Apptio Inc Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 80 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-05-10: Reporting owner Blasko Lawrence; Form 4; Security Class B Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-05-10: Reporting owner Blasko Lawrence; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2018-05-10: Reporting owner BOGAN THOMAS F; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2018-05-10: Reporting owner McIlwain Matthew S; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-05-10 | Blasko Lawrence Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +29,000 29,000 owned after | $0.00 | 2018-05-14 | |
| 2018-05-10 | Blasko Lawrence Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −29,000 0 owned after | $0.00 | 2018-05-14 | |
| 2018-05-10 | BOGAN THOMAS F Director | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −245,618 0 owned after | $0.00 | 2018-05-14 | |
| 2018-05-10 | McIlwain Matthew S Director | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −2,049,786 0 owned after | $0.00 | 2018-05-14 | |
| 2018-05-10 | Shintaffer Kurt Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −759,757 0 owned after | $0.00 | 2018-05-14 | |
| 2018-05-10 | Shintaffer Kurt Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −34,142 0 owned after | $0.00 | 2018-05-14 | |
| 2018-05-10 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −4,039,852 0 owned after | $0.00 | 2018-05-14 | |
| 2018-05-10 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −462,588 0 owned after | $0.00 | 2018-05-14 | |
| 2018-05-09 | Pick Christopher Officer (Chief Marketing Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +17,966 17,966 owned after | $0.00 | 2018-05-11 | |
| 2018-05-09 | Pick Christopher Officer (Chief Marketing Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −17,966 0 owned after | $0.00 | 2018-05-11 | |
| 2018-05-09 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,167 4,167 owned after | $0.00 | 2018-05-11 | |
| 2018-05-09 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −4,167 0 owned after | $0.00 | 2018-05-11 | |
| 2018-05-09 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,562 1,562 owned after | $0.00 | 2018-05-11 | |
| 2018-05-09 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −1,562 0 owned after | $0.00 | 2018-05-11 | |
| 2018-05-09 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +938 938 owned after | $0.00 | 2018-05-11 | |
| 2018-05-09 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −938 0 owned after | $0.00 | 2018-05-11 | |
| 2018-05-09 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,375 4,375 owned after | $0.00 | 2018-05-11 | |
| 2018-05-09 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −4,375 0 owned after | $0.00 | 2018-05-11 | |
| 2018-05-09 | Blasko Lawrence Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +29,000 29,000 owned after | $0.00 | 2018-05-11 | |
| 2018-05-09 | Blasko Lawrence Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −29,000 0 owned after | $0.00 | 2018-05-11 | |
| 2018-05-09 | Blasko Lawrence Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,900 7,900 owned after | $0.00 | 2018-05-11 | |
| 2018-05-09 | Blasko Lawrence Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −7,900 0 owned after | $0.00 | 2018-05-11 | |
| 2018-05-09 | MOHAN RAVI Director | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −890,917 0 owned after | $0.00 | 2018-05-11 | |
| 2018-05-08 | Shintaffer Kurt Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −10,000 759,757 owned after | $0.00 | 2018-05-09 | |
| 2018-05-07 | Shintaffer Kurt Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −20,000 769,757 owned after | $0.00 | 2018-05-09 | |
| 2018-03-14 | Blasko Lawrence Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +32,399 32,399 owned after | $0.72 exercise price | 2018-03-15 | |
| 2018-03-14 | Blasko Lawrence Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −32,399 0 owned after | $0.00 | 2018-03-15 | |
| 2018-03-14 holding as of filing | Shintaffer Kurt Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct · (m) | Holding | 789,757 owned after | no price filed | 2018-03-14 | |
| 2018-03-14 holding as of filing | Shintaffer Kurt Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 34,142 owned after | no price filed | 2018-03-14 | |
| 2018-03-13 | Blasko Lawrence Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,500 5,500 owned after | $0.72 exercise price | 2018-03-15 | |
| 2018-03-13 | Blasko Lawrence Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −5,500 0 owned after | $0.00 | 2018-03-15 | |
| 2018-03-13 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −18,400 4,039,852 owned after | $0.00 | 2018-03-14 | |
| 2018-03-13 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −21,600 462,588 owned after | $0.00 | 2018-03-14 | |
| 2018-03-12 | Shintaffer Kurt Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −65,858 0 owned after | $0.00 | 2018-03-14 | |
| 2018-03-12 | Shintaffer Kurt Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −65,858 0 owned after | $0.00 | 2018-03-14 | |
| 2018-03-12 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −18,400 4,058,252 owned after | $0.00 | 2018-03-14 | |
| 2018-03-12 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −21,600 484,188 owned after | $0.00 | 2018-03-14 | |
