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FRANKLIN RESOURCES INC (BEN) Material Contracts, 2021

FRANKLIN RESOURCES INC Material Contracts

Every material contract the company filed as Exhibit 10 (executive pay plans, credit agreements, supplier and indemnity agreements), newest first, with the filing's own description.

  • 2021-11-19: Form 10-K; Exhibit 10.17; Description Notice of Restricted Stock Award and Restricted Stock Award Agreement (dated September 2, 2020) under our 2002 Universal Stock Incentive Plan for performance-based award to Adam B. Spector (filed herewith)*.
  • 2021-11-19: Form 10-K; Exhibit 10.16; Description Representative Forms of Notice of Restricted Stock Unit Award and Restricted Stock Unit Award Agreement (RSU) under our 2002 Universal Stock Incentive Plan for certain performance-based awards to executive officers of Registrant (filed herewith)*.
  • 2021-11-19: Form 10-K; Exhibit 10.15; Description Representative Forms of Notice of Restricted Stock Unit Award and Restricted Stock Unit Award Agreement (RSU) under our 2002 Universal Stock Incentive Plan for certain time-based awards to executive officers of Registrant (filed herewith)*.
  • 2021-11-16: Form 8-K; Exhibit 10.1; Description Franklin Resources, Inc. Deferred Compensation Fund Plan..
FiledFormExhibitDescription
2021-11-1910-K10.17Notice of Restricted Stock Award and Restricted Stock Award Agreement (dated September 2, 2020) under our 2002 Universal Stock Incentive Plan for performance-based award to Adam B. Spector (filed herewith)*
2021-11-1910-K10.16Representative Forms of Notice of Restricted Stock Unit Award and Restricted Stock Unit Award Agreement (RSU) under our 2002 Universal Stock Incentive Plan for certain performance-based awards to executive officers of Registrant (filed herewith)*
2021-11-1910-K10.15Representative Forms of Notice of Restricted Stock Unit Award and Restricted Stock Unit Award Agreement (RSU) under our 2002 Universal Stock Incentive Plan for certain time-based awards to executive officers of Registrant (filed herewith)*
2021-11-168-K10.1Franklin Resources, Inc. Deferred Compensation Fund Plan.
2021-02-108-K10.12002 UNIVERSAL STOCK INCENTIVE PLAN (AS AMENDED & RESTATED EFF FEB 9, 2021)

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