ARTHROCARE CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 28 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-26: Reporting owner FOSTER JAMES G; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-13: Reporting owner FITZGERALD DAVID; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-13: Reporting owner FITZGERALD DAVID; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-08-07: Reporting owner FOSTER JAMES G; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-26 | FOSTER JAMES G Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $16.10 | 2012-12-31 | |
| 2012-11-13 | FITZGERALD DAVID Director, Officer (Board of Directors) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 25,000 owned after | $13.29 | 2012-11-15 | |
| 2012-11-13 | FITZGERALD DAVID Director, Officer (Board of Directors) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $31.33 | 2012-11-15 | |
| 2012-08-07 | FOSTER JAMES G Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 35,000 owned after | $13.05 | 2012-08-09 | |
| 2012-08-07 | FOSTER JAMES G Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 0 owned after | $28.96 | 2012-08-09 | |
| 2012-05-29 | WILSON PETER Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,000 owned after | $26.79 | 2012-05-30 | |
| 2012-05-29 | WILSON PETER Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $26.68 | 2012-05-30 | |
| 2012-05-29 | LENDAU TORD Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $26.13 | 2012-05-29 | |
| 2012-02-28 | WOLOSZKO JEAN Officer (CTO and SVP) | 4 | NON-QUALIFIED STOCK OPTION Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,711 106,301 owned after | $26.24 | 2012-03-01 | |
| 2012-02-28 | WOLOSZKO JEAN Officer (CTO and SVP) | 4 | INCENTIVE STOCK OPTION Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,738 110,039 owned after | $26.24 | 2012-03-01 | |
| 2012-02-28 | PROTHRO BRUCE Officer (Chief Regulatory Officer & SVP) | 4 | NON-QUALIFIED STOCK OPTION Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,186 91,233 owned after | $26.24 | 2012-03-01 | |
| 2012-02-28 | PROTHRO BRUCE Officer (Chief Regulatory Officer & SVP) | 4 | INCENTIVE STOCK OPTION Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,373 94,606 owned after | $26.24 | 2012-03-01 | |
| 2012-02-28 | Miclot Andrew Officer (SVP & GM ENT Tech) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,485 3,485 owned after | $26.24 | 2012-03-01 | |
| 2012-02-28 | Miclot Andrew Officer (SVP & GM ENT Tech) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,459 8,459 owned after | $26.24 | 2012-03-01 | |
| 2012-02-28 | SCHAFFNER SCOTT Officer (SVP & GM SPORTS MEDICINE) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,484 3,484 owned after | $26.24 | 2012-03-01 | |
| 2012-02-28 | SCHAFFNER SCOTT Officer (SVP & GM SPORTS MEDICINE) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,460 8,460 owned after | $26.24 | 2012-03-01 | |
| 2012-02-28 | PACEK JAMES L Officer (Sr VP, Strategic Business Unit) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,485 3,485 owned after | $26.24 | 2012-03-01 | |
| 2012-02-28 | PACEK JAMES L Officer (Sr VP, Strategic Business Unit) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,459 8,459 owned after | $26.24 | 2012-03-01 | |
| 2012-02-28 | Newton Todd Officer (SVP, CFO & COO) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,806 3,806 owned after | $26.24 | 2012-03-01 | |
| 2012-02-28 | Newton Todd Officer (SVP, CFO & COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,379 19,379 owned after | $26.24 | 2012-03-01 | |
| 2012-02-28 | Rew Richard W. II Officer (Senior VP & General Counsel) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,373 3,373 owned after | $26.24 | 2012-03-01 | |
| 2012-02-28 | Rew Richard W. II Officer (Senior VP & General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,186 8,186 owned after | $26.24 | 2012-03-01 | |
| 2012-02-28 | FITZGERALD DAVID Director, Officer (Board of Directors) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,701 3,701 owned after | $26.24 | 2012-03-01 | |
| 2012-02-28 | FITZGERALD DAVID Director, Officer (Board of Directors) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,482 8,482 owned after | $26.24 | 2012-03-01 | |
| 2012-02-07 | WOLOSZKO JEAN Officer (CTO and SVP) | 4 | NON-QUALIFIED STOCK OPTION Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −2,240 95,590 owned after | $32.32 | 2012-02-09 | |
| 2012-02-07 | WOLOSZKO JEAN Officer (CTO and SVP) | 4 | INCENTIVE STOCK OPTION Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −2,969 92,621 owned after | $32.32 | 2012-02-09 | |
| 2012-01-03 | PROTHRO BRUCE Officer (Chief Regulatory Officer & SVP) | 4 | NON-QUALIFIED STOCK OPTION Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,719 83,047 owned after | $32.01 | 2012-01-05 | |
| 2012-01-03 | PROTHRO BRUCE Officer (Chief Regulatory Officer & SVP) | 4 | INCENTIVE STOCK OPTION Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −2,969 80,078 owned after | $32.01 | 2012-01-05 |