BENEFITFOCUS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 82 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-01: Reporting owner ALPERN MILTON; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2015-12-01: Reporting owner ALPERN MILTON; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2015-11-27: Reporting owner ALPERN MILTON; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-25: Reporting owner Holland Mason R Jr; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-01 holding as of filing | ALPERN MILTON Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 12,115 owned after | $9.33 exercise price | 2015-12-01 | |
| 2015-12-01 holding as of filing | ALPERN MILTON Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,000 owned after | $10.30 exercise price | 2015-12-01 | |
| 2015-11-27 | ALPERN MILTON Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 156,844 owned after | $8.11 exercise price | 2015-12-01 | |
| 2015-11-25 holding as of filing | Holland Mason R Jr Director, Officer (Executive Chairman of the Bd.), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 257,688 owned after | $7.09 exercise price | 2015-11-25 | |
| 2015-10-30 | Jenkins Shawn A Director, Officer (CEO), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,000 722,458 owned after | $7.09 exercise price | 2015-11-02 | |
| 2015-10-05 holding as of filing | Howell Andrew L Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 9,334 owned after | $10.30 exercise price | 2015-10-05 | |
| 2015-10-05 holding as of filing | Howell Andrew L Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 33,855 owned after | $13.53 exercise price | 2015-10-05 | |
| 2015-09-10 holding as of filing | Holland Mason R Jr Director, Officer (Executive Chairman of the Bd.), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 257,688 owned after | $7.09 exercise price | 2015-09-10 | |
| 2015-08-31 | Howell Andrew L Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,342 0 owned after | $5.38 exercise price | 2015-09-01 | |
| 2015-08-31 | Howell Andrew L Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,254 9,334 owned after | $10.30 exercise price | 2015-09-01 | |
| 2015-08-31 | Howell Andrew L Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,549 33,855 owned after | $13.53 exercise price | 2015-09-01 | |
| 2015-08-27 | Holland Mason R Jr Director, Officer (Executive Chairman of the Bd.), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −166,041 257,688 owned after | $7.09 exercise price | 2015-08-31 | |
| 2015-07-08 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 19,644 owned after | $5.38 exercise price | 2015-07-08 | |
| 2015-07-08 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 7,000 owned after | $10.30 exercise price | 2015-07-08 | |
| 2015-07-08 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $13.53 exercise price | 2015-07-08 | |
| 2015-07-06 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 19,644 owned after | $5.38 exercise price | 2015-07-06 | |
| 2015-07-06 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 7,000 owned after | $10.30 exercise price | 2015-07-06 | |
| 2015-07-06 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $13.53 exercise price | 2015-07-06 | |
| 2015-07-06 holding as of filing | Pelzer Francis J. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 50,000 owned after | $13.53 exercise price | 2015-07-06 | |
| 2015-07-01 | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,241 0 owned after | $3.80 exercise price | 2015-07-06 | |
| 2015-06-16 holding as of filing | ALPERN MILTON Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 12,115 owned after | $9.33 exercise price | 2015-06-16 | |
| 2015-06-16 holding as of filing | ALPERN MILTON Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,000 owned after | $10.30 exercise price | 2015-06-16 | |
| 2015-06-12 | ALPERN MILTON Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 161,844 owned after | $8.11 exercise price | 2015-06-16 | |
| 2015-06-11 holding as of filing | ALPERN MILTON Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 12,115 owned after | $9.33 exercise price | 2015-06-11 | |
| 2015-06-11 holding as of filing | ALPERN MILTON Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,000 owned after | $10.30 exercise price | 2015-06-11 | |
| 2015-06-09 | ALPERN MILTON Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 166,844 owned after | $8.11 exercise price | 2015-06-11 | |
| 2015-06-05 holding as of filing | ALPERN MILTON Officer (Chief Financial Officer) | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $8.11 exercise price | 2015-06-05 | ||
| 2015-06-05 holding as of filing | Howell Andrew L Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 3,342 owned after | $5.38 exercise price | 2015-06-05 | |
| 2015-06-05 holding as of filing | Howell Andrew L Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 19,588 owned after | $10.30 exercise price | 2015-06-05 | |
| 2015-06-05 holding as of filing | Howell Andrew L Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 35,404 owned after | $13.53 exercise price | 2015-06-05 | |
| 2015-06-05 holding as of filing | ALPERN MILTON Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 12,115 owned after | $9.33 exercise price | 2015-06-05 | |
| 2015-06-05 holding as of filing | ALPERN MILTON Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,000 owned after | $10.30 exercise price | 2015-06-05 | |
| 2015-06-03 | ALPERN MILTON Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 171,844 owned after | $8.11 exercise price | 2015-06-05 | |
| 2015-06-03 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 19,644 owned after | $5.38 exercise price | 2015-06-03 | |
| 2015-06-03 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 7,000 owned after | $10.30 exercise price | 2015-06-03 | |
| 2015-06-03 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $13.53 exercise price | 2015-06-03 | |
| 2015-06-03 holding as of filing | Howell Andrew L Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 3,342 owned after | $5.38 exercise price | 2015-06-03 | |
| 2015-06-03 holding as of filing | Howell Andrew L Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 19,588 owned after | $10.30 exercise price | 2015-06-03 | |
