ATHERSYS, INC / NEW Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows in 2023. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-08-17: Reporting owner MAYHUGH NEEMA; Form 4; Security NonQualified Stock Option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-01-09: Reporting owner Nolan Joseph Patrick; Form 4; Security NonQualified Stock Option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-08-17 | MAYHUGH NEEMA Director | 4 | NonQualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,428 27,428 owned after | $0.39 exercise price | 2023-09-14 | |
| 2023-01-09 | Nolan Joseph Patrick Director | 4 | NonQualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,428 27,428 owned after | $1.12 exercise price | 2023-01-11 |