ARTHROCARE CORP Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 82 rows, 82 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-05-29: Reporting owner PACEK JAMES L; Form 4; Security Stock Appreciation Right; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-05-29: Reporting owner WOLOSZKO JEAN; Form 4; Security Stock Appreciation Right; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-05-29: Reporting owner FITZGERALD DAVID; Form 4; Security Stock Appreciation Right; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-05-29: Reporting owner GEREMSKI TERRENCE E; Form 4; Security Stock Appreciation Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-05-29 | PACEK JAMES L Officer (Sr VP, Global Markets & Sales) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,456 0 owned after | $43.51 exercise price | 2014-06-03 | |
| 2014-05-29 | WOLOSZKO JEAN Officer (Chief Tech Officer and SVP R&D) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,507 0 owned after | $43.51 exercise price | 2014-06-03 | |
| 2014-05-29 | FITZGERALD DAVID Director, Officer (President and CEO) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,814 0 owned after | $44.50 exercise price | 2014-06-03 | |
| 2014-05-29 | GEREMSKI TERRENCE E Director | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,814 0 owned after | $44.50 exercise price | 2014-06-02 | |
| 2014-05-29 | WILSON PETER Director | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,005 0 owned after | $44.50 exercise price | 2014-06-02 | |
| 2014-05-29 | FOSTER JAMES Director | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,623 0 owned after | $44.50 exercise price | 2014-06-02 | |
| 2014-05-29 | BOYAN BARBARA D Director | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,432 0 owned after | $44.50 exercise price | 2014-06-02 | |
| 2014-05-29 | LENDAU TORD Director | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,432 0 owned after | $44.50 exercise price | 2014-06-02 | |
| 2014-05-19 | WILSON PETER Director | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $48.53 | 2014-05-27 | |
| 2014-05-19 | FITZGERALD DAVID Director, Officer (President and CEO) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $48.53 | 2014-05-23 | |
| 2014-05-19 | FOSTER JAMES Director | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $48.53 | 2014-05-23 | |
| 2014-05-19 | BOYAN BARBARA D Director | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $48.53 | 2014-05-23 | |
| 2014-05-19 | LENDAU TORD Director | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $48.53 | 2014-05-23 | |
| 2014-05-19 | GEREMSKI TERRENCE E Director | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $48.53 | 2014-05-23 | |
| 2014-02-26 | Rew Richard W. II Officer (Senior VP & General Counsel) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,729 0 owned after | $48.86 | 2014-02-28 | |
| 2014-01-08 | WOLOSZKO JEAN Officer (Chief Tech Officer & SVP R&D) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,229 76,846 owned after | $44.95 | 2014-01-10 | |
| 2014-01-08 | WOLOSZKO JEAN Officer (Chief Tech Officer & SVP R&D) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,228 69,618 owned after | $42.50 | 2014-01-10 | |
| 2014-01-02 | PROTHRO BRUCE Officer (Chief Regulatory Officer & SVP) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,550 81,525 owned after | $39.34 | 2014-01-06 | |
| 2013-12-16 | PACEK JAMES L Officer (Sr VP,Global Markets & Sales) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,389 0 owned after | $36.08 | 2013-12-18 | |
| 2011-05-23 holding as of filing | PROTHRO BRUCE Officer (Chief Regulatory Officer & SVP) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $46.84 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | PROTHRO BRUCE Officer (Chief Regulatory Officer & SVP) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $36.08 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | WOLOSZKO JEAN Officer (CTO and SVP) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $46.84 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | WOLOSZKO JEAN Officer (CTO and SVP) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $36.08 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | WOLOSZKO JEAN Officer (CTO and SVP) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $43.51 exercise price | 2011-05-23 | ||
| 2009-04-03 holding as of filing | Simmons Brian Officer (VP Finance) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $37.24 exercise price | 2009-04-03 | ||
