AVISTAR COMMUNICATIONS CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 35 rows, 35 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-07-19: Reporting owner Dignen Michael James; Form 4; Security Restricted Stock Units (RSUs); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-06-01: Reporting owner Westmoreland Stephen Warren; Form 4; Security Restricted Stock Units (RSUs); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-06-01: Reporting owner Kirk Robert F; Form 4; Security Restricted Stock Units (RSUs); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-06-01: Reporting owner MurrayMetzger Elias Arthur; Form 4; Security Restricted Stock Units (RSUs); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-07-19 | Dignen Michael James Officer (SVP, National Accounts & Sales) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200,000 87,500 owned after | $0.00 | 2012-07-20 | |
| 2012-06-01 | Westmoreland Stephen Warren Officer (Chief Information Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 250,000 owned after | $0.00 | 2012-06-04 | |
| 2012-06-01 | Kirk Robert F Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,000 625,000 owned after | $0.00 | 2012-06-04 | |
| 2012-06-01 | MurrayMetzger Elias Arthur Officer (Chief Financial Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 137,500 owned after | $0.00 | 2012-06-04 | |
| 2012-06-01 | Kennedy Bryan Officer (SVP, Business Development) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 200,000 owned after | $0.00 | 2012-06-04 | |
| 2012-06-01 | Dignen Michael James Officer (SVP, National Accounts & Sales) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 287,500 owned after | $0.00 | 2012-06-04 | |
| 2012-06-01 | Epstein Stephen Officer (CMO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 200,000 owned after | $0.00 | 2012-06-04 | |
| 2012-04-21 | Kirk Robert F Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300,000 750,000 owned after | $0.00 | 2012-04-23 | |
| 2012-01-25 | Epstein Stephen Officer (CMO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 250,000 owned after | $0.00 | 2012-01-27 | |
| 2012-01-25 | Dignen Michael James Officer (SVP, National Accounts & Sales) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 325,000 owned after | $0.00 | 2012-01-27 | |
| 2012-01-25 | LAUWERS J CHRIS Officer (CTO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 250,000 owned after | $0.00 | 2012-01-27 | |
| 2012-01-25 | Kennedy Bryan Officer (VP of Business Development) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 250,000 owned after | $0.00 | 2012-01-27 | |
| 2012-01-25 | MurrayMetzger Elias Arthur Officer (Chief Financial Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 175,000 owned after | $0.00 | 2012-01-27 | |
| 2012-01-25 | Westmoreland Stephen Warren Officer (Chief Information Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 300,000 owned after | $0.00 | 2012-01-27 | |
| 2012-01-25 | Kirk Robert F Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 1,050,000 owned after | $0.00 | 2012-01-27 | |
| 2011-12-28 | Kennedy Bryan Officer (VP of Business Development) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200,000 100,000 owned after | $0.00 | 2011-12-30 | |
| 2011-12-08 | LAUWERS J CHRIS Officer (CTO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400,000 100,000 owned after | $0.00 | 2011-12-12 | |
| 2011-12-08 | MurrayMetzger Elias Arthur Officer (Chief Financial Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 75,000 owned after | $0.00 | 2011-12-12 | |
| 2011-12-08 | Westmoreland Stephen Warren Officer (Chief Information Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200,000 100,000 owned after | $0.00 | 2011-12-12 | |
| 2011-12-08 | Epstein Stephen Officer (CMO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200,000 100,000 owned after | $0.00 | 2011-12-12 | |
| 2011-06-01 | Dignen Michael James Officer (SVP, National Accounts & Sales) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 275,000 owned after | $0.00 | 2011-06-03 | |
| 2011-06-01 | Epstein Stephen Officer (CMO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 300,000 owned after | $0.00 | 2011-06-03 | |
| 2011-06-01 | Kennedy Bryan Officer (VP of Business Development) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 300,000 owned after | $0.00 | 2011-06-03 | |
| 2011-06-01 | Kirk Robert F Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 550,000 owned after | $0.00 | 2011-06-03 | |
| 2011-06-01 | LAUWERS J CHRIS Officer (CTO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 500,000 owned after | $0.00 | 2011-06-03 | |
| 2011-06-01 | MurrayMetzger Elias Arthur Officer (Chief Financial Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 175,000 owned after | $0.00 | 2011-06-03 | |
| 2011-06-01 | Westmoreland Stephen Warren Officer (Chief Information Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 300,000 owned after | $0.00 | 2011-06-03 | |
| 2010-07-20 holding as of filing | Dignen Michael James Officer (SVP, National Accounts & Sales) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2010-07-20 | ||
| 2010-04-21 | Kirk Robert F Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.00 | 2010-04-29 | |
| 2010-01-29 holding as of filing | Kennedy Bryan Officer (VP of Business Development) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2010-01-29 | ||
| 2009-12-08 | LAUWERS J CHRIS Officer (CTO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.00 | 2009-12-10 | |
| 2009-12-08 | Epstein Stephen Officer (CMO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.00 | 2009-12-10 | |
| 2009-12-08 | Rodde Anton Officer (President-I.P.) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.00 | 2009-12-10 | |
| 2009-12-08 | MurrayMetzger Elias Arthur Officer (Chief Financial Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.00 | 2009-12-10 | |
| 2009-12-08 | Westmoreland Stephen Warren Officer (Chief Information Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.00 | 2009-12-10 |