APTINYX INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 160 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-06-20: Reporting owner ADAMS STREET PARTNERS LLC; Form 3; Security Series B Convertible Preferred Stock; Transaction Holding.
- 2018-06-20: Reporting owner ADAMS STREET PARTNERS LLC; Form 3; Security Series A-1 Convertible Preferred Stock; Transaction Holding.
- 2018-06-20: Reporting owner ADAMS STREET PARTNERS LLC; Form 3; Security Series A-2 Convertible Preferred Stock; Transaction Holding.
- 2018-06-20: Reporting owner ADAMS STREET PARTNERS LLC; Form 3; Security Series B Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-06-20 holding as of filing | ADAMS STREET PARTNERS LLC 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | ADAMS STREET PARTNERS LLC 10% Owner | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | ADAMS STREET PARTNERS LLC 10% Owner | 3 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | ADAMS STREET PARTNERS LLC 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | ADAMS STREET PARTNERS LLC 10% Owner | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | ADAMS STREET PARTNERS LLC 10% Owner | 3 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | ADAMS STREET PARTNERS LLC 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | ADAMS STREET PARTNERS LLC 10% Owner | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | ADAMS STREET PARTNERS LLC 10% Owner | 3 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | ADAMS STREET PARTNERS LLC 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | ADAMS STREET PARTNERS LLC 10% Owner | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | ADAMS STREET PARTNERS LLC 10% Owner | 3 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | ADAMS STREET PARTNERS LLC 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | ADAMS STREET PARTNERS LLC 10% Owner | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | ADAMS STREET PARTNERS LLC 10% Owner | 3 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | ADAMS STREET PARTNERS LLC 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Gould Terry P Director, 10% Owner | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Gould Terry P Director, 10% Owner | 3 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Gould Terry P Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Gould Terry P Director, 10% Owner | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Gould Terry P Director, 10% Owner | 3 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Gould Terry P Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Gould Terry P Director, 10% Owner | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Gould Terry P Director, 10% Owner | 3 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Gould Terry P Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Gould Terry P Director, 10% Owner | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Gould Terry P Director, 10% Owner | 3 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Gould Terry P Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Gould Terry P Director, 10% Owner | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Gould Terry P Director, 10% Owner | 3 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Gould Terry P Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Gould Terry P Director, 10% Owner | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Gould Terry P Director, 10% Owner | 3 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Gould Terry P Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | ENRIGHT PATRICK G Director, 10% Owner | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | ENRIGHT PATRICK G Director, 10% Owner | 3 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | ENRIGHT PATRICK G Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | GANTZ WILBUR H Director | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | GANTZ WILBUR H Director | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | GANTZ WILBUR H Director | 3 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | GANTZ WILBUR H Director | 3 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | GANTZ WILBUR H Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | GANTZ WILBUR H Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Houck David Officer (Chief Development Officer) | 3 | Series A-1 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Houck David Officer (Chief Development Officer) | 3 | Series A-2 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Houck David Officer (Chief Development Officer) | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | MOSKAL JOSEPH R. Officer (Chief Scientific Officer) | 3 | Series A-1 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | MOSKAL JOSEPH R. Officer (Chief Scientific Officer) | 3 | Series A-2 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | MOSKAL JOSEPH R. Officer (Chief Scientific Officer) | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Madsen Torsten M. Officer (Chief Medical Officer) | 3 | Series A-1 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Madsen Torsten M. Officer (Chief Medical Officer) | 3 | Series A-2 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Madsen Torsten M. Officer (Chief Medical Officer) | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | KIDD ANDREW Officer (Chief Commercial Officer) | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | KHANNA ASHISH Officer (CFO and CBO) | 3 | Series A-1 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | KHANNA ASHISH Officer (CFO and CBO) | 3 | Series A-2 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | KHANNA ASHISH Officer (CFO and CBO) | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | RIEDEL NORBERT G Director, Officer (CEO and President) | 3 | Series A-1 Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | RIEDEL NORBERT G Director, Officer (CEO and President) | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | RIEDEL NORBERT G Director, Officer (CEO and President) | 3 | Series A-2 Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | RIEDEL NORBERT G Director, Officer (CEO and President) | 3 | Series B Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2018-06-20 |