CalAtlantic Group, Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 71 rows, 71 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-02-12: Reporting owner Marlett Wendy L; Form 4; Security Stock Appreciation Right; Transaction J Other acquisition or disposition (describe transaction).
- 2018-02-12: Reporting owner Marlett Wendy L; Form 4; Security Stock Appreciation Right; Transaction J Other acquisition or disposition (describe transaction).
- 2018-02-12: Reporting owner McCall Jeffrey Joseph; Form 4; Security Stock Appreciation Right; Transaction J Other acquisition or disposition (describe transaction).
- 2018-02-12: Reporting owner McCall Jeffrey Joseph; Form 4; Security Stock Appreciation Right; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-02-12 | Marlett Wendy L Officer (CMO & EVP Sales & Marketing) | 4 | Stock Appreciation Right Derivative · Direct | J Other acquisition or disposition (describe transaction) | −6,001 0 owned after | $41.16 exercise price | 2018-02-13 | |
| 2018-02-12 | Marlett Wendy L Officer (CMO & EVP Sales & Marketing) | 4 | Stock Appreciation Right Derivative · Direct | J Other acquisition or disposition (describe transaction) | −18,203 0 owned after | $44.55 exercise price | 2018-02-13 | |
| 2018-02-12 | McCall Jeffrey Joseph Officer (EVP & CFO) | 4 | Stock Appreciation Right Derivative · Direct | J Other acquisition or disposition (describe transaction) | −14,612 0 owned after | $41.16 exercise price | 2018-02-13 | |
| 2018-02-12 | McCall Jeffrey Joseph Officer (EVP & CFO) | 4 | Stock Appreciation Right Derivative · Direct | J Other acquisition or disposition (describe transaction) | −44,322 0 owned after | $44.55 exercise price | 2018-02-13 | |
| 2018-02-12 | STOWELL SCOTT D Director, Officer (Executive Chairman) | 4 | Stock Appreciation Right Derivative · Direct | J Other acquisition or disposition (describe transaction) | −36,531 0 owned after | $41.16 exercise price | 2018-02-13 | |
| 2018-02-12 | STOWELL SCOTT D Director, Officer (Executive Chairman) | 4 | Stock Appreciation Right Derivative · Direct | J Other acquisition or disposition (describe transaction) | −110,805 0 owned after | $44.55 exercise price | 2018-02-13 | |
| 2018-02-12 | Babel John Patrick Officer (EVP, General Counsel & Sec.) | 4 | Stock Appreciation Right Derivative · Direct | J Other acquisition or disposition (describe transaction) | −5,271 0 owned after | $41.16 exercise price | 2018-02-13 | |
| 2018-02-12 | Babel John Patrick Officer (EVP, General Counsel & Sec.) | 4 | Stock Appreciation Right Derivative · Direct | J Other acquisition or disposition (describe transaction) | −5,329 0 owned after | $44.55 exercise price | 2018-02-13 | |
| 2018-02-12 | Babel John Patrick Officer (EVP, General Counsel & Sec.) | 4 | Stock Appreciation Right Derivative · Direct | J Other acquisition or disposition (describe transaction) | −5,271 0 owned after | $41.16 exercise price | 2018-02-13 | |
| 2018-02-12 | Babel John Patrick Officer (EVP, General Counsel & Sec.) | 4 | Stock Appreciation Right Derivative · Direct | J Other acquisition or disposition (describe transaction) | −5,329 0 owned after | $44.55 exercise price | 2018-02-13 | |
| 2018-01-22 | Babel John Patrick Officer (EVP, General Counsel & Sec.) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,658 5,329 owned after | $44.55 exercise price | 2018-01-22 | |
| 2018-01-11 | McCall Jeffrey Joseph Officer (EVP & CFO) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,226 14,612 owned after | $41.16 exercise price | 2018-01-12 | |
| 2018-01-11 | McCall Jeffrey Joseph Officer (EVP & CFO) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −44,555 0 owned after | $42.20 exercise price | 2018-01-12 | |
| 2018-01-11 | Babel John Patrick Officer (EVP, General Counsel & Sec.) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,292 0 owned after | $42.20 exercise price | 2018-01-12 | |
| 2018-01-11 | Marlett Wendy L Officer (CMO & EVP Sales & Marketing) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,620 0 owned after | $42.20 exercise price | 2018-01-12 | |
| 2018-01-11 | STOWELL SCOTT D Director, Officer (Executive Chairman) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −108,229 0 owned after | $42.20 exercise price | 2018-01-12 | |
| 2018-01-10 | STOWELL SCOTT D Director, Officer (Executive Chairman) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −73,064 36,531 owned after | $41.16 exercise price | 2018-01-10 | |
| 2018-01-10 | Marlett Wendy L Officer (CMO & EVP Sales & Marketing) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,003 6,001 owned after | $41.16 exercise price | 2018-01-10 | |
| 2017-12-29 | Babel John Patrick Officer (EVP, General Counsel & Sec.) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,542 5,271 owned after | $41.16 exercise price | 2018-01-02 | |
| 2017-11-29 | STOWELL SCOTT D Director, Officer (Executive Chairman) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −110,129 0 owned after | $37.00 exercise price | 2017-11-30 | |
