AVISTAR COMMUNICATIONS CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-10-24: Reporting owner Arisco Stephen F; Form 4; Security Incentive Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-04-18: Reporting owner Rodde Anton; Form 4; Security Incentive Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-04-18: Reporting owner Rodde Anton; Form 4; Security Non-qualified stock option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-04-18: Reporting owner Garrigan Robert T; Form 4; Security Incentive Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-10-24 | Arisco Stephen F Officer (Vice President) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,800 18,200 owned after | $2.25 | 2006-10-25 | |
| 2006-04-18 | Rodde Anton Officer (President, CPI) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,250 31,250 owned after | $1.52 exercise price | 2006-04-19 | |
| 2006-04-18 | Rodde Anton Officer (President, CPI) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,750 18,750 owned after | $1.52 exercise price | 2006-04-19 | |
| 2006-04-18 | Garrigan Robert T Officer (Vice-President of Sales) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,712 9,712 owned after | $1.52 | 2006-04-18 | |
| 2006-04-18 | Garrigan Robert T Officer (Vice-President of Sales) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,288 20,288 owned after | $1.52 | 2006-04-18 | |
| 2006-04-18 | HABIG ROBERT J Officer (CFO) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,250 31,250 owned after | $1.52 | 2006-04-18 | |
| 2006-04-18 | HABIG ROBERT J Officer (CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,750 18,750 owned after | $1.52 | 2006-04-18 | |
| 2006-04-18 | Arisco Stephen F Officer (Vice President) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $1.52 | 2006-04-18 | |
| 2006-04-18 | LAUWERS J CHRIS Officer (Vice President) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,753 24,753 owned after | $1.52 | 2006-04-18 | |
| 2006-04-18 | LAUWERS J CHRIS Officer (Vice President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,247 25,247 owned after | $1.52 | 2006-04-18 | |
| 2006-01-02 | HEINRICHS R STEPHEN Director, 10% Owner | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.54 | 2006-03-07 | |
| 2006-01-02 | Heimark Craig Foster Director, Officer (Director) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.54 | 2006-03-07 | |
| 2006-01-02 | Heimark Craig Foster Director, Officer (Director) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 30,000 owned after | $1.54 | 2006-03-07 | |
| 2006-01-02 | Zeigon James W Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.54 | 2006-03-07 | |
| 2006-01-02 | Zeigon James W Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 35,000 owned after | $1.54 | 2006-03-07 | |
| 2006-01-02 | METCALFE ROBERT M Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.54 | 2006-03-07 | |
| 2006-01-02 | METCALFE ROBERT M Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 30,000 owned after | $1.54 | 2006-03-07 | |
| 2006-01-02 | LATTA ROBERT P Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.54 | 2006-03-07 |