AVISTAR COMMUNICATIONS CORP Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows, 14 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-03-29: Reporting owner BURNETT GERALD J; Form 4; Security 4.5% Convertible Subordinated Secured Notes due 2013; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2009-12-23: Reporting owner LEUCADIA NATIONAL CORP | Baldwin Enterprises, Inc. | PHLCORP INC; Form 4/A; Security 4.5% Convertible Subordinated Secured Notes due 2010; Transaction S Open market or private sale of non-derivative or derivative security.
- 2009-05-22: Reporting owner CAMPBELL WILLIAM L; Form 4; Security 4.5% Convertible Subordinated Secured Notes due 2010; Transaction C Conversion of derivative security.
- 2009-05-22: Reporting owner HEINRICHS R STEPHEN; Form 4; Security 4.5% Convertible Subordinated Secured Notes due 2010; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-03-29 | BURNETT GERALD J Director, 10% Owner | 4 | 4.5% Convertible Subordinated Secured Notes due 2013 Derivative · Indirect · by Trust | P Open market or private purchase of non-derivative or derivative security | $3,000,000.00 | 2011-03-31 | ||
| 2009-12-23 | LEUCADIA NATIONAL CORP | Baldwin Enterprises, Inc. | PHLCORP INC 10% Owner | 10% Owner | 10% Owner | 4/A | 4.5% Convertible Subordinated Secured Notes due 2010 Derivative · Indirect · See Footnote | S Open market or private sale of non-derivative or derivative security | −5,714,285 0 owned after | $0.70 exercise price | 2009-12-23 | |
| 2009-05-22 | CAMPBELL WILLIAM L Director | 4 | 4.5% Convertible Subordinated Secured Notes due 2010 Derivative · Indirect · by Trust | C Conversion of derivative security | $100,000.00 | 2009-05-26 | ||
| 2009-05-22 | HEINRICHS R STEPHEN Director, 10% Owner | 4 | 4.5% Convertible Subordinated Secured Notes due 2010 Derivative · Indirect · by Trust | C Conversion of derivative security | $1,000,000.00 | 2009-05-22 | ||
| 2009-05-22 | BURNETT GERALD J Director, 10% Owner | 4 | 4.5% Convertible Subordinated Secured Notes due 2010 Derivative · Indirect · by Trust | C Conversion of derivative security | $0.70 | 2009-05-22 | ||
| 2009-05-21 | Heimark Craig Foster Director | 4 | 4.5% Convertible Subordinated Secured Notes due 2010 Derivative · Direct | C Conversion of derivative security | $200,000.00 | 2009-05-26 | ||
| 2009-05-21 | MOSS SIMON B Director, Officer (CEO, Avistar) | 4 | 4.5% Convertible Subordinated Secured Notes due 2010 Derivative · Direct | C Conversion of derivative security | $0.70 | 2009-05-22 | ||
| 2008-12-05 holding as of filing | Baldwin Enterprises, Inc. | PHLCORP INC | LEUCADIA NATIONAL CORP 10% Owner | 10% Owner | 10% Owner | 3 | 4.5% Convertible Subordinated Secured Notes due 2010 Derivative · Indirect · See Explanatory Note | Holding | $0.70 exercise price | 2008-12-05 | ||
| 2008-01-04 | Innes Darren Officer (General Manager, Global Sales) | 4 | 4.5% Convertible Subordinated Secured Notes due 2010 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | $60,000.00 | 2008-01-08 | ||
| 2008-01-04 | BURNETT GERALD J Director, 10% Owner | 4 | 4.5% Convertible Subordinated Secured Notes due 2010 Derivative · Indirect · by Trust | P Open market or private purchase of non-derivative or derivative security | $1,540,000.00 | 2008-01-08 | ||
| 2008-01-04 | MOSS SIMON B Director, Officer (President, Avistar) | 4 | 4.5% Convertible Subordinated Secured Notes due 2010 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | $50,000.00 | 2008-01-08 | ||
| 2008-01-04 | HEINRICHS R STEPHEN Director, 10% Owner | 4 | 4.5% Convertible Subordinated Secured Notes due 2010 Derivative · Indirect · by Trust | P Open market or private purchase of non-derivative or derivative security | $1,000,000.00 | 2008-01-08 | ||
| 2008-01-04 | Heimark Craig Foster Director | 4 | 4.5% Convertible Subordinated Secured Notes due 2010 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | $200,000.00 | 2008-01-08 | ||
| 2008-01-04 | CAMPBELL WILLIAM L Director | 4 | 4.5% Convertible Subordinated Secured Notes due 2010 Derivative · Indirect · by Trust | P Open market or private purchase of non-derivative or derivative security | $100,000.00 | 2008-01-08 |