APTINYX INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-05-17: Reporting owner KHANNA ASHISH; Form 4/A; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-05-17: Reporting owner RIEDEL NORBERT G; Form 4/A; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-05-17: Reporting owner KIDD ANDREW; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-05-17: Reporting owner KHANNA ASHISH; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-05-17 | KHANNA ASHISH Officer (CFO AND CBO) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −130,000 0 owned after | $0.00 | 2021-05-20 | |
| 2021-05-17 | RIEDEL NORBERT G Director, Officer (CEO) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −380,000 0 owned after | $0.00 | 2021-05-20 | |
| 2021-05-17 | KIDD ANDREW Officer (PRESIDENT & COO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −130,000 0 owned after | $0.00 | 2021-05-19 | |
| 2021-05-17 | KHANNA ASHISH Officer (CFO AND CBO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −130,000 0 owned after | $0.00 | 2021-05-19 | |
| 2021-05-17 | RIEDEL NORBERT G Director, Officer (CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −380,000 0 owned after | $0.00 | 2021-05-19 | |
| 2019-05-16 | RIEDEL NORBERT G Director, Officer (CEO and President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +380,000 380,000 owned after | $0.00 | 2019-05-17 | |
| 2019-05-16 | MOSKAL JOSEPH R. Officer (Chief Scientific Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,000 19,000 owned after | $0.00 | 2019-05-17 | |
| 2019-05-16 | KIDD ANDREW Officer (Chief Commercial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +130,000 130,000 owned after | $0.00 | 2019-05-17 | |
| 2019-05-16 | KHANNA ASHISH Officer (CFO and CBO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +130,000 130,000 owned after | $0.00 | 2019-05-17 |