CalAtlantic Group, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows, 20 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-10-01: Reporting owner MP CA Homes LLC | MatlinPatterson PE Holdings LLC | MatlinPatterson Global Partners III LLC | MATLIN DAVID J | MatlinPatterson Global Opportunities Partners (Cayman) III LP | MatlinPatterson Global Opportunities Partners III LP | MATLINPATTERSON LLC | MATLINPATTERSON GLOBAL ADVISERS LLC; Form 4; Security Series B Junior Participating Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2015-10-01: Reporting owner Schoels Peter; Form 4; Security Series B Junior Participating Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2015-10-01: Reporting owner MATLIN DAVID J | MATLINPATTERSON GLOBAL ADVISERS LLC; Form 4; Security Series B Junior Participating Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2015-06-24: Reporting owner RYLAND GROUP INC; Form 3; Security Series B Junior Participating Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-10-01 | MP CA Homes LLC | MatlinPatterson PE Holdings LLC | MatlinPatterson Global Partners III LLC | MATLIN DAVID J | MatlinPatterson Global Opportunities Partners (Cayman) III LP | MatlinPatterson Global Opportunities Partners III LP | MATLINPATTERSON LLC | MATLINPATTERSON GLOBAL ADVISERS LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Junior Participating Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −267,829 0 owned after | no price filed | 2015-10-01 | |
| 2015-10-01 | Schoels Peter Director | 4 | Series B Junior Participating Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −267,829 0 owned after | no price filed | 2015-10-01 | |
| 2015-10-01 | MATLIN DAVID J | MATLINPATTERSON GLOBAL ADVISERS LLC Director, 10% Owner | 10% Owner | 4 | Series B Junior Participating Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −267,829 0 owned after | no price filed | 2015-10-01 | |
| 2015-06-24 holding as of filing | RYLAND GROUP INC 10% Owner | 3 | Series B Junior Participating Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2015-06-24 | ||
| 2013-05-20 | MATLIN DAVID J | MATLINPATTERSON GLOBAL ADVISERS LLC Director, 10% Owner | 10% Owner | 4 | Series B Junior Participating Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −183,000 267,829 owned after | $0.00 | 2013-05-21 | |
| 2013-05-20 | Schoels Peter Director | 4 | Series B Junior Participating Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −183,000 267,829 owned after | $0.00 | 2013-05-21 | |
| 2013-05-20 | MatlinPatterson PE Holdings LLC | MATLINPATTERSON GLOBAL ADVISERS LLC | MATLINPATTERSON LLC | MatlinPatterson Global Opportunities Partners (Cayman) III LP | MATLIN DAVID J | PATTERSON MARK R | MatlinPatterson Global Opportunities Partners III LP | MP CA Homes LLC | MatlinPatterson Global Partners III LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Junior Participating Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −183,000 267,829 owned after | $0.00 | 2013-05-21 | |
| 2009-10-28 holding as of filing | Schoels Peter Director | 3 | Junior Convertible Preferred Stock Derivative · Indirect · See Notes | Holding | $1,000.00 exercise price | 2009-10-28 | ||
| 2008-09-03 | PATTERSON MARK R | MATLINPATTERSON ASSET MANAGEMENT LLC | MP CA Homes LLC | MATLINPATTERSON GLOBAL ADVISERS LLC | MatlinPatterson Global Partners III LLC | MatlinPatterson Global Opportunities Partners (Cayman) III LP | MatlinPatterson Global Opportunities Partners III LP | MATLINPATTERSON LLC | MATLIN DAVID J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Junior Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +69,579 450,829 owned after | $1,000.00 | 2008-09-04 | |
