APTINYX INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 160 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-06-25: Reporting owner New Leaf Ventures III, L.P. | New Leaf Venture Associates III, L.P. | New Leaf BPO Associates I, L.P. | New Leaf Biopharma Opportunities I, L.P. | New Leaf Venture Management III, L.L.C.; Form 4; Security Series A-1 Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2018-06-25: Reporting owner New Leaf Ventures III, L.P. | New Leaf Venture Associates III, L.P. | New Leaf BPO Associates I, L.P. | New Leaf Biopharma Opportunities I, L.P. | New Leaf Venture Management III, L.L.C.; Form 4; Security Series A-2 Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2018-06-25: Reporting owner New Leaf Ventures III, L.P. | New Leaf Venture Associates III, L.P. | New Leaf BPO Associates I, L.P. | New Leaf Biopharma Opportunities I, L.P. | New Leaf Venture Management III, L.L.C.; Form 4; Security Series B Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2018-06-25: Reporting owner New Leaf Ventures III, L.P. | New Leaf Venture Associates III, L.P. | New Leaf BPO Associates I, L.P. | New Leaf Biopharma Opportunities I, L.P. | New Leaf Venture Management III, L.L.C.; Form 4; Security Series B Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-06-25 | New Leaf Ventures III, L.P. | New Leaf Venture Associates III, L.P. | New Leaf BPO Associates I, L.P. | New Leaf Biopharma Opportunities I, L.P. | New Leaf Venture Management III, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −28,895,188 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | New Leaf Ventures III, L.P. | New Leaf Venture Associates III, L.P. | New Leaf BPO Associates I, L.P. | New Leaf Biopharma Opportunities I, L.P. | New Leaf Venture Management III, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −33,022,786 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | New Leaf Ventures III, L.P. | New Leaf Venture Associates III, L.P. | New Leaf BPO Associates I, L.P. | New Leaf Biopharma Opportunities I, L.P. | New Leaf Venture Management III, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −15,233,315 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | New Leaf Ventures III, L.P. | New Leaf Venture Associates III, L.P. | New Leaf BPO Associates I, L.P. | New Leaf Biopharma Opportunities I, L.P. | New Leaf Venture Management III, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −6,712,986 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | FHM LIFE SCIENCES VIII, L.P. | Frazier Life Sciences VIII, L.P. | Heron Patrick J | FHM LIFE SCIENCES VIII, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −28,895,188 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | FHM LIFE SCIENCES VIII, L.P. | Frazier Life Sciences VIII, L.P. | Heron Patrick J | FHM LIFE SCIENCES VIII, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −33,022,786 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | FHM LIFE SCIENCES VIII, L.P. | Frazier Life Sciences VIII, L.P. | Heron Patrick J | FHM LIFE SCIENCES VIII, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −21,946,301 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Longitude Capital Partners II, LLC | Longitude Venture Partners II, L.P. | Tammenoms Bakker Juliet 10% Owner | 10% Owner | 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · By: Longitude Venture Partners II, L.P. | C Conversion of derivative security | −28,895,188 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Longitude Capital Partners II, LLC | Longitude Venture Partners II, L.P. | Tammenoms Bakker Juliet 10% Owner | 10% Owner | 10% Owner | 4 | Series A-2 Convertible Preferred Stock Derivative · Indirect · By: Longitude Venture Partners II, L.P. | C Conversion of derivative security | −33,022,786 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Longitude Capital Partners II, LLC | Longitude Venture Partners II, L.P. | Tammenoms Bakker Juliet 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By: Longitude Venture Partners II, L.P. | C Conversion of derivative security | −21,946,301 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Topper James N Director, 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −28,895,188 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Topper James N Director, 10% Owner | 4 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −33,022,786 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Topper James N Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −21,946,301 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Ratcliffe Liam Director, 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −28,895,188 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Ratcliffe Liam Director, 10% Owner | 4 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −33,022,786 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Ratcliffe Liam Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −15,233,315 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Ratcliffe Liam Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −6,712,986 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Koppel Adam Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −50,347,397 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Gould Terry P Director, 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −4,406,861 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Gould Terry P Director, 10% Owner | 4 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −5,036,369 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Gould Terry P Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −3,347,072 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Gould Terry P Director, 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −3,333,558 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Gould Terry P Director, 10% Owner | 4 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −3,809,747 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Gould Terry P Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −2,531,884 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Gould Terry P Director, 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −4,534,213 