| 2009-01-02 holding as of filing | PACEK JAMES L Officer (Sr VP, Strategic Business Unit) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $36.08 exercise price | 2009-01-02 | ||
| 2009-01-02 holding as of filing | PACEK JAMES L Officer (Sr VP, Strategic Business Unit) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $41.10 exercise price | 2009-01-02 | ||
| 2009-01-02 holding as of filing | PACEK JAMES L Officer (Sr VP, Strategic Business Unit) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $43.51 exercise price | 2009-01-02 | ||
| 2009-01-02 holding as of filing | DAHLBORG STEN I Officer (President, International) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $36.08 exercise price | 2009-01-02 | ||
| 2009-01-02 holding as of filing | DAHLBORG STEN I Officer (President, International) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $43.51 exercise price | 2009-01-02 | ||
| 2009-01-02 holding as of filing | DAHLBORG STEN I Officer (President, International) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $46.84 exercise price | 2009-01-02 | ||
| 2008-05-29 | LENDAU TORD Director | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,432 1,432 owned after | $44.50 | 2008-06-13 | |
| 2008-05-29 | FOSTER JAMES G Director | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,623 1,623 owned after | $44.50 | 2008-06-13 | |
| 2008-05-29 | WILSON PETER Director | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,005 2,005 owned after | $44.50 | 2008-06-13 | |
| 2008-05-29 | GEREMSKI TERRENCE E Director | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,814 1,814 owned after | $44.50 | 2008-06-13 | |
| 2008-05-29 | BOYAN BARBARA D Director | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,432 1,432 owned after | $44.50 | 2008-06-13 | |
| 2008-05-29 | FITZGERALD DAVID Director | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,814 1,814 owned after | $44.50 | 2008-06-13 | |
| 2008-04-29 holding as of filing | Rew Richard W. II Officer (VP Legal Affairs) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $36.08 exercise price | 2008-04-29 | ||
| 2008-04-29 holding as of filing | Rew Richard W. II Officer (VP Legal Affairs) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $44.04 exercise price | 2008-04-29 | ||
| 2008-03-05 | DAHLBORG STEN I Officer (President, International) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,925 3,925 owned after | $43.51 | 2009-12-18 | |
| 2008-03-05 | PACEK JAMES L Officer (Sr VP, Strategic Business Unit) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,456 8,456 owned after | $43.51 | 2009-12-18 | |
| 2008-03-05 | RAFFLE JOHN THOMAS Officer (Sr VP of Strategic Business) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,084 18,084 owned after | $43.51 | 2008-03-07 | |
| 2007-11-01 | Rew Richard W. II Officer (VP Legal Affairs) | 4 | Stock Appreciation Rights Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −5,000 30,000 owned after | $65.00 | 2009-12-18 | |
| 2007-10-23 | Rew Richard W. II Officer (VP Legal Affairs) | 4 | Stock Appreciation Rights Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −2,500 35,000 owned after | $62.50 | 2009-12-18 | |
| 2007-10-23 | GIROUX JOHN H Officer (Sr. VP & P of ARTC Sports) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,750 11,250 owned after | $63.04 | 2007-10-26 | |
| 2007-10-09 | Rew Richard W. II Officer (VP Legal Affairs) | 4 | Stock Appreciation Rights Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −2,500 37,500 owned after | $60.00 | 2009-12-18 | |
| 2007-07-26 | Gluk Michael Thomas Officer (Senior VP and CFO) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 12,000 owned after | $48.00 | 2007-07-30 | |
| 2007-05-24 | WILSON PETER Director | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $40.78 | 2007-05-29 | |
| 2007-05-24 | LENDAU TORD Director | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $40.78 | 2007-05-29 | |
| 2007-05-24 | GEREMSKI TERRENCE E Director | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $40.78 | 2007-05-29 | |
| 2007-05-24 | FOSTER JAMES G Director | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $40.78 | 2007-05-29 | |
| 2007-05-24 | FITZGERALD DAVID Director | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $40.78 | 2007-05-29 | |
| 2007-05-24 | BOYAN BARBARA D Director | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $40.78 | 2007-05-29 | |
| 2007-02-27 | DAHLBORG STEN I Officer (President, International) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,156 7,156 owned after | $36.08 | 2009-12-18 | |
