BENEFITFOCUS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 123 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-04-23: Reporting owner Howell Andrew L; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2014-04-23: Reporting owner Howell Andrew L; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2014-04-23: Reporting owner Howell Andrew L; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2014-04-23: Reporting owner Howell Andrew L; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-04-23 holding as of filing | Howell Andrew L Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 25,000 owned after | $3.80 exercise price | 2014-04-23 | |
| 2014-04-23 holding as of filing | Howell Andrew L Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 75,000 owned after | $5.38 exercise price | 2014-04-23 | |
| 2014-04-23 holding as of filing | Howell Andrew L Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 32,000 owned after | $10.30 exercise price | 2014-04-23 | |
| 2014-04-23 holding as of filing | Howell Andrew L Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 65,000 owned after | $13.53 exercise price | 2014-04-23 | |
| 2014-04-21 | Howell Andrew L Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 31,606 owned after | $3.12 exercise price | 2014-04-23 | |
| 2014-04-03 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 8,400 owned after | $3.50 exercise price | 2014-04-03 | |
| 2014-04-03 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 40,000 owned after | $3.09 exercise price | 2014-04-03 | |
| 2014-04-03 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 41,600 owned after | $3.14 exercise price | 2014-04-03 | |
| 2014-04-03 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 50,000 owned after | $3.80 exercise price | 2014-04-03 | |
| 2014-04-03 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 35,000 owned after | $5.38 exercise price | 2014-04-03 | |
| 2014-04-03 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 7,000 owned after | $10.30 exercise price | 2014-04-03 | |
| 2014-04-03 holding as of filing | Taylor Donald R Jr Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $13.53 exercise price | 2014-04-03 | |
| 2014-04-03 holding as of filing | Jenkins Shawn A Director, Officer (President & CEO), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 847,458 owned after | $7.09 exercise price | 2014-04-03 | |
| 2014-04-03 holding as of filing | Howell Andrew L Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 46,606 owned after | $3.12 exercise price | 2014-04-03 | |
| 2014-04-03 holding as of filing | Howell Andrew L Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 25,000 owned after | $3.14 exercise price | 2014-04-03 | |
| 2014-04-03 holding as of filing | Howell Andrew L Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 25,000 owned after | $3.80 exercise price | 2014-04-03 | |
| 2014-04-03 holding as of filing | Howell Andrew L Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 75,000 owned after | $5.38 exercise price | 2014-04-03 | |
| 2014-04-03 holding as of filing | Howell Andrew L Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 32,000 owned after | $10.30 exercise price | 2014-04-03 | |
| 2014-04-03 holding as of filing | Howell Andrew L Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 65,000 owned after | $13.53 exercise price | 2014-04-03 | |
| 2014-04-03 holding as of filing | Holland Mason R Jr Director, Officer (Executive Chairman of the Bd.), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 423,729 owned after | $7.09 exercise price | 2014-04-03 | |
| 2014-04-03 holding as of filing | ALPERN MILTON Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 201,844 owned after | $8.11 exercise price | 2014-04-03 | |
| 2014-04-03 holding as of filing | ALPERN MILTON Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 12,115 owned after | $9.33 exercise price | 2014-04-03 | |
| 2014-04-03 holding as of filing | ALPERN MILTON Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,000 owned after | $10.30 exercise price | 2014-04-03 |