| 2017-11-29 | STOWELL SCOTT D Director, Officer (Executive Chairman) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,851 0 owned after | $37.70 exercise price | 2017-11-30 | |
| 2017-11-29 | Marlett Wendy L Officer (CMO & EVP Sales & Marketing) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,947 0 owned after | $37.00 exercise price | 2017-11-30 | |
| 2017-11-29 | McCall Jeffrey Joseph Officer (EVP & CFO) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,337 0 owned after | $37.00 exercise price | 2017-11-30 | |
| 2017-11-29 | Babel John Patrick Officer (EVP, General Counsel & Sec.) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,578 0 owned after | $37.00 exercise price | 2017-11-30 | |
| 2017-11-14 | McCall Jeffrey Joseph Officer (EVP & CFO) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −85,499 0 owned after | $41.95 exercise price | 2017-11-14 | |
| 2017-11-13 | STOWELL SCOTT D Director, Officer (Executive Chairman) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −208,913 0 owned after | $41.95 exercise price | 2017-11-14 | |
| 2017-11-10 | Marlett Wendy L Officer (CMO & EVP Sales & Marketing) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,380 0 owned after | $41.95 exercise price | 2017-11-13 | |
| 2017-11-09 | Babel John Patrick Officer (EVP, General Counsel & Sec.) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,565 0 owned after | $41.95 exercise price | 2017-11-13 | |
| 2017-03-10 | McCall Jeffrey Joseph Officer (EVP & CFO) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,975 0 owned after | $21.45 exercise price | 2017-03-13 | |
| 2017-03-10 | McCall Jeffrey Joseph Officer (EVP & CFO) | 4 | Stock Appreciation Right - Market Based Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 80,000 owned after | $21.45 exercise price | 2017-03-13 | |
| 2017-03-03 | Marlett Wendy L Officer (CMO & EVP Sales & Marketing) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,352 0 owned after | $21.45 exercise price | 2017-03-06 | |
| 2017-03-03 | Marlett Wendy L Officer (CMO & EVP Sales & Marketing) | 4 | Stock Appreciation Right - Market Based Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 16,000 owned after | $21.45 exercise price | 2017-03-06 | |
| 2017-03-03 | STOWELL SCOTT D Director, Officer (Executive Chairman) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −86,470 0 owned after | $21.45 exercise price | 2017-03-06 | |
| 2017-03-03 | STOWELL SCOTT D Director, Officer (Executive Chairman) | 4 | Stock Appreciation Right - Market Based Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 120,000 owned after | $21.45 exercise price | 2017-03-06 | |
| 2017-01-24 | Babel John Patrick Officer (EVP, General Counsel & Sec.) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,808 0 owned after | $21.45 exercise price | 2017-01-25 | |
| 2017-01-24 | Babel John Patrick Officer (EVP, General Counsel & Sec.) | 4 | Stock Appreciation Right - Market Based Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 16,000 owned after | $21.45 exercise price | 2017-01-25 | |
| 2015-10-01 | Marlett Wendy L Officer (CMO & EVP Sales & Marketing) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,004 18,004 owned after | $41.16 exercise price | 2015-10-05 | |
| 2015-10-01 | STOWELL SCOTT D Officer (Chief Executive Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +109,595 109,595 owned after | $41.16 exercise price | 2015-10-05 | |
| 2015-10-01 | McCall Jeffrey Joseph Officer (EVP & CFO) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,838 43,838 owned after | $41.16 exercise price | 2015-10-05 | |
| 2015-10-01 | Babel John Patrick Officer (EVP, General Counsel & Sec.) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,813 15,813 owned after | $41.16 exercise price | 2015-10-05 | |
| 2015-04-01 | STOWELL SCOTT D Officer (Chief Executive Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +554,025 554,025 owned after | $8.91 exercise price | 2015-04-02 | |
| 2015-04-01 | Marlett Wendy L Officer (CMO & EVP Sales & Marketing) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +91,018 91,018 owned after | $8.91 exercise price | 2015-04-02 | |
| 2015-04-01 | McCall Jeffrey Joseph Officer (EVP & CFO) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +221,610 221,610 owned after | $8.91 exercise price | 2015-04-02 | |
| 2015-04-01 | Babel John Patrick Officer (EVP, General Counsel & Sec.) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +79,937 79,937 owned after | $8.91 exercise price | 2015-04-02 | |
| 2014-10-01 | Marlett Wendy L Officer (CMO & EVP Sales & Marketing) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +94,736 94,736 owned after | $7.40 exercise price | 2014-10-02 | |
| 2014-10-01 | STOWELL SCOTT D Officer (Chief Executive Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +550,649 550,649 owned after | $7.40 exercise price | 2014-10-02 | |
| 2014-10-01 | Babel John Patrick Officer (EVP, General Counsel & Sec.) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +82,893 82,893 owned after | $7.40 exercise price | 2014-10-02 | |
