BIOLASE, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-23: Reporting owner PIGNATELLI FEDERICO; Form 4/A; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-23: Reporting owner Furry Frederick D.; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-23: Reporting owner PIGNATELLI FEDERICO; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-05-31: Reporting owner Arrow Alexander K.; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-23 | PIGNATELLI FEDERICO Director, Officer (Chairman and CEO) | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 300,000 owned after | $2.58 exercise price | 2012-03-06 | |
| 2011-12-23 | Furry Frederick D. Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,500 197,500 owned after | $2.58 exercise price | 2011-12-27 | |
| 2011-12-23 | PIGNATELLI FEDERICO Director, Officer (Chairman and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 300,000 owned after | $2.58 exercise price | 2011-12-27 | |
| 2011-05-31 | Arrow Alexander K. Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 94,500 owned after | $1.15 | 2011-06-02 | |
| 2011-05-18 | PIGNATELLI FEDERICO Director, Officer (Chairman and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,750 208,750 owned after | $1.45 | 2011-05-18 | |
| 2011-05-18 | PIGNATELLI FEDERICO Director, Officer (Chairman and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,750 200,000 owned after | $1.45 | 2011-05-18 | |
| 2011-05-05 | PIGNATELLI FEDERICO Director, Officer (Chairman and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 217,500 owned after | $5.34 exercise price | 2011-05-09 | |
| 2011-05-05 | LICHTWARDT GREGORY Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 69,750 owned after | $5.34 exercise price | 2011-05-09 | |
| 2011-05-05 | LICHTWARDT GREGORY Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,000 90,750 owned after | $5.34 exercise price | 2011-05-09 | |
| 2011-05-05 | Nemoy Norman J. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 92,500 owned after | $5.34 exercise price | 2011-05-09 | |
| 2011-05-05 | Nemoy Norman J. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,000 113,500 owned after | $5.34 exercise price | 2011-05-09 | |
| 2011-05-05 | Arrow Alexander K. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 93,500 owned after | $5.34 exercise price | 2011-05-09 | |
| 2011-05-05 | Arrow Alexander K. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,000 114,500 owned after | $5.34 exercise price | 2011-05-09 | |
| 2011-04-06 | Arrow Alexander K. Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 62,875 owned after | $1.15 | 2011-04-08 | |
| 2011-02-08 | PIGNATELLI FEDERICO Director, Officer (Chairman and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 250,000 owned after | $2.89 | 2011-02-09 | |
| 2011-02-08 | PIGNATELLI FEDERICO Director, Officer (Chairman and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 200,000 owned after | $0.78 | 2011-02-09 | |
| 2011-02-08 | PIGNATELLI FEDERICO Director, Officer (Chairman and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 182,500 owned after | $1.45 | 2011-02-09 |