BIOLASE, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-31: Reporting owner PIGNATELLI FEDERICO; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-31: Reporting owner PIGNATELLI FEDERICO; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-31: Reporting owner PIGNATELLI FEDERICO; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-06-27: Reporting owner Bateman Keith G; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-31 | PIGNATELLI FEDERICO Director, Officer (Interim CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −30,000 0 owned after | $2.13 exercise price | 2008-01-02 | |
| 2007-12-31 | PIGNATELLI FEDERICO Director, Officer (Interim CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −30,000 0 owned after | $2.22 exercise price | 2008-01-02 | |
| 2007-12-31 | PIGNATELLI FEDERICO Director, Officer (Interim CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −50,000 0 owned after | $2.22 exercise price | 2008-01-02 | |
| 2007-06-27 | Bateman Keith G Officer (Exec. VP Global Sales) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $5.95 exercise price | 2007-06-29 | |
| 2007-06-27 | HARRISON RICHARD L Officer (Exec. VP, CFO and Sec.) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $5.95 exercise price | 2007-06-29 | |
| 2007-06-27 | Jones Jeffrey W Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $5.95 exercise price | 2007-06-29 | |
| 2007-06-04 | Largent James R Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,750 28,750 owned after | $6.22 exercise price | 2007-06-05 | |
| 2007-05-16 | LAIRD NEIL J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.94 exercise price | 2007-05-18 | |
| 2007-05-16 | PIGNATELLI FEDERICO Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.94 exercise price | 2007-05-18 | |
| 2007-05-16 | DURRIE DANIEL S Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.94 exercise price | 2007-05-18 | |
| 2007-05-16 | dArbeloff George V Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.94 exercise price | 2007-05-18 | |
| 2007-05-16 | dArbeloff George V Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $3.94 exercise price | 2007-05-18 | |
| 2007-05-16 | Anderton Robert M Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.94 exercise price | 2007-05-18 | |
| 2007-04-20 | PIGNATELLI FEDERICO Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $3.94 exercise price | 2007-04-23 |