| 2007-02-27 | Rew Richard W. II Officer (VP Legal Affairs) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,729 7,729 owned after | $36.08 | 2009-12-18 | |
| 2007-02-27 | PACEK JAMES L Officer (Sr VP, Strategic Business Unit) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,389 2,389 owned after | $36.08 | 2009-12-18 | |
| 2007-02-27 | Gluk Michael Thomas Officer (Senior VP and CFO) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,512 40,512 owned after | $36.08 exercise price | 2007-03-01 | |
| 2007-02-27 | RAFFLE JOHN THOMAS Officer (Sr VP of Strategic Business) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,886 21,886 owned after | $36.08 exercise price | 2007-03-01 | |
| 2007-02-27 | CHRISTENSEN RICHARD A Officer (Sr. Vice President, Operations) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,512 40,512 owned after | $36.08 exercise price | 2007-03-01 | |
| 2007-02-27 | GIROUX JOHN H Officer (Sr. Vice President, Surgical) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,898 20,898 owned after | $36.08 exercise price | 2007-03-01 | |
| 2007-02-27 | BAKER MICHAEL A Officer (President and CEO) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +91,870 91,870 owned after | $36.08 exercise price | 2007-03-01 | |
| 2007-02-26 | Simmons Brian Officer (Chief Accounting Officer) | 4 | Stock Appreciation Rights Derivative · Direct | J Other acquisition or disposition (describe transaction) | +10,000 10,000 owned after | $37.24 | 2009-12-18 | |
| 2007-01-02 | BAKER MICHAEL A Officer (President and CEO) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $39.92 exercise price | 2007-02-16 | |
| 2007-01-02 | BAKER MICHAEL A Officer (President and CEO) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 100,000 owned after | $39.92 exercise price | 2007-02-16 | |
| 2006-12-18 holding as of filing | GEREMSKI TERRENCE E Director | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $41.45 exercise price | 2006-12-18 | ||
| 2006-12-14 | GEREMSKI TERRENCE E Director | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $41.45 | 2006-12-18 | |
| 2006-11-27 | PACEK JAMES L Officer (Sr VP, Strategic Business Unit) | 4 | Stock Appreciation Rights Derivative · Direct | J Other acquisition or disposition (describe transaction) | +15,534 15,534 owned after | $41.10 | 2009-12-18 | |
| 2006-07-31 | Rew Richard W. II Officer (VP Legal Affairs) | 4 | Stock Appreciation Rights Derivative · Direct | J Other acquisition or disposition (describe transaction) | +40,000 40,000 owned after | $44.04 | 2009-12-18 | |
| 2006-05-25 | WIDMAN JERRY P Director | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $42.67 | 2006-05-30 | |
| 2006-05-25 | LENDAU TORD Director | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $42.67 | 2006-05-30 | |
| 2006-05-25 | WILSON PETER Director | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $42.67 | 2006-05-30 | |
| 2006-05-25 | FOSTER JAMES G Director | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $42.67 | 2006-05-30 | |
| 2006-05-25 | FITZGERALD DAVID Director | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $42.67 | 2006-05-30 | |
| 2006-05-25 | BOYAN BARBARA D Director | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $42.67 | 2006-05-30 | |
| 2006-05-16 holding as of filing | Gluk Michael Thomas Officer (Senior VP and CFO) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $46.84 exercise price | 2006-05-16 | ||
| 2006-02-21 | DAHLBORG STEN I Officer (President, International) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,500 10,500 owned after | $46.84 | 2009-12-18 | |
| 2006-02-21 | TIGHE JOHN R Officer (Sr. VP of Sales & Marketing) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $46.84 exercise price | 2006-02-24 | |
| 2006-02-21 | SANCHEZ FERNANDO V Officer (Chief Financial Officer) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $46.84 exercise price | 2006-02-24 | |
| 2006-02-21 | RAFFLE JOHN THOMAS Officer (VP Corp. Dev. & Legal Affairs) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,000 13,000 owned after | $46.84 exercise price | 2006-02-24 | |
| 2006-02-21 | GIROUX JOHN H Officer (Sr. Vice President, Surgical) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $46.84 exercise price | 2006-02-24 | |
| 2006-02-21 | CHRISTENSEN RICHARD A Officer (Sr. Vice President, Operations) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $46.84 exercise price | 2006-02-24 | |
| 2006-02-21 | BAKER MICHAEL A Officer (President and CEO) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,000 56,000 owned after | $46.84 exercise price | 2006-02-24 |