BIOLASE, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-10-21: Reporting owner WALLER GREGORY D; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-08-25: Reporting owner Capallo Fred; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-08-25: Reporting owner DURRIE DANIEL S; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-07-31: Reporting owner DURRIE DANIEL S; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-10-21 | WALLER GREGORY D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,750 23,750 owned after | $1.87 exercise price | 2009-10-23 | |
| 2009-08-25 | Capallo Fred Officer (Interim Chief Financial Off.) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,333 0 owned after | $0.93 | 2009-08-27 | |
| 2009-08-25 | DURRIE DANIEL S Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 11,250 owned after | $1.24 | 2009-08-26 | |
| 2009-07-31 | DURRIE DANIEL S Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $0.78 | 2009-08-03 | |
| 2009-07-14 | Scott Brett L Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +220,000 220,000 owned after | $1.69 exercise price | 2009-07-14 | |
| 2009-05-20 | Anderton Robert M Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.24 exercise price | 2009-05-22 | |
| 2009-05-20 | dArbeloff George V Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.24 exercise price | 2009-05-22 | |
| 2009-05-20 | DURRIE DANIEL S Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.24 exercise price | 2009-05-22 | |
| 2009-05-20 | LAIRD NEIL J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.24 exercise price | 2009-05-22 | |
| 2009-05-20 | Largent James R Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.24 exercise price | 2009-05-22 | |
| 2009-04-03 | MULDER DAVID M Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.93 exercise price | 2009-04-07 | |
| 2009-03-16 holding as of filing | Capallo Fred Officer (Interim Chief Financial Off.) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.79 exercise price | 2009-03-16 | ||
| 2009-03-16 holding as of filing | Capallo Fred Officer (Interim Chief Financial Off.) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.00 exercise price | 2009-03-16 | ||
| 2009-03-16 holding as of filing | Capallo Fred Officer (Interim Chief Financial Off.) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.00 exercise price | 2009-03-16 | ||
| 2009-03-16 holding as of filing | Capallo Fred Officer (Interim Chief Financial Off.) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.93 exercise price | 2009-03-16 | ||
| 2009-03-10 | DURRIE DANIEL S Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.78 exercise price | 2009-03-11 | |
| 2009-03-10 | Anderton Robert M Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.78 exercise price | 2009-03-11 | |
| 2009-03-10 | Largent James R Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.78 exercise price | 2009-03-11 | |
| 2009-03-10 | LAIRD NEIL J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.78 exercise price | 2009-03-11 | |
| 2009-03-10 | MULDER DAVID M Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.78 exercise price | 2009-03-11 | |
| 2009-03-10 | PIGNATELLI FEDERICO Director, Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.78 exercise price | 2009-03-11 | |
| 2009-03-10 | dArbeloff George V Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.78 exercise price | 2009-03-11 | |
| 2009-01-26 | MULDER DAVID M Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 275,000 owned after | $0.82 exercise price | 2009-02-24 |