| 2018-03-08 | Blasko Lawrence Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +300 300 owned after | $0.72 exercise price | 2018-03-12 | |
| 2018-03-08 | Blasko Lawrence Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −300 0 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −18,400 4,076,652 owned after | $0.00 | 2018-03-09 | |
| 2018-03-08 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −21,600 505,788 owned after | $0.00 | 2018-03-09 | |
| 2018-03-07 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −18,400 4,095,052 owned after | $0.00 | 2018-03-09 | |
| 2018-03-07 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −21,600 527,388 owned after | $0.00 | 2018-03-09 | |
| 2018-03-07 | Blasko Lawrence Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +800 800 owned after | $0.72 exercise price | 2018-03-08 | |
| 2018-03-07 | Blasko Lawrence Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −800 0 owned after | $0.00 | 2018-03-08 | |
| 2018-03-06 | Blasko Lawrence Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +11,001 11,001 owned after | $0.72 exercise price | 2018-03-08 | |
| 2018-03-06 | Blasko Lawrence Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −11,001 0 owned after | $0.00 | 2018-03-08 | |
| 2018-02-28 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −18,400 4,113,452 owned after | $0.00 | 2018-03-01 | |
| 2018-02-28 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −21,600 548,988 owned after | $0.00 | 2018-03-01 | |
| 2018-02-27 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −18,400 4,131,852 owned after | $0.00 | 2018-03-01 | |
| 2018-02-27 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −21,600 570,588 owned after | $0.00 | 2018-03-01 | |
| 2018-02-23 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −18,400 4,150,252 owned after | $0.00 | 2018-02-26 | |
| 2018-02-23 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −21,600 592,188 owned after | $0.00 | 2018-02-26 | |
| 2018-02-22 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −18,400 4,168,652 owned after | $0.00 | 2018-02-26 | |
| 2018-02-22 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −21,600 613,788 owned after | $0.00 | 2018-02-26 | |
| 2018-02-22 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,083 2,083 owned after | $0.00 | 2018-02-23 | |
| 2018-02-22 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −2,083 0 owned after | $0.00 | 2018-02-23 | |
| 2018-02-20 | Shintaffer Kurt Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −10,000 779,146 owned after | $0.00 | 2018-02-20 | |
| 2018-02-16 | Shintaffer Kurt Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −20,000 789,146 owned after | $0.00 | 2018-02-20 | |
| 2018-02-15 | Shintaffer Kurt Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −20,000 809,146 owned after | $0.00 | 2018-02-20 | |
| 2018-02-15 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −18,400 4,187,052 owned after | $0.00 | 2018-02-16 | |
| 2018-02-15 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −21,600 635,388 owned after | $0.00 | 2018-02-16 | |
| 2018-02-14 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −18,400 4,205,452 owned after | $0.00 | 2018-02-16 | |
| 2018-02-14 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −21,600 656,988 owned after | $0.00 | 2018-02-16 | |
| 2018-02-14 | Shintaffer Kurt Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −20,000 829,146 owned after | $0.00 | 2018-02-14 | |
| 2018-02-13 | Shintaffer Kurt Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −20,000 849,146 owned after | $0.00 | 2018-02-14 | |
| 2018-02-12 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,250 6,250 owned after | $0.00 | 2018-02-14 | |
| 2018-02-12 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −6,250 0 owned after | $0.00 | 2018-02-14 | |
| 2018-02-12 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,563 1,563 owned after | $0.00 | 2018-02-14 | |
| 2018-02-12 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −1,563 0 owned after | $0.00 | 2018-02-14 | |
| 2018-02-12 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +937 937 owned after | $0.00 | 2018-02-14 | |
| 2018-02-12 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −937 0 owned after | $0.00 | 2018-02-14 | |
| 2018-02-12 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,375 4,375 owned after | $0.00 | 2018-02-14 | |
| 2018-02-12 | Morrow John C Officer (See Remarks) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −4,375 0 owned after | $0.00 | 2018-02-14 | |
| 2018-02-12 | Shintaffer Kurt Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −20,000 869,146 owned after | $0.00 | 2018-02-14 | |
| 2018-02-12 | Blasko Lawrence Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +30,000 30,000 owned after | $0.72 exercise price | 2018-02-14 | |
| 2018-02-12 | Blasko Lawrence Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −30,000 0 owned after | $0.00 | 2018-02-14 | |
| 2018-02-12 | MOHAN RAVI Director | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −593,945 890,917 owned after | $0.00 | 2018-02-14 | |
| 2018-02-06 | Madrona Investment Partners III | Madrona Venture Fund III L P | Madrona Venture Fund III-A LP Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −2,000,000 2,049,786 owned after | $0.00 | 2018-02-08 | |
| 2018-02-06 | McIlwain Matthew S | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −2,000,000 2,049,786 owned after | $0.00 | 2018-02-08 |