Apptio Inc Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-09-28: Reporting owner Gupta Sachin; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2016-09-28: Reporting owner Madrona Investment Partners III | Madrona Venture Fund III-A LP | Madrona Venture Fund III L P; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2016-09-28: Reporting owner BOGAN THOMAS F; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2016-09-28: Reporting owner McIlwain Matthew S; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-09-28 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | +54,833 3,844,833 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | Madrona Investment Partners III | Madrona Venture Fund III-A LP | Madrona Venture Fund III L P 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | +5,199,786 5,199,786 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | BOGAN THOMAS F Director | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | +44,063 245,618 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | McIlwain Matthew S Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | +5,199,786 5,199,786 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | Shintaffer Kurt Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | +25,615 957,877 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | MOHAN RAVI Director | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | +2,969,724 2,969,724 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | Greylock XII GP LLC | Greylock XII-A Limited Partnership | Greylock XII Limited Partnership 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By Greylock XII Limited Partnership | C Conversion of derivative security | +4,408,144 4,408,144 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | Greylock XII GP LLC | Greylock XII-A Limited Partnership | Greylock XII Limited Partnership 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By Greylock XII-A Limited Partnership | C Conversion of derivative security | +489,793 489,793 owned after | $0.00 | 2016-09-28 | |
| 2016-09-22 holding as of filing | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 3 | Class B Common Stock Derivative · Direct · (m) | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 3 | Class B Common Stock Derivative · Indirect · (m) | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | Shintaffer Kurt Officer (Chief Financial Officer) | 3 | Class B Common Stock Derivative · Direct · (m) | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | Shintaffer Kurt Officer (Chief Financial Officer) | 3 | Class B Common Stock Derivative · Indirect · (m) | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | Shintaffer Kurt Officer (Chief Financial Officer) | 3 | Class B Common Stock Derivative · Indirect · (m) | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | Shintaffer Kurt Officer (Chief Financial Officer) | 3 | Class B Common Stock Derivative · Indirect · (m) | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | BOGAN THOMAS F Director | 3 | Class B Common Stock Derivative · Direct | Holding | no price filed | 2016-09-22 |