| 2008-09-03 | MATLIN DAVID J | MATLINPATTERSON GLOBAL ADVISERS LLC Director | 10% Owner | 4 | Junior Convertible Preferred Stock Derivative · Indirect · See Notes | P Open market or private purchase of non-derivative or derivative security | +69,579 450,829 owned after | $1,000.00 | 2008-09-04 | |
| 2008-09-03 | Campbell Kenneth Lind III | MATLINPATTERSON GLOBAL ADVISERS LLC Director | 10% Owner | 4 | Junior Convertible Preferred Stock Derivative · Indirect · See Notes | P Open market or private purchase of non-derivative or derivative security | +69,579 450,829 owned after | $1,000.00 | 2008-09-04 | |
| 2008-08-18 | Campbell Kenneth Lind III | MATLINPATTERSON GLOBAL ADVISERS LLC Director | 10% Owner | 4 | Senior Convertible Preferred Stock Derivative · Indirect · See Notes | C Conversion of derivative security | −381,250 0 owned after | $1,000.00 | 2008-08-20 | |
| 2008-08-18 | Campbell Kenneth Lind III | MATLINPATTERSON GLOBAL ADVISERS LLC Director | 10% Owner | 4 | Junior Convertible Preferred Stock Derivative · Indirect · See Notes | P Open market or private purchase of non-derivative or derivative security | +381,250 381,250 owned after | $1,000.00 | 2008-08-20 | |
| 2008-08-18 | MatlinPatterson Global Partners III LLC | MatlinPatterson Global Opportunities Partners (Cayman) III LP | MATLINPATTERSON LLC | MP CA Homes LLC | PATTERSON MARK R | MATLINPATTERSON GLOBAL ADVISERS LLC | MatlinPatterson Global Opportunities Partners III LP | MATLIN DAVID J | MATLINPATTERSON ASSET MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Senior Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −381,250 0 owned after | $1,000.00 | 2008-08-20 | |
| 2008-08-18 | MatlinPatterson Global Partners III LLC | MatlinPatterson Global Opportunities Partners (Cayman) III LP | MATLINPATTERSON LLC | MP CA Homes LLC | PATTERSON MARK R | MATLINPATTERSON GLOBAL ADVISERS LLC | MatlinPatterson Global Opportunities Partners III LP | MATLIN DAVID J | MATLINPATTERSON ASSET MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Junior Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +381,250 381,250 owned after | $1,000.00 | 2008-08-20 | |
| 2008-08-18 | MATLINPATTERSON GLOBAL ADVISERS LLC | MATLIN DAVID J 10% Owner | Director | 4 | Senior Convertible Preferred Stock Derivative · Indirect · See Notes (5) | C Conversion of derivative security | −381,250 0 owned after | $1,000.00 | 2008-08-20 | |
| 2008-08-18 | MATLINPATTERSON GLOBAL ADVISERS LLC | MATLIN DAVID J 10% Owner | Director | 4 | Junior Convertible Preferred Stock Derivative · Indirect · See Notes (5) | P Open market or private purchase of non-derivative or derivative security | +381,250 381,250 owned after | $1,000.00 | 2008-08-20 | |
| 2008-07-31 holding as of filing | Campbell Kenneth Lind III Director | 3 | Senior Convertible Preferred Stock Derivative · Direct | Holding | $1,000.00 exercise price | 2008-07-31 | ||
| 2008-07-31 holding as of filing | MATLIN DAVID J Director | 3 | Senior Convertible Preferred Stock Derivative · Direct | Holding | $1,000.00 exercise price | 2008-07-31 | ||
| 2008-07-03 holding as of filing | MATLIN DAVID J | MatlinPatterson Global Opportunities Partners III LP | MP CA Homes LLC | MatlinPatterson Global Opportunities Partners (Cayman) III LP | PATTERSON MARK R | MATLINPATTERSON GLOBAL ADVISERS LLC | MATLINPATTERSON LLC | MATLINPATTERSON ASSET MANAGEMENT LLC | MatlinPatterson Global Partners III LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Senior Convertible Preferred Stock Derivative · Direct | Holding | $1,000.00 exercise price | 2008-07-03 |