BENEFITFOCUS, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows, 15 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-01-24: Reporting owner Napier A Lanham; Form 4; Security Series A Convertible Preferred Stock; Transaction U Disposition pursuant to a tender of shares in a change of control transaction.
- 2023-01-24: Reporting owner BuildGroup LLC | BuildGroup Management, LLC; Form 4; Security Series A Convertible Preferred Stock; Transaction U Disposition pursuant to a tender of shares in a change of control transaction.
- 2020-10-13: Reporting owner BuildGroup Management, LLC; Form 3/A; Security Series A Convertible Preferred Stock; Transaction Holding.
- 2020-06-10: Reporting owner BuildGroup Management, LLC | BuildGroup LLC; Form 3; Security Series A Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-01-24 | Napier A Lanham Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By BuildGroup Management, LLC | U Disposition pursuant to a tender of shares in a change of control transaction | −1,777,778 0 owned after | no price filed | 2023-01-26 | |
| 2023-01-24 | BuildGroup LLC | BuildGroup Management, LLC 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −1,777,778 0 owned after | no price filed | 2023-01-26 | |
| 2020-10-13 holding as of filing | BuildGroup Management, LLC 10% Owner | 3/A | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2020-10-13 | ||
| 2020-06-10 holding as of filing | BuildGroup Management, LLC | BuildGroup LLC 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2020-06-10 | ||
| 2020-06-04 | Napier A Lanham Director | 4/A | Series A Convertible Preferred Stock Derivative · Indirect · By BuildGroup Management, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,777,778 1,777,778 owned after | $45.00 | 2020-06-09 | |
| 2020-06-04 | Napier A Lanham Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By BuildGroup Management, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,777,778 1,777,778 owned after | $45.00 | 2020-06-08 | |
| 2013-09-23 | OAK INVESTMENT PARTNERS XII L P 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,441,009 0 owned after | $0.00 | 2013-09-24 | |
| 2013-09-23 | LAMONT ANN H Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Footnoes | C Conversion of derivative security | −2,441,009 0 owned after | $0.00 | 2013-09-24 | |
| 2013-09-23 | GOLDMAN SACHS & CO | GS Capital Partners VI Fund, L.P. | GOLDMAN SACHS GROUP INC | GS Capital Partners VI Parallel LP | GS Capital Partners VI Offshore Fund, L.P. | GS Advisors VI, L.L.C. | GOLDMAN, SACHS MANAGEMENT GP GMBH | GSCP VI Offshore Advisors, L.L.C. | GS Capital Partners VI GmbH & Co KG | GSCP VI Advisors, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Series A Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −14,055,851 | no price filed | 2013-09-23 | |
| 2013-09-23 | Zia Raheel Director | 4 | Convertible Series A Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −14,055,851 | no price filed | 2013-09-23 | |
| 2013-09-23 | DISABATO JOSEPH P Director | 4 | Convertible Series A Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −14,055,851 | no price filed | 2013-09-23 | |
| 2013-09-17 holding as of filing | Zia Raheel Director | 3 | Convertible Series A Preferred Stock Derivative · Indirect · See footnotes | Holding | no price filed | 2013-09-17 | ||
| 2013-09-17 holding as of filing | GS Capital Partners VI Fund, L.P. | GSCP VI Advisors, L.L.C. | GS Capital Partners VI GmbH & Co KG | GS Capital Partners VI Offshore Fund, L.P. | GOLDMAN SACHS GROUP INC | GSCP VI Offshore Advisors, L.L.C. | GS Advisors VI, L.L.C. | GS Capital Partners VI Parallel LP | GOLDMAN, SACHS MANAGEMENT GP GMBH | GOLDMAN SACHS & CO 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Convertible Series A Preferred Stock Derivative · Indirect · See footnotes | Holding | no price filed | 2013-09-17 | ||
| 2013-09-17 holding as of filing | OAK INVESTMENT PARTNERS XII L P 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2013-09-17 | ||
| 2013-09-17 holding as of filing | LAMONT ANN H Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2013-09-17 |