ARTHROCARE CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows, 37 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-05-29: Reporting owner PACEK JAMES L; Form 4; Security Performance Share; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-05-29: Reporting owner Newton Todd; Form 4; Security Performance Share; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-05-29: Reporting owner WOLOSZKO JEAN; Form 4; Security Performance Share; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-05-29: Reporting owner FITZGERALD DAVID; Form 4; Security Performance Share; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-05-29 | PACEK JAMES L Officer (Sr VP, Global Markets & Sales) | 4 | Performance Share Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,047 0 owned after | $0.00 | 2014-06-03 | |
| 2014-05-29 | Newton Todd Officer (EVP, CFO & COO) | 4 | Performance Share Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,047 0 owned after | $0.00 | 2014-06-03 | |
| 2014-05-29 | WOLOSZKO JEAN Officer (Chief Tech Officer and SVP R&D) | 4 | Performance Share Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,047 0 owned after | $0.00 | 2014-06-03 | |
| 2014-05-29 | FITZGERALD DAVID Director, Officer (President and CEO) | 4 | Performance Share Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,047 0 owned after | $0.00 | 2014-06-03 | |
| 2014-05-29 | PROTHRO BRUCE Officer (Chief Regulatory Officer & SVP) | 4 | Performance Share Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,047 0 owned after | $0.00 | 2014-06-03 | |
| 2014-05-29 | Rew Richard W. II Officer (Senior VP & General Counsel) | 4 | Performance Share Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,047 0 owned after | $0.00 | 2014-06-03 | |
| 2014-05-29 | SCHAFFNER SCOTT Officer (SVP and GM Sports Medicine) | 4 | Performance Share Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,047 0 owned after | $0.00 | 2014-06-03 | |
| 2014-05-29 | BELINFANTI GREGORY Director | 4 | Restricted Stock Units Derivative · Indirect · One Equity Partners III, L.P. (See Footnote 8) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,021 14,553 owned after | $0.00 | 2014-06-03 | |
| 2014-05-29 | BELINFANTI GREGORY Director | 4 | Restricted Stock Units Derivative · Indirect · One Equity Partners III, L.P. (See Footnote 8) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,728 10,825 owned after | $0.00 | 2014-06-03 | |
| 2014-05-29 | BELINFANTI GREGORY Director | 4 | Restricted Stock Units Derivative · Indirect · One Equity Partners III, L.P. (See Footnote 8) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,213 7,612 owned after | $0.00 | 2014-06-03 | |
| 2014-05-29 | BELINFANTI GREGORY Director | 4 | Restricted Stock Units Derivative · Indirect · One Equity Partners III, L.P. (See Footnote 8) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,312 3,300 owned after | $0.00 | 2014-06-03 | |
| 2014-05-29 | BELINFANTI GREGORY Director | 4 | Restricted Stock Units Derivative · Indirect · One Equity Partners III, L.P. (See Footnote 8) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,300 0 owned after | $0.00 | 2014-06-03 | |
| 2014-05-29 | Ahrens Christian Director | 4 | Restricted Stock Units Derivative · Indirect · One Equity Partners III, L.P. (See Footnote 8) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,021 14,553 owned after | $0.00 | 2014-06-03 | |
| 2014-05-29 | Ahrens Christian Director | 4 | Restricted Stock Units Derivative · Indirect · One Equity Partners III, L.P. (See Footnote 8) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,728 10,825 owned after | $0.00 | 2014-06-03 | |
| 2014-05-29 | Ahrens Christian Director | 4 | Restricted Stock Units Derivative · Indirect · One Equity Partners III, L.P. (See Footnote 8) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,213 7,612 owned after | $0.00 | 2014-06-03 | |
| 2014-05-29 | Ahrens Christian Director | 4 | Restricted Stock Units Derivative · Indirect · One Equity Partners III, L.P. (See Footnote 8) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,312 3,300 owned after | $0.00 | 2014-06-03 | |
| 2014-05-29 | Ahrens Christian Director | 4 | Restricted Stock Units Derivative · Indirect · One Equity Partners III, L.P. (See Footnote 8) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,300 0 owned after | $0.00 | 2014-06-03 | |
| 2014-05-29 | OEP AC Holdings, LLC | OEP Parent LLC | OEP General Partner III, L.P. | ONE EQUITY PARTNERS LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Restricted Stock Units Derivative · Indirect · One Equity Partners III, L.P. (See Footnote 8,9) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,042 29,106 owned after | $0.00 | 2014-06-03 | |
| 2014-05-29 | OEP AC Holdings, LLC | OEP Parent LLC | OEP General Partner III, L.P. | ONE EQUITY PARTNERS LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Restricted Stock Units Derivative · Indirect · One Equity Partners III, L.P. (See Footnote 8,9) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,456 21,650 owned after | $0.00 | 2014-06-03 | |
