ARTHROCARE CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 59 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-06-01: Reporting owner DAHLBORG STEN I; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2011-06-01: Reporting owner DAHLBORG STEN I; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-06-01: Reporting owner DAHLBORG STEN I; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2011-06-01: Reporting owner DAHLBORG STEN I; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-06-01 | DAHLBORG STEN I Officer (President, International) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −150 0 owned after | $34.11 | 2011-06-03 | |
| 2011-06-01 | DAHLBORG STEN I Officer (President, International) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,200 0 owned after | $34.11 | 2011-06-03 | |
| 2011-06-01 | DAHLBORG STEN I Officer (President, International) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −5,500 0 owned after | $34.11 | 2011-06-03 | |
| 2011-06-01 | DAHLBORG STEN I Officer (President, International) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,700 300 owned after | $34.11 | 2011-06-03 | |
| 2011-05-31 | LENDAU TORD Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $34.22 | 2011-06-03 | |
| 2011-05-23 holding as of filing | PROTHRO BRUCE Officer (Chief Regulatory Officer & SVP) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $24.38 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | PROTHRO BRUCE Officer (Chief Regulatory Officer & SVP) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $24.38 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | PROTHRO BRUCE Officer (Chief Regulatory Officer & SVP) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $31.50 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | PROTHRO BRUCE Officer (Chief Regulatory Officer & SVP) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $31.50 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | PROTHRO BRUCE Officer (Chief Regulatory Officer & SVP) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $46.84 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | PROTHRO BRUCE Officer (Chief Regulatory Officer & SVP) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $46.84 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | PROTHRO BRUCE Officer (Chief Regulatory Officer & SVP) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $36.08 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | PROTHRO BRUCE Officer (Chief Regulatory Officer & SVP) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $23.50 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | PROTHRO BRUCE Officer (Chief Regulatory Officer & SVP) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $23.50 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | PROTHRO BRUCE Officer (Chief Regulatory Officer & SVP) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $33.39 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | PROTHRO BRUCE Officer (Chief Regulatory Officer & SVP) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $33.39 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | WOLOSZKO JEAN Officer (CTO and SVP) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $31.50 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | WOLOSZKO JEAN Officer (CTO and SVP) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $31.50 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | WOLOSZKO JEAN Officer (CTO and SVP) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $46.84 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | WOLOSZKO JEAN Officer (CTO and SVP) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $46.84 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | WOLOSZKO JEAN Officer (CTO and SVP) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $36.08 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | WOLOSZKO JEAN Officer (CTO and SVP) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $43.51 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | WOLOSZKO JEAN Officer (CTO and SVP) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $23.50 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | WOLOSZKO JEAN Officer (CTO and SVP) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $23.50 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | WOLOSZKO JEAN Officer (CTO and SVP) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $33.39 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | WOLOSZKO JEAN Officer (CTO and SVP) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $33.39 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | SCHAFFNER SCOTT Officer (SVP & GM SPORTS MEDICINE) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $26.49 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | SCHAFFNER SCOTT Officer (SVP & GM SPORTS MEDICINE) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $33.39 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | SCHAFFNER SCOTT Officer (SVP & GM SPORTS MEDICINE) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $26.49 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | SCHAFFNER SCOTT Officer (SVP & GM SPORTS MEDICINE) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $33.39 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | Miclot Andrew Officer (SVP & GM ENT Tech) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $23.50 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | Miclot Andrew Officer (SVP & GM ENT Tech) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $33.39 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | Miclot Andrew Officer (SVP & GM ENT Tech) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $23.50 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | Miclot Andrew Officer (SVP & GM ENT Tech) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $33.39 exercise price | 2011-05-23 | ||
| 2011-04-20 | WILSON PETER Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $22.60 | 2011-04-20 | |
| 2011-04-18 | WILSON PETER Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $33.38 | 2011-04-20 | |
| 2011-04-11 | WILSON PETER Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 20,000 owned after | $33.90 | 2011-04-14 | |
| 2011-04-04 | WILSON PETER Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 30,000 owned after | $32.87 | 2011-04-04 | |
| 2011-03-31 | WILSON PETER Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 40,000 owned after | $33.25 | 2011-04-04 | |
| 2011-02-17 | Miclot Andrew Officer (SVP & GM ENT Tech) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,526 3,526 owned after | $33.39 | 2012-03-01 | |
| 2011-02-17 | Miclot Andrew Officer (SVP & GM ENT Tech) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,228 9,228 owned after | $33.39 | 2012-03-01 | |
| 2011-02-17 | SCHAFFNER SCOTT Officer (SVP & GM SPORTS MEDICINE) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,617 2,617 owned after | $33.39 | 2012-03-01 | |
| 2011-02-17 | SCHAFFNER SCOTT Officer (SVP & GM SPORTS MEDICINE) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,137 10,137 owned after | $33.39 | 2012-03-01 | |
| 2011-02-17 | PACEK JAMES L Officer (Sr VP, Strategic Business Unit) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,526 3,526 owned after | $33.39 | 2011-02-22 | |
| 2011-02-17 | PACEK JAMES L Officer (Sr VP, Strategic Business Unit) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,228 9,228 owned after | $33.39 | 2011-02-22 | |
| 2011-02-17 | Newton Todd Officer (Sr VP and CFO) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,758 3,758 owned after | $33.39 | 2011-02-22 | |
| 2011-02-17 | Newton Todd Officer (Sr VP and CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,575 14,575 owned after | $33.39 | 2011-02-22 | |
| 2011-02-17 | FITZGERALD DAVID Director, Officer (Board of Directors) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,109 6,109 owned after | $33.39 | 2011-02-22 | |
| 2011-02-17 | FITZGERALD DAVID Director, Officer (Board of Directors) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,050 5,050 owned after | $33.39 | 2011-02-22 | |
| 2011-02-17 | Rew Richard W. II Officer (VP Legal Affairs) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,526 3,526 owned after | $33.39 | 2011-02-22 | |
| 2011-02-17 | Rew Richard W. II Officer (VP Legal Affairs) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,228 9,228 owned after | $33.39 | 2011-02-22 | |
| 2011-01-28 | CHRISTENSEN RICHARD A Other (Fmr Ofc-resigned 12.31.10) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −19,208 0 owned after | $27.82 | 2011-02-03 | |
| 2011-01-28 | CHRISTENSEN RICHARD A Other (Fmr Ofc-resigned 12.31.10) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −2,000 0 owned after | $27.82 | 2011-02-03 | |
| 2011-01-28 | CHRISTENSEN RICHARD A Other (Fmr Ofc-resigned 12.31.10) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,925 5,230 owned after | $27.82 | 2011-02-03 | |
| 2011-01-28 | CHRISTENSEN RICHARD A Other (Fmr Ofc-resigned 12.31.10) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −4,087 12,597 owned after | $27.82 | 2011-02-03 | |
| 2011-01-28 | CHRISTENSEN RICHARD A Other (Fmr Ofc-resigned 12.31.10) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −7,717 0 owned after | $27.82 | 2011-02-03 | |
| 2011-01-28 | CHRISTENSEN RICHARD A Other (Fmr Ofc-resigned 12.31.10) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −38,075 36,695 owned after | $27.82 | 2011-02-03 | |
| 2011-01-28 | CHRISTENSEN RICHARD A Other (Fmr Ofc-resigned 12.31.10) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −8,413 74,903 owned after | $27.82 | 2011-02-03 | |
| 2011-01-28 | CHRISTENSEN RICHARD A Other (Fmr Ofc-resigned 12.31.10) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −12,283 0 owned after | $27.82 | 2011-02-03 |