APTINYX INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows in 2023. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-01-03: Reporting owner KHANNA ASHISH; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-01-03: Reporting owner RIEDEL NORBERT G; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-01-03: Reporting owner KIDD ANDREW; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-05-26: Reporting owner Koppel Adam; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-01-03 | KHANNA ASHISH Officer (CFO AND CBO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +375,000 375,000 owned after | $0.36 exercise price | 2023-01-05 | |
| 2023-01-03 | RIEDEL NORBERT G Director, Officer (EXECUTIVE CHAIRMAN OF THE BOD) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +420,000 420,000 owned after | $0.36 exercise price | 2023-01-05 | |
| 2023-01-03 | KIDD ANDREW Director, Officer (PRESIDENT AND CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +700,000 700,000 owned after | $0.36 exercise price | 2023-01-05 |