| 2014-05-29 | OEP AC Holdings, LLC | OEP Parent LLC | OEP General Partner III, L.P. | ONE EQUITY PARTNERS LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Restricted Stock Units Derivative · Indirect · One Equity Partners III, L.P. (See Footnote 8,9) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,426 15,224 owned after | $0.00 | 2014-06-03 | |
| 2014-05-29 | OEP AC Holdings, LLC | OEP Parent LLC | OEP General Partner III, L.P. | ONE EQUITY PARTNERS LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Restricted Stock Units Derivative · Indirect · One Equity Partners III, L.P. (See Footnote 8,9) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,624 6,600 owned after | $0.00 | 2014-06-03 | |
| 2014-05-29 | OEP AC Holdings, LLC | OEP Parent LLC | OEP General Partner III, L.P. | ONE EQUITY PARTNERS LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Restricted Stock Units Derivative · Indirect · One Equity Partners III, L.P. (See Footnote 8,9) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,600 0 owned after | $0.00 | 2014-06-03 | |
| 2013-05-22 | OEP AC Holdings, LLC | ONE EQUITY PARTNERS LLC | OEP General Partner III, L.P. | OEP Parent LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Restricted Stock Units Derivative · Indirect · By One Equity Partners III, L.P. See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,600 6,600 owned after | $0.00 | 2013-05-24 | |
| 2013-05-22 | BELINFANTI GREGORY Director | 4 | Restricted Stock Units Derivative · Indirect · One Equity Partners III, L.P. See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,300 3,300 owned after | $0.00 | 2013-05-24 | |
| 2013-05-22 | Ahrens Christian Director | 4 | Restricted Stock Units Derivative · Indirect · One Equity Partners III, L.P. See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,300 3,300 owned after | $0.00 | 2013-05-24 | |
| 2012-05-24 | One Equity Partners III, L.P. | OEP AC Holdings, LLC | OEP Parent LLC | OEP General Partner III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Restricted Stock Units Derivative · Indirect · By One Equity Partners III, L.P. See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,624 8,624 owned after | $0.00 | 2012-05-29 | |
| 2012-05-24 | BELINFANTI GREGORY Director | 4 | Restricted Stock Units Derivative · Indirect · One Equity Partners III, L.P. See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,312 4,312 owned after | $0.00 | 2012-05-29 | |
| 2012-05-24 | Ahrens Christian Director | 4 | Restricted Stock Units Derivative · Indirect · One Equity Partners III, L.P. See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,312 4,312 owned after | $0.00 | 2012-05-29 | |
| 2011-05-12 | OEP Parent LLC | One Equity Partners III, L.P. | OEP AC Holdings, LLC | OEP General Partner III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Restricted Stock Units Derivative · Indirect · By One Equity Partners III, L.P. (See Footnotes 3,4) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,426 6,426 owned after | $0.00 | 2011-05-16 | |
| 2011-05-12 | BELINFANTI GREGORY Director | 4 | Restricted Stock Units Derivative · Indirect · One Equity Partners III, L.P. (See Footnote 3) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,213 3,213 owned after | $0.00 | 2011-05-16 | |
| 2011-05-12 | Ahrens Christian Director | 4 | Restricted Stock Units Derivative · Indirect · One Equity Partners III, L.P. (See Footnote 3) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,213 3,213 owned after | $0.00 | 2011-05-16 | |
| 2010-05-12 | BELINFANTI GREGORY Director | 4 | Restricted Stock Units Derivative · Indirect · One Equity Partners III, L.P. (See Footnote 3) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,728 3,728 owned after | $0.00 | 2010-05-14 | |
| 2010-05-12 | Ahrens Christian Director | 4 | Restricted Stock Units Derivative · Indirect · One Equity Partners III, L.P. (See Footnote 3) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,728 3,728 owned after | $0.00 | 2010-05-14 | |
| 2010-05-12 | OEP AC Holdings, LLC | One Equity Partners III, L.P. | OEP General Partner III, L.P. | OEP HOLDING CORP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Restricted Stock Units Derivative · Indirect · By One Equity Partners III, L.P. (See Footnotes 3,4) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,456 7,456 owned after | $0.00 | 2010-05-14 | |
| 2009-12-16 | OEP AC Holdings, LLC | OEP HOLDING CORP | OEP General Partner III, L.P. | One Equity Partners III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Restricted Stock Units Derivative · Indirect · By One Equity Partners III, L.P. (See Footnote 3,4) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,042 34,042 owned after | $0.00 | 2009-12-21 | |
| 2009-12-16 | Ahrens Christian Director | 4 | Restricted Stock Units Derivative · Indirect · By self on behalf of One Equity Partners III, L.P. (See Footnote 3) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,021 17,021 owned after | $0.00 | 2009-12-18 | |
| 2009-12-16 | BELINFANTI GREGORY Director | 4 | Restricted Stock Units Derivative · Indirect · By self on behalf of One Equity Partners III, L.P. (See Footnote 3) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,021 17,021 owned after | $0.00 | 2009-12-18 |