BIOCEPT, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2015-12-23: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2015-12-21; Total offering amount $15,000,000.
- 2010-08-12: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2010-08-04; Total offering amount $7,053,782.
- 2010-03-29: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2010-03-17; Total offering amount $4,051,494.
- 2009-07-10: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2009-06-30; Total offering amount $3,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2015-12-23 | Rule 506(b) | Equity | 2015-12-21 | $15,000,000 | $1,000,000 | $14,000,000 | 1 |
| 2010-08-12 | Rule 506 | Equity | 2010-08-04 | $7,053,782 | $2,299,999 | $4,753,783 | 1 |
| 2010-03-29 | Rule 506 | Equity | 2010-03-17 | $4,051,494 | $3,600,000 | $451,494 | 4 |
| 2009-07-10 | Rule 506 | Equity | 2009-06-30 | $3,000 | $3,000 | $0 | 1 |