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Gould Terry P Director, 10% Owner | 4 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −5,181,913 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Gould Terry P Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −3,443,798 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Gould Terry P Director, 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −3,480,521 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Gould Terry P Director, 10% Owner | 4 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −3,977,704 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Gould Terry P Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −2,643,505 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Gould Terry P Director, 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −3,032,316 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Gould Terry P Director, 10% Owner | 4 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −3,465,474 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Gould Terry P Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −2,303,087 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Gould Terry P Director, 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −10,107,719 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Gould Terry P Director, 10% Owner | 4 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −11,551,579 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Gould Terry P Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −7,676,955 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | ENRIGHT PATRICK G Director | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · By: Longitude Venture Partners II, L.P. | C Conversion of derivative security | −28,895,188 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | ENRIGHT PATRICK G Director | 4 | Series A-2 Convertible Preferred Stock Derivative · Indirect · By: Longitude Venture Partners II, L.P. | C Conversion of derivative security | −33,022,786 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | ENRIGHT PATRICK G Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By: Longitude Venture Partners II, L.P. | C Conversion of derivative security | −21,946,301 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | GANTZ WILBUR H Director | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −2,334,966 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | GANTZ WILBUR H Director | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −700,489 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | GANTZ WILBUR H Director | 4 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −2,668,508 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | GANTZ WILBUR H Director | 4 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −800,552 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | GANTZ WILBUR H Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,807,340 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | GANTZ WILBUR H Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −542,203 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Houck David Officer (Chief Development Officer) | 4 | Series A-1 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −35,024 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Houck David Officer (Chief Development Officer) | 4 | Series A-2 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −40,028 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Houck David Officer (Chief Development Officer) | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −16,782 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | MOSKAL JOSEPH R. Officer (Chief Scientific Officer) | 4 | Series A-1 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −233,496 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | MOSKAL JOSEPH R. Officer (Chief Scientific Officer) | 4 | Series A-2 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −266,851 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | MOSKAL JOSEPH R. Officer (Chief Scientific Officer) | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −180,734 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Madsen Torsten M. Officer (Chief Medical Officer) | 4 | Series A-1 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −64,212 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Madsen Torsten M. Officer (Chief Medical Officer) | 4 | Series A-2 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −73,384 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | Madsen Torsten M. Officer (Chief Medical Officer) | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −49,702 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | KIDD ANDREW Officer (Chief Commercial Officer) | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −67,130 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | KHANNA ASHISH Officer (CFO and CBO) | 4 | Series A-1 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −145,935 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | KHANNA ASHISH Officer (CFO and CBO) | 4 | Series A-2 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −166,782 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | KHANNA ASHISH Officer (CFO and CBO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −112,959 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | RIEDEL NORBERT G Director, Officer (CEO and President) | 4 | Series A-1 Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −1,042,482 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | RIEDEL NORBERT G Director, Officer (CEO and President) | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −75,000 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | RIEDEL NORBERT G Director, Officer (CEO and President) | 4 | Series A-2 Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −1,334,254 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | RIEDEL NORBERT G Director, Officer (CEO and President) | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −836,541 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | ADAMS STREET PARTNERS LLC 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −4,406,861 