12-21 | MATLINPATTERSON GLOBAL ADVISERS LLC | MATLIN DAVID J 10% Owner | Director | 4 | Warrant (right to buy) Derivative · Indirect · See Footnote | X Exercise of in-the-money or at-the-money derivative security | −1 0 owned after | $0.00 | 2010-12-23 | |
| 2010-12-21 | Schoels Peter Director | 4 | Warrant (right to buy) Derivative · Indirect · See Footnote | X Exercise of in-the-money or at-the-money derivative security | −1 0 owned after | $0.00 | 2010-12-23 | |
| 2010-11-23 | Schoels Peter Director | 4 | Warrant (right to buy) Derivative · Indirect · See Footnotes | H Expiration (or cancellation) of long derivative position with value received | −1 0 owned after | $1,344.26 exercise price | 2010-11-24 | |
| 2010-11-23 | Schoels Peter Director | 4 | Warrant (right to buy) Derivative · Indirect · See Footnotes | P Open market or private purchase of non-derivative or derivative security | +1 1 owned after | no price filed | 2010-11-24 | |
| 2010-11-23 | MATLINPATTERSON GLOBAL ADVISERS LLC | MATLIN DAVID J 10% Owner | Director | 4 | Warrant (right to buy) Derivative · Indirect · See footnote | H Expiration (or cancellation) of long derivative position with value received | −1 0 owned after | $1,344.26 exercise price | 2010-11-24 | |
| 2010-11-23 | MATLINPATTERSON GLOBAL ADVISERS LLC | MATLIN DAVID J 10% Owner | Director | 4 | Warrant (right to buy) Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +1 1 owned after | no price filed | 2010-11-24 | |
| 2010-11-23 | MATLINPATTERSON ASSET MANAGEMENT LLC | MatlinPatterson Global Opportunities Partners III LP | PATTERSON MARK R | MatlinPatterson Global Partners III LLC | MATLINPATTERSON LLC | MatlinPatterson Global Opportunities Partners (Cayman) III LP | MP CA Homes LLC | MATLIN DAVID J | MATLINPATTERSON GLOBAL ADVISERS LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −1 0 owned after | $1,344.26 exercise price | 2010-11-24 | |
| 2010-11-23 | MATLINPATTERSON ASSET MANAGEMENT LLC | MatlinPatterson Global Opportunities Partners III LP | PATTERSON MARK R | MatlinPatterson Global Partners III LLC | MATLINPATTERSON LLC | MatlinPatterson Global Opportunities Partners (Cayman) III LP | MP CA Homes LLC | MATLIN DAVID J | MATLINPATTERSON GLOBAL ADVISERS LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1 1 owned after | no price filed | 2010-11-24 | |
| 2008-07-31 holding as of filing | Campbell Kenneth Lind III Director | 3 | Warrant Derivative · Direct | Holding | $1,344.26 exercise price | 2008-07-31 | ||
| 2008-07-31 holding as of filing | MATLIN DAVID J Director | 3 | Warrant Derivative · Direct | Holding | $1,344.26 exercise price | 2008-07-31 | ||
| 2008-07-03 holding as of filing | MATLIN DAVID J | MatlinPatterson Global Opportunities Partners III LP | MP CA Homes LLC | MatlinPatterson Global Opportunities Partners (Cayman) III LP | PATTERSON MARK R | MATLINPATTERSON GLOBAL ADVISERS LLC | MATLINPATTERSON LLC | MATLINPATTERSON ASSET MANAGEMENT LLC | MatlinPatterson Global Partners III LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrant Derivative · Direct | Holding | $1,344.26 exercise price | 2008-07-03 |