Apptio Inc Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 70 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-21: Reporting owner Shintaffer Kurt; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2017-12-12: Reporting owner Gupta Sachin; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2017-12-12: Reporting owner Gupta Sachin; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2017-12-11: Reporting owner Gupta Sachin; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-21 | Shintaffer Kurt Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −10,000 889,146 owned after | $0.00 | 2017-12-22 | |
| 2017-12-12 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −18,400 4,223,852 owned after | $0.00 | 2017-12-13 | |
| 2017-12-12 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −14,200 678,588 owned after | $0.00 | 2017-12-13 | |
| 2017-12-11 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −18,400 4,242,252 owned after | $0.00 | 2017-12-13 | |
| 2017-12-11 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −20,800 692,788 owned after | $0.00 | 2017-12-13 | |
| 2017-12-06 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −18,400 4,260,652 owned after | $0.00 | 2017-12-07 | |
| 2017-12-06 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −5,400 713,588 owned after | $0.00 | 2017-12-07 | |
| 2017-12-05 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −18,400 4,279,052 owned after | $0.00 | 2017-12-07 | |
| 2017-12-05 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −8,393 718,988 owned after | $0.00 | 2017-12-07 | |
| 2017-11-29 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −18,400 4,297,452 owned after | $0.00 | 2017-11-30 | |
| 2017-11-29 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −21,600 727,381 owned after | $0.00 | 2017-11-30 | |
| 2017-11-28 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −18,400 4,315,852 owned after | $0.00 | 2017-11-30 | |
| 2017-11-28 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −21,600 748,981 owned after | $0.00 | 2017-11-30 | |
| 2017-11-24 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,332 12,332 owned after | $0.00 | 2017-11-27 | |
| 2017-11-24 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −12,332 0 owned after | $0.00 | 2017-11-27 | |
| 2017-11-24 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +16,145 16,145 owned after | $0.00 | 2017-11-27 | |
| 2017-11-24 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −16,145 0 owned after | $0.00 | 2017-11-27 | |
| 2017-11-24 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +9,375 9,375 owned after | $0.00 | 2017-11-27 | |
| 2017-11-24 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −9,375 0 owned after | $0.00 | 2017-11-27 | |
| 2017-11-24 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +22,503 22,503 owned after | $0.00 | 2017-11-27 | |
| 2017-11-24 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −22,503 0 owned after | $0.00 | 2017-11-27 | |
| 2017-11-22 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +100 100 owned after | $0.00 | 2017-11-27 | |
| 2017-11-22 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −100 0 owned after | $0.00 | 2017-11-27 | |
| 2017-11-22 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −18,400 4,334,252 owned after | $0.00 | 2017-11-24 | |
| 2017-11-22 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −21,600 770,581 owned after | $0.00 | 2017-11-24 | |
| 2017-11-21 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −18,400 4,352,652 owned after | $0.00 | 2017-11-24 | |
| 2017-11-21 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −21,600 792,181 owned after | $0.00 | 2017-11-24 | |
| 2017-11-17 | McIlwain Matthew S Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,150,000 4,049,786 owned after | $0.00 | 2017-11-21 | |
| 2017-11-17 | Madrona Investment Partners III | Madrona Venture Fund III L P | Madrona Venture Fund III-A LP 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,150,000 4,049,786 owned after | $0.00 | 2017-11-21 | |
| 2017-11-17 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −18,400 4,371,052 owned after | $0.00 | 2017-11-20 | |
| 2017-11-17 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −21,600 813,781 owned after | $0.00 | 2017-11-20 | |
| 2017-11-17 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +21,823 21,823 owned after | $0.00 | 2017-11-20 | |
| 2017-11-17 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −21,823 0 owned after | $0.00 | 2017-11-20 | |
| 2017-11-16 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −18,400 4,389,452 owned after | $0.00 | 2017-11-20 | |
| 2017-11-16 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −21,600 835,381 owned after | $0.00 | 2017-11-20 | |
| 2017-11-16 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,514 6,514 owned after | $0.00 | 2017-11-20 | |
| 2017-11-16 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −6,514 0 owned after | $0.00 | 2017-11-20 | |
| 2017-11-16 | Shintaffer Kurt Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −20,000 899,146 owned after | $0.00 | 2017-11-17 | |
