BIOLASE, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-08: Reporting owner PIGNATELLI FEDERICO; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-05-10: Reporting owner LICHTWARDT GREGORY; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-05-10: Reporting owner Arrow Alexander K.; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-05-10: Reporting owner Nemoy Norman J.; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-08 | PIGNATELLI FEDERICO Director, Officer (Chairman and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 270,000 owned after | $2.50 exercise price | 2012-11-13 | |
| 2012-05-10 | LICHTWARDT GREGORY Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 110,750 owned after | $2.56 exercise price | 2012-05-29 | |
| 2012-05-10 | Arrow Alexander K. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 124,500 owned after | $2.56 exercise price | 2012-05-29 | |
| 2012-05-10 | Nemoy Norman J. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 133,500 owned after | $2.56 exercise price | 2012-05-29 | |
| 2012-03-13 | PIGNATELLI FEDERICO Director, Officer (Chairman and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 200,000 owned after | $2.54 | 2012-03-14 |