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | ADAMS STREET PARTNERS LLC 10% Owner | 4 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −5,036,369 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | ADAMS STREET PARTNERS LLC 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −3,347,072 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | ADAMS STREET PARTNERS LLC 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −3,333,558 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | ADAMS STREET PARTNERS LLC 10% Owner | 4 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −3,809,747 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | ADAMS STREET PARTNERS LLC 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −2,531,884 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | ADAMS STREET PARTNERS LLC 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −4,534,213 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | ADAMS STREET PARTNERS LLC 10% Owner | 4 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −5,181,913 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | ADAMS STREET PARTNERS LLC 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −3,443,798 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | ADAMS STREET PARTNERS LLC 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −3,480,521 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | ADAMS STREET PARTNERS LLC 10% Owner | 4 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −3,977,704 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | ADAMS STREET PARTNERS LLC 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −2,643,505 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | ADAMS STREET PARTNERS LLC 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −3,032,316 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | ADAMS STREET PARTNERS LLC 10% Owner | 4 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −3,465,474 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | ADAMS STREET PARTNERS LLC 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −2,303,087 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | ADAMS STREET PARTNERS LLC 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −10,107,719 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | ADAMS STREET PARTNERS LLC 10% Owner | 4 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −11,551,579 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-25 | ADAMS STREET PARTNERS LLC 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −7,676,955 0 owned after | no price filed | 2018-06-26 | |
| 2018-06-20 holding as of filing | Koppel Adam Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnotes | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | New Leaf BPO Associates I, L.P. | New Leaf Venture Associates III, L.P. | New Leaf Ventures III, L.P. | New Leaf Venture Management III, L.L.C. | New Leaf Biopharma Opportunities I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnotes | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | New Leaf BPO Associates I, L.P. | New Leaf Venture Associates III, L.P. | New Leaf Ventures III, L.P. | New Leaf Venture Management III, L.L.C. | New Leaf Biopharma Opportunities I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnotes | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | New Leaf BPO Associates I, L.P. | New Leaf Venture Associates III, L.P. | New Leaf Ventures III, L.P. | New Leaf Venture Management III, L.L.C. | New Leaf Biopharma Opportunities I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnotes | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | New Leaf BPO Associates I, L.P. | New Leaf Venture Associates III, L.P. | New Leaf Ventures III, L.P. | New Leaf Venture Management III, L.L.C. | New Leaf Biopharma Opportunities I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | FHM LIFE SCIENCES VIII, L.L.C. | Frazier Life Sciences VIII, L.P. | Heron Patrick J | FHM LIFE SCIENCES VIII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A-1 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | FHM LIFE SCIENCES VIII, L.L.C. | Frazier Life Sciences VIII, L.P. | Heron Patrick J | FHM LIFE SCIENCES VIII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A-2 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | FHM LIFE SCIENCES VIII, L.L.C. | Frazier Life Sciences VIII, L.P. | Heron Patrick J | FHM LIFE SCIENCES VIII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Longitude Capital Partners II, LLC | Tammenoms Bakker Juliet | Longitude Venture Partners II, L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · By: Longitude Venture Partners II, L.P. | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Longitude Capital Partners II, LLC | Tammenoms Bakker Juliet | Longitude Venture Partners II, L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series A-2 Convertible Preferred Stock Derivative · Indirect · By: Longitude Venture Partners II, L.P. | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Longitude Capital Partners II, LLC | Tammenoms Bakker Juliet | Longitude Venture Partners II, L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By: Longitude Venture Partners II, L.P. | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Topper James N Director, 10% Owner | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Topper James N Director, 10% Owner | 3 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Topper James N Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Ratcliffe Liam Director, 10% Owner | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnotes | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Ratcliffe Liam Director, 10% Owner | 3 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnotes | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Ratcliffe Liam Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnotes | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | Ratcliffe Liam Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | ADAMS STREET PARTNERS LLC 10% Owner | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 | ||
| 2018-06-20 holding as of filing | ADAMS STREET PARTNERS LLC 10% Owner | 3 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-06-20 |