| 2015-06-03 holding as of filing | Howell Andrew L Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 35,404 owned after | $13.53 exercise price | 2015-06-03 | |
| 2015-06-01 | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,241 12,241 owned after | $3.80 exercise price | 2015-06-03 | |
| 2015-05-11 | Howell Andrew L Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,098 0 owned after | $3.80 exercise price | 2015-05-13 | |
| 2015-05-11 | Howell Andrew L Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,266 3,342 owned after | $5.38 exercise price | 2015-05-13 | |
| 2015-05-11 | Howell Andrew L Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,079 19,588 owned after | $10.30 exercise price | 2015-05-13 | |
| 2015-05-11 | Howell Andrew L Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,057 35,404 owned after | $13.53 exercise price | 2015-05-13 | |
| 2015-05-08 | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 24,482 owned after | $3.80 exercise price | 2015-06-03 | |
| 2015-04-02 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 33,482 owned after | $3.80 exercise price | 2015-04-02 | |
| 2015-04-02 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 19,644 owned after | $5.38 exercise price | 2015-04-02 | |
| 2015-04-02 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 7,000 owned after | $10.30 exercise price | 2015-04-02 | |
| 2015-04-02 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $13.53 exercise price | 2015-04-02 | |
| 2015-04-02 holding as of filing | Jenkins Shawn A Director, Officer (President & CEO), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 847,458 owned after | $7.09 exercise price | 2015-04-02 | |
| 2015-04-02 holding as of filing | Howell Andrew L Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 3,098 owned after | $3.80 exercise price | 2015-04-02 | |
| 2015-04-02 holding as of filing | Howell Andrew L Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 7,608 owned after | $5.38 exercise price | 2015-04-02 | |
| 2015-04-02 holding as of filing | Howell Andrew L Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 22,667 owned after | $10.30 exercise price | 2015-04-02 | |
| 2015-04-02 holding as of filing | Howell Andrew L Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 51,461 owned after | $13.53 exercise price | 2015-04-02 | |
| 2015-04-02 holding as of filing | Holland Mason R Jr Director, Officer (Executive Chairman of the Bd.), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 423,729 owned after | $7.09 exercise price | 2015-04-02 | |
| 2015-04-02 holding as of filing | ALPERN MILTON Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 176,844 owned after | $8.11 exercise price | 2015-04-02 | |
| 2015-04-02 holding as of filing | ALPERN MILTON Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 12,115 owned after | $9.33 exercise price | 2015-04-02 | |
| 2015-04-02 holding as of filing | ALPERN MILTON Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,000 owned after | $10.30 exercise price | 2015-04-02 | |
| 2015-04-01 | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,500 0 owned after | $3.09 exercise price | 2015-04-02 | |
| 2015-03-12 holding as of filing | Howell Andrew L Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 3,098 owned after | $3.80 exercise price | 2015-03-12 | |
| 2015-03-12 holding as of filing | Howell Andrew L Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 22,667 owned after | $10.30 exercise price | 2015-03-12 | |
| 2015-03-12 holding as of filing | Howell Andrew L Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 51,461 owned after | $13.53 exercise price | 2015-03-12 | |
| 2015-03-10 | Howell Andrew L Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,263 7,608 owned after | $5.38 exercise price | 2015-03-12 | |
| 2015-03-04 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 19,644 owned after | $5.38 exercise price | 2015-03-04 | |
| 2015-03-04 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 33,482 owned after | $3.80 exercise price | 2015-03-04 | |
| 2015-03-04 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 7,000 owned after | $10.30 exercise price | 2015-03-04 | |
| 2015-03-04 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $13.53 exercise price | 2015-03-04 | |
| 2015-03-02 | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 13,500 owned after | $3.09 exercise price | 2015-03-04 | |
| 2015-02-26 holding as of filing | Howell Andrew L Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 3,098 owned after | $3.80 exercise price | 2015-02-26 | |
| 2015-02-26 holding as of filing | Howell Andrew L Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 17,871 owned after | $5.38 exercise price | 2015-02-26 | |
| 2015-02-26 holding as of filing | Howell Andrew L Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 22,667 owned after | $10.30 exercise price | 2015-02-26 | |
| 2015-02-26 holding as of filing | Howell Andrew L Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 51,461 owned after | $13.53 exercise price | 2015-02-26 | |
| 2015-02-05 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 26,500 owned after | $3.09 exercise price | 2015-02-05 | |
| 2015-02-05 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 33,482 owned after | $3.80 exercise price | 2015-02-05 | |
| 2015-02-05 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 7,000 owned after | $10.30 exercise price | 2015-02-05 | |
| 2015-02-05 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $13.53 exercise price | 2015-02-05 | |
| 2015-02-03 | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,356 19,644 owned after | $5.38 exercise price | 2015-02-05 | |
| 2015-01-06 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 26,500 owned after | $3.09 exercise price | 2015-01-06 | |
| 2015-01-06 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 33,482 owned after | $3.80 exercise price | 2015-01-06 | |
| 2015-01-06 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 7,000 owned after | $10.30 exercise price | 2015-01-06 | |
| 2015-01-06 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $13.53 exercise price | 2015-01-06 | |
| 2015-01-02 | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 27,000 owned after | $5.38 exercise price | 2015-01-06 |