BENEFITFOCUS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-02: Reporting owner Jenkins Shawn A; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-11-16: Reporting owner Jenkins Shawn A; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-11-11: Reporting owner Jenkins Shawn A; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-11-07: Reporting owner Jenkins Shawn A; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-02 | Jenkins Shawn A Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −350,000 0 owned after | $7.09 exercise price | 2016-12-05 | |
| 2016-11-16 | Jenkins Shawn A Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −130,000 350,000 owned after | $7.09 exercise price | 2016-11-18 | |
| 2016-11-11 | Jenkins Shawn A Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −67,458 480,000 owned after | $7.09 exercise price | 2016-11-15 | |
| 2016-11-07 | Jenkins Shawn A Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 547,458 owned after | $7.09 exercise price | 2016-11-09 | |
| 2016-10-12 holding as of filing | Jenkins Shawn A Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 647,458 owned after | $7.09 exercise price | 2016-10-12 | |
| 2016-08-16 holding as of filing | Jenkins Shawn A Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 647,458 owned after | $7.09 exercise price | 2016-08-16 | |
| 2016-08-15 holding as of filing | Holland Mason R Jr Director, Officer (Executive Chairman of the Bd.) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 257,688 owned after | $7.09 exercise price | 2016-08-15 | |
| 2016-06-21 holding as of filing | Pelzer Francis J. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 50,000 owned after | $13.53 exercise price | 2016-06-21 | |
| 2016-06-08 holding as of filing | Pelzer Francis J. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 50,000 owned after | $13.53 exercise price | 2016-06-08 | |
| 2016-05-19 | Jenkins Shawn A Director, Officer (CEO), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 647,458 owned after | $7.09 exercise price | 2016-05-23 | |
| 2016-04-05 holding as of filing | Jenkins Shawn A Director, Officer (CEO), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 722,458 owned after | $7.09 exercise price | 2016-04-05 | |
| 2016-04-05 holding as of filing | Holland Mason R Jr Director, Officer (Executive Chairman of the Bd.), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 257,688 owned after | $7.09 exercise price | 2016-04-05 | |
| 2016-04-01 holding as of filing | Jenkins Shawn A Director, Officer (CEO), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 722,458 owned after | $7.09 exercise price | 2016-04-01 | |
| 2016-04-01 holding as of filing | Holland Mason R Jr Director, Officer (Executive Chairman of the Bd.), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 257,688 owned after | $7.09 exercise price | 2016-04-01 | |
| 2016-01-14 holding as of filing | Jenkins Shawn A Director, Officer (CEO), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 722,458 owned after | $7.09 exercise price | 2016-01-14 |