BIOCEPT, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-05-31: Reporting owner Wilson Margaret Faye; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-05-31: Reporting owner ROYSTON IVOR; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-05-31: Reporting owner Neff Edward A.; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-05-31: Reporting owner HUEBNER BRUCE A; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-05-31 | Wilson Margaret Faye Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.50 exercise price | 2017-06-02 | |
| 2017-05-31 | ROYSTON IVOR Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.50 exercise price | 2017-06-02 | |
| 2017-05-31 | Neff Edward A. Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.50 exercise price | 2017-06-02 | |
| 2017-05-31 | HUEBNER BRUCE A Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.50 exercise price | 2017-06-02 | |
| 2017-05-31 | HALE DAVID F Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.50 exercise price | 2017-06-02 | |
| 2017-05-31 | Gerhardt Bruce Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.50 exercise price | 2017-06-02 | |
| 2017-05-31 | Chandler Marsha Alpert Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.50 exercise price | 2017-06-02 | |
| 2017-05-31 | Singh Veena Officer (Sr VP & Sr Med Director) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.50 exercise price | 2017-06-02 | |
| 2017-05-31 | ARNOLD LYLE J Officer (SR VP of R&D and CSO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.50 exercise price | 2017-06-02 | |
| 2017-05-31 | Kennedy Timothy Officer (CFO, Sr V.P. Operations & Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.50 exercise price | 2017-06-02 | |
| 2017-05-31 | Nall Michael W. Director, Officer (CEO & President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $1.50 exercise price | 2017-06-02 | |
| 2017-03-31 | Wilson Margaret Faye Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,166 4,166 owned after | $2.13 exercise price | 2017-04-03 | |
| 2017-03-31 | Neff Edward A. Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,166 4,166 owned after | $2.13 exercise price | 2017-04-03 | |
| 2017-03-31 | Gerhardt Bruce Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,166 4,166 owned after | $2.13 exercise price | 2017-04-03 | |
| 2017-03-31 | ROYSTON IVOR Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,166 4,166 owned after | $2.13 exercise price | 2017-04-03 | |
| 2017-03-31 | HALE DAVID F Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,166 4,166 owned after | $2.13 exercise price | 2017-04-03 | |
| 2017-03-31 | Chandler Marsha Alpert Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,166 4,166 owned after | $2.13 exercise price | 2017-04-03 | |
| 2017-03-31 | HUEBNER BRUCE A Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,166 4,166 owned after | $2.13 exercise price | 2017-04-03 | |
| 2017-03-21 | Kennedy Timothy Officer (CFO, Sr V.P. Operations & Sec.) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,383 16,383 owned after | $1.95 exercise price | 2017-03-22 | |
| 2017-03-21 | Nall Michael W. Director, Officer (CEO & President) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,333 6,333 owned after | $6.03 exercise price | 2017-03-22 | |
| 2017-03-21 | Nall Michael W. Director, Officer (CEO & President) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.02 exercise price | 2017-03-22 | |
| 2017-02-28 | TERRY MICHAEL J Officer (Sr VP Comm. Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.05 exercise price | 2017-02-28 |