ASHLAND INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-19: Reporting owner Silverman Keith C; Form 4; Security Stock Appreciation Right; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-18: Reporting owner WULFSOHN WILLIAM A; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-11-18: Reporting owner WILLIS J KEVIN; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-11-18: Reporting owner Silverman Keith C; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-19 | Silverman Keith C Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,100 0 owned after | $70.37 exercise price | 2015-11-23 | |
| 2015-11-18 | WULFSOHN WILLIAM A Director, Officer (Chief Executive Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +57,250 57,250 owned after | $111.89 | 2015-11-20 | |
| 2015-11-18 | WILLIS J KEVIN Officer (Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,050 16,050 owned after | $111.89 | 2015-11-20 | |
| 2015-11-18 | Silverman Keith C Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,800 1,800 owned after | $111.89 | 2015-11-20 | |
| 2015-11-18 | Schumann Anne T. Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,300 4,300 owned after | $111.89 | 2015-11-20 | |
| 2015-11-18 | MITCHELL SAMUEL J Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,550 8,550 owned after | $111.89 | 2015-11-20 | |
| 2015-11-18 | HEITMAN WILLIAM J Officer (Controller) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,600 3,600 owned after | $111.89 | 2015-11-20 | |
| 2015-11-18 | Ganz Peter Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,750 9,750 owned after | $111.89 | 2015-11-20 | |
| 2015-11-18 | FERNANDEZ-MORENO LUIS M Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $111.89 | 2015-11-20 | |
| 2015-11-18 | Elliott Greg W Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 6,500 owned after | $111.89 | 2015-11-20 | |
| 2015-04-07 | Harris Theodore L Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,100 0 owned after | $55.56 exercise price | 2015-04-09 | |
| 2015-04-07 | Harris Theodore L Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,825 3,275 owned after | $70.37 exercise price | 2015-04-09 | |
| 2015-04-06 | HEITMAN WILLIAM J Officer (Controller) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 0 owned after | $51.86 exercise price | 2015-04-08 | |
| 2015-04-06 | HEITMAN WILLIAM J Officer (Controller) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,450 2,450 owned after | $55.56 exercise price | 2015-04-08 | |
| 2015-04-06 | HEITMAN WILLIAM J Officer (Controller) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,900 2,900 owned after | $70.37 exercise price | 2015-04-08 | |
| 2015-03-24 | FERNANDEZ-MORENO LUIS M Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,305 7,195 owned after | $69.15 exercise price | 2015-03-26 | |
| 2015-03-24 | FERNANDEZ-MORENO LUIS M Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,320 2,875 owned after | $69.15 exercise price | 2015-03-26 | |
| 2015-01-29 | WULFSOHN WILLIAM A Director, Officer (Chief Executive Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,000 46,000 owned after | $117.38 | 2015-02-02 | |
| 2015-01-05 | HEITMAN WILLIAM J Officer (Controller) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 600 owned after | $51.86 exercise price | 2015-01-06 | |
| 2015-01-05 | Solomon Walter H Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 0 owned after | $55.56 exercise price | 2015-01-06 | |
| 2015-01-05 | Solomon Walter H Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,725 1,575 owned after | $70.37 exercise price | 2015-01-06 |