BIOCEPT, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 28 rows, 28 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-09: Reporting owner ROYSTON IVOR; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-09: Reporting owner HALE DAVID F; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-09: Reporting owner HALE DAVID F; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-08-24: Reporting owner Nall Michael W.; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-09 | ROYSTON IVOR Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,285 0 owned after | $0.00 | 2015-11-10 | |
| 2015-11-09 | HALE DAVID F Director, Officer (Chairman) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,204 0 owned after | $0.00 | 2015-11-10 | |
| 2015-11-09 | HALE DAVID F Director, Officer (Chairman) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,662 0 owned after | $0.00 | 2015-11-10 | |
| 2015-08-24 | Nall Michael W. Director, Officer (CEO & President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,286 0 owned after | $0.00 | 2015-08-25 | |
| 2015-08-24 | HALE DAVID F Director, Officer (Chairman) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,286 0 owned after | $0.00 | 2015-08-25 | |
| 2015-08-24 | ARNOLD LYLE J Officer (SR VP of R&D and CSO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,714 0 owned after | $0.00 | 2015-08-25 | |
| 2015-05-24 | Gerhardt Bruce Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,735 0 owned after | $0.00 | 2015-07-08 | |
| 2015-05-24 | Wilson Margaret Faye Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,285 0 owned after | $0.00 | 2015-07-08 | |
| 2015-05-24 | ROYSTON IVOR Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,735 0 owned after | $0.00 | 2015-07-08 | |
| 2015-05-24 | Neff Edward A. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,735 0 owned after | $0.00 | 2015-07-08 | |
| 2014-02-10 | HALE DAVID F Director, Officer (CHAIRMAN) | 4 | Restricted Stock Units (right to buy) Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +10,204 10,204 owned after | $0.00 | 2014-02-12 | |
| 2014-02-10 | HALE DAVID F Director, Officer (CHAIRMAN) | 4 | Restricted Stock Units (right to buy) Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +53,662 53,662 owned after | $0.00 | 2014-02-12 | |
| 2014-02-10 | ROYSTON IVOR Director | 4 | Restricted Stock Units (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +9,285 9,285 owned after | $0.00 | 2014-02-12 | |
| 2014-02-04 holding as of filing | Kachioff William G Officer (SVP, CFO AND SECRETARY) | 3 | Restricted Stock Units (right to buy) Derivative · Direct | Holding | no price filed | 2014-02-04 | ||
| 2014-02-04 holding as of filing | Bischoff Farideh Z. Officer (VICE PRESIDENT) | 3 | Restricted Stock Units (right to buy) Derivative · Direct | Holding | no price filed | 2014-02-04 | ||
| 2014-02-04 holding as of filing | ARNOLD LYLE J Officer (SVP, Chief Scientific Officer) | 3 | Restricted Stock Units (right to buy) Derivative · Direct | Holding | no price filed | 2014-02-04 | ||
| 2014-02-04 holding as of filing | Wilson Margaret Faye Director | 3 | Restricted Stock Units (right to buy) Derivative · Direct | Holding | no price filed | 2014-02-04 | ||
| 2014-02-04 holding as of filing | Wilson Margaret Faye Director | 3 | Restricted Stock Units (right to buy) Derivative · Direct | Holding | no price filed | 2014-02-04 | ||
| 2014-02-04 holding as of filing | ROYSTON IVOR Director | 3 | Restricted Stock Units (right to buy) Derivative · Direct | Holding | no price filed | 2014-02-04 | ||
| 2014-02-04 holding as of filing | ROYSTON IVOR Director | 3 | Restricted Stock Units (right to buy) Derivative · Direct | Holding | no price filed | 2014-02-04 | ||
| 2014-02-04 holding as of filing | ROYSTON IVOR Director | 3 | Restricted Stock Units (right to buy) Derivative · Direct | Holding | no price filed | 2014-02-04 | ||
| 2014-02-04 holding as of filing | Neff Edward A. Director | 3 | Restricted Stock Units (right to buy) Derivative · Direct · (m) | Holding | no price filed | 2014-02-04 | ||
| 2014-02-04 holding as of filing | Nall Michael W. Director, Officer (CEO AND PRESIDENT) | 3 | Restricted Stock Units (right to buy) Derivative · Direct | Holding | no price filed | 2014-02-04 | ||
| 2014-02-04 holding as of filing | Gerhardt Bruce Director | 3 | Restricted Stock Units (right to buy) Derivative · Direct | Holding | no price filed | 2014-02-04 | ||
| 2014-02-04 holding as of filing | Gerhardt Bruce Director | 3 | Restricted Stock Units (right to buy) Derivative · Direct | Holding | no price filed | 2014-02-04 | ||
| 2014-02-04 holding as of filing | HALE DAVID F Director, Officer (EXECUTIVE CHAIRMAN) | 3 | Restricted Stock Units (right to buy) Derivative · Direct · (m) | Holding | no price filed | 2014-02-04 | ||
| 2014-02-04 holding as of filing | HALE DAVID F Director, Officer (EXECUTIVE CHAIRMAN) | 3 | Restricted Stock Units (right to buy) Derivative · Direct · (m) | Holding | no price filed | 2014-02-04 | ||
| 2014-02-04 holding as of filing | HALE DAVID F Director, Officer (EXECUTIVE CHAIRMAN) | 3 | Restricted Stock Units (right to buy) Derivative · Direct · (m) | Holding | no price filed | 2014-02-04 |