AVISTAR COMMUNICATIONS CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-05: Reporting owner Innes Darren; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-05: Reporting owner HABIG ROBERT J; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-05: Reporting owner LAUWERS J CHRIS; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-05: Reporting owner Rodde Anton; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-05 | Innes Darren Officer (GM Global Sales) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 510,000 owned after | $0.61 exercise price | 2007-12-07 | |
| 2007-12-05 | HABIG ROBERT J Officer (CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 885,000 owned after | $0.61 exercise price | 2007-12-06 | |
| 2007-12-05 | LAUWERS J CHRIS Officer (CTO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 1,105,000 owned after | $0.61 | 2007-12-06 | |
| 2007-12-05 | Rodde Anton Officer (President-I.P.) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 1,025,000 owned after | $0.61 exercise price | 2007-12-06 | |
| 2007-12-05 | MOSS SIMON B Officer (President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 1,350,000 owned after | $0.61 exercise price | 2007-12-06 | |
| 2007-11-28 | LAUWERS J CHRIS | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | $0.25 exercise price | 2008-03-20 | |
| 2007-11-01 | Innes Darren Officer (Gen Mngr, Global Head of Sales) | 4 | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.83 exercise price | 2007-11-01 | |
| 2007-07-19 | MOSS SIMON B Officer (President) | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,100,000 1,100,000 owned after | $1.41 exercise price | 2007-07-20 | |
| 2007-07-17 holding as of filing | MOSS SIMON B Officer (President) | 3 | Options Derivative · Direct | Holding | no price filed | 2007-07-17 | ||
| 2007-04-18 | Garrigan Robert T Officer (Vice-President of Sales) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,250 11,250 owned after | $1.60 | 2007-04-20 | |
| 2007-04-18 | Garrigan Robert T Officer (Vice-President of Sales) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,750 18,750 owned after | $1.60 | 2007-04-20 | |
| 2007-04-18 | Rodde Anton Officer (President, CPI) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,773 47,773 owned after | $1.60 | 2007-04-20 | |
| 2007-04-18 | Rodde Anton Officer (President, CPI) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,227 2,227 owned after | $1.60 | 2007-04-20 | |
| 2007-04-18 | Arisco Stephen F Officer (Vice President) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.60 | 2007-04-20 | |
| 2007-04-18 | LAUWERS J CHRIS Officer (Vice President) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $1.60 | 2007-04-20 | |
| 2007-04-18 | LAUWERS J CHRIS Officer (Vice President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $1.60 | 2007-04-20 | |
| 2007-04-18 | HABIG ROBERT J Officer (CFO) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,195 30,195 owned after | $1.60 | 2007-04-20 | |
| 2007-04-18 | HABIG ROBERT J Officer (CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,805 9,805 owned after | $1.60 | 2007-04-20 | |
| 2007-01-03 | HEINRICHS R STEPHEN Director, 10% Owner | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.69 | 2007-01-04 | |
| 2007-01-03 | Heimark Craig Foster Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.69 | 2007-01-04 | |
| 2007-01-03 | Heimark Craig Foster Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 30,000 owned after | $1.69 | 2007-01-04 | |
| 2007-01-03 | LATTA ROBERT P Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.69 | 2007-01-04 | |
| 2007-01-03 | METCALFE ROBERT M Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.69 | 2007-01-04 | |
| 2007-01-03 | METCALFE ROBERT M Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 30,000 owned after | $1.69 | 2007-01-04 | |
| 2007-01-03 | Zeigon James W Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.69 | 2007-01-04 | |
| 2007-01-03 | Zeigon James W Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 35,000 owned after | $1.69 | 2007-01-04 |