| 2014-10-01 | McCall Jeffrey Joseph Officer (EVP & CFO) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +226,688 226,688 owned after | $7.40 exercise price | 2014-10-02 | |
| 2014-08-05 | STOWELL SCOTT D Officer (Chief Executive Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +304,259 304,259 owned after | $7.54 exercise price | 2014-10-02 | |
| 2014-04-01 | STOWELL SCOTT D Officer (Chief Executive Officer) | 4 | Time Based Capped Stock Appreciation Right 04/01/2014 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +541,147 541,147 owned after | $8.44 exercise price | 2014-04-03 | |
| 2014-04-01 | Marlett Wendy L Officer (CMO & EVP Sales and Marketing) | 4 | Time Based Capped Stock Appreciation Right 04/01/2014 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +93,100 93,100 owned after | $8.44 exercise price | 2014-04-03 | |
| 2014-04-01 | McCall Jeffrey Joseph Officer (EVP & CFO) | 4 | Time Based Capped Stock Appreciation Right 04/01/2014 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +222,776 222,776 owned after | $8.44 exercise price | 2014-04-03 | |
| 2014-04-01 | Babel John Patrick Officer (EVP, General Counsel & Sec.) | 4 | Time Based Capped Stock Appreciation Right 04/01/2014 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81,462 81,462 owned after | $8.44 exercise price | 2014-04-03 | |
| 2013-04-01 | Babel John Patrick Officer (EVP, General Counsel & Sec.) | 4 | Time Based Capped Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +137,825 137,825 owned after | $8.39 exercise price | 2013-04-02 | |
| 2013-04-01 | STOWELL SCOTT D Officer (Chief Executive Officer) | 4 | Time Based Capped Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,044,568 1,044,568 owned after | $8.39 exercise price | 2013-04-02 | |
| 2013-04-01 | Marlett Wendy L Officer (CMO & EVP Sales and Marketing) | 4 | Time Based Capped Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +156,902 156,902 owned after | $8.39 exercise price | 2013-04-02 | |
| 2013-04-01 | McCall Jeffrey Joseph Officer (EVP & CFO) | 4 | Time Based Capped Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +427,499 427,499 owned after | $8.39 exercise price | 2013-04-02 | |
| 2012-04-02 | Babel John Patrick Officer (EVP, General Counsel & Sec.) | 4 | Time Based Capped Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,044 54,044 owned after | $4.29 exercise price | 2012-04-04 | |
| 2012-04-02 | Babel John Patrick Officer (EVP, General Counsel & Sec.) | 4 | Market Based Capped Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $4.29 exercise price | 2012-04-04 | |
| 2012-04-02 | Marlett Wendy L Officer (CMO & EVP Sales and Marketing) | 4 | Time Based Capped Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66,760 66,760 owned after | $4.29 exercise price | 2012-04-04 | |
| 2012-04-02 | Marlett Wendy L Officer (CMO & EVP Sales and Marketing) | 4 | Market Based Capped Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $4.29 exercise price | 2012-04-04 | |
| 2012-04-02 | STOWELL SCOTT D Officer (Chief Executive Officer) | 4 | Time Based Capped Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +432,350 432,350 owned after | $4.29 exercise price | 2012-04-04 | |
| 2012-04-02 | STOWELL SCOTT D Officer (Chief Executive Officer) | 4 | Market Based Capped Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +900,000 900,000 owned after | $4.29 exercise price | 2012-04-04 | |
| 2012-04-02 | McCall Jeffrey Joseph Officer (EVP & CFO) | 4 | Time Based Capped Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +139,878 139,878 owned after | $4.29 exercise price | 2012-04-04 | |
| 2012-04-02 | McCall Jeffrey Joseph Officer (EVP & CFO) | 4 | Market Based Capped Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +600,000 600,000 owned after | $4.29 exercise price | 2012-04-04 | |
| 2008-08-22 | MCNABB LARRY D Director | 4 | Subscription Rights (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −21,563 0 owned after | $3.05 exercise price | 2008-09-09 | |
| 2008-08-22 | PETERSON JEFFREY V Director, Officer (Chairman, CEO & President) | 4 | Subscription Rights (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −10,000 0 owned after | $0.01 | 2008-08-25 | |
| 2008-08-12 | HALVORSEN CLAY A Officer (EVP & Secretary) | 4 | Subscription Rights (right to buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −15,332 0 owned after | $0.04 | 2008-08-13 | |
| 2008-08-12 | DOTI JAMES L Director | 4 | Subscription Rights (right to buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −26,146 14,594 owned after | $0.04 | 2008-08-13 | |
| 2008-08-12 | DOTI JAMES L Director | 4 | Subscription Rights (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −14,594 0 owned after | $3.05 exercise price | 2008-08-13 | |
| 2008-08-04 | FOELL RONALD R Director | 4 | Subscription Rights (right to buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −355,788 0 owned after | $0.10 | 2008-08-06 |