| 2017-11-15 | Shintaffer Kurt Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −10,000 919,146 owned after | $0.00 | 2017-11-17 | |
| 2017-11-15 holding as of filing | Shintaffer Kurt Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Indirect · See footnote | Holding | 76,469 owned after | no price filed | 2017-11-15 | |
| 2017-11-15 holding as of filing | Shintaffer Kurt Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Indirect · See footnote | Holding | 76,469 owned after | no price filed | 2017-11-15 | |
| 2017-11-15 holding as of filing | Shintaffer Kurt Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Indirect · See footnote | Holding | 23,531 owned after | no price filed | 2017-11-15 | |
| 2017-11-14 | Shintaffer Kurt Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −20,000 929,146 owned after | $0.00 | 2017-11-15 | |
| 2017-11-13 | Shintaffer Kurt Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −20,000 949,146 owned after | $0.00 | 2017-11-15 | |
| 2017-11-10 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +37 37 owned after | $0.00 | 2017-11-14 | |
| 2017-11-10 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −37 0 owned after | $0.00 | 2017-11-14 | |
| 2017-11-10 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −18,400 4,407,852 owned after | $0.00 | 2017-11-13 | |
| 2017-11-10 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −21,600 856,981 owned after | $0.00 | 2017-11-13 | |
| 2017-11-09 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −18,400 4,426,252 owned after | $0.00 | 2017-11-13 | |
| 2017-11-09 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −21,600 878,581 owned after | $0.00 | 2017-11-13 | |
| 2017-11-06 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +36,377 36,377 owned after | $12.64 exercise price | 2017-11-08 | |
| 2017-11-06 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −36,377 0 owned after | $0.00 | 2017-11-08 | |
| 2017-11-06 | Blasko Lawrence Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +45,000 45,000 owned after | $0.72 exercise price | 2017-11-08 | |
| 2017-11-06 | Blasko Lawrence Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −45,000 0 owned after | $0.00 | 2017-11-08 | |
| 2017-11-06 | Pick Christopher Officer (Chief Marketing Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +171,000 171,000 owned after | $1.88 exercise price | 2017-11-08 | |
| 2017-11-06 | Pick Christopher Officer (Chief Marketing Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −171,000 0 owned after | $0.00 | 2017-11-08 | |
| 2017-11-03 | MOHAN RAVI Director | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −890,917 1,484,862 owned after | $0.00 | 2017-11-06 | |
| 2017-09-06 | MOHAN RAVI Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −593,945 2,375,779 owned after | $0.00 | 2017-09-08 | |
| 2017-09-06 | Shasta Ventures, L.P. | Shasta Ventures GP, LLC 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −593,945 2,375,779 owned after | $0.00 | 2017-09-08 | |
| 2017-06-01 holding as of filing | Philips Kathleen Director | 3 | No securities are beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2017-06-01 | |
| 2017-06-01 holding as of filing | Philips Kathleen Director | 3 | No securities are beneficially owned Derivative · Direct | Holding | no price filed | 2017-06-01 | ||
| 2017-05-25 | Pick Christopher Officer (Chief Marketing Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +68,435 68,435 owned after | $1.88 exercise price | 2017-05-26 | |
| 2017-05-25 | Pick Christopher Officer (Chief Marketing Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −68,435 0 owned after | $0.00 | 2017-05-26 | |
| 2017-05-24 | Pick Christopher Officer (Chief Marketing Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +101,565 101,565 owned after | $1.88 exercise price | 2017-05-26 | |
| 2017-05-24 | Pick Christopher Officer (Chief Marketing Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −101,565 0 owned after | $0.00 | 2017-05-26 | |
| 2017-05-08 | Blasko Lawrence Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 5,000 owned after | $0.72 exercise price | 2017-05-09 | |
| 2017-05-08 | Blasko Lawrence Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −5,000 0 owned after | $0.00 | 2017-05-09 | |
| 2017-04-28 holding as of filing | Shasta Ventures GP, LLC | Shasta Ventures, L.P. 10% Owner | 10% Owner | 3 | Class B Common Stock Derivative · Direct | Holding | no price filed | 2017-04-28 | ||
| 2017-04-28 | Greylock XII Limited Partnership | Greylock XII GP LLC | Greylock XII-A Limited Partnership 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By Greylock XII Limited Partnership | C Conversion of derivative security | +4,408,144 4,408,144 owned after | $0.00 | 2017-04-28 | |
| 2017-04-28 | Greylock XII Limited Partnership | Greylock XII GP LLC | Greylock XII-A Limited Partnership 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By Greylock XII-A Limited Partnership | C Conversion of derivative security | +489,793 489,793 owned after | $0.00 | 2017-04-28 |