BIOCEPT, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-07-20: Reporting owner Rubinstein Linda M; Form 3; Security No securities are beneficially owned; Transaction Holding.
- 2021-07-20: Reporting owner Morales Antonino; Form 3; Security No securities are beneficially owned; Transaction Holding.
- 2015-08-20: Reporting owner FOLETTA MARK G; Form 3; Security No securities are beneficially owned; Transaction Holding.
- 2014-06-06: Reporting owner Trivedi Raaj; Form 3; Security No securities are beneficially owned; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-07-20 holding as of filing | Rubinstein Linda M Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2021-07-20 | |
| 2021-07-20 holding as of filing | Morales Antonino Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2021-07-20 | |
| 2015-08-20 holding as of filing | FOLETTA MARK G Officer (Interim CFO) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2015-08-20 | |
| 2014-06-06 holding as of filing | Trivedi Raaj Officer (VP, COMMERCIAL OPERATIONS) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2014-06-06 | |
| 2014-02-10 | HALE DAVID F Director, Officer (CHAIRMAN) | 4 | Issuer?s repurchase right (obligation to sell) Derivative · Direct · (m) | E Expiration of short derivative position | −10,204 0 owned after | $4.62 | 2014-02-12 | |
| 2014-02-04 holding as of filing | HALE DAVID F Director, Officer (EXECUTIVE CHAIRMAN) | 3 | Issuer?s repurchase right (obligation to sell) Derivative · Direct · (m) | Holding | $4.62 exercise price | 2014-02-04 |