Apptio Inc Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 60 rows, 60 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-09-28: Reporting owner Gupta Sachin; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2016-09-28: Reporting owner Gupta Sachin; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
- 2016-09-28: Reporting owner Madrona Investment Partners III | Madrona Venture Fund III-A LP | Madrona Venture Fund III L P; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2016-09-28: Reporting owner Madrona Investment Partners III | Madrona Venture Fund III-A LP | Madrona Venture Fund III L P; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-09-28 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −36,429 0 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −18,404 0 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | Madrona Investment Partners III | Madrona Venture Fund III-A LP | Madrona Venture Fund III L P 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −2,295,000 0 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | Madrona Investment Partners III | Madrona Venture Fund III-A LP | Madrona Venture Fund III L P 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,509,095 0 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | Madrona Investment Partners III | Madrona Venture Fund III-A LP | Madrona Venture Fund III L P 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −763,076 0 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | Madrona Investment Partners III | Madrona Venture Fund III-A LP | Madrona Venture Fund III L P 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −430,806 0 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | Madrona Investment Partners III | Madrona Venture Fund III-A LP | Madrona Venture Fund III L P 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −201,809 0 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | BOGAN THOMAS F Director | 4 | Series E Preferred Stock Derivative · Direct | C Conversion of derivative security | −44,063 0 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | McIlwain Matthew S Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −2,295,000 0 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | McIlwain Matthew S Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,509,095 0 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | McIlwain Matthew S Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −763,076 0 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | McIlwain Matthew S Director, 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −430,806 0 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | McIlwain Matthew S Director, 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −201,809 0 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | Shintaffer Kurt Officer (Chief Financial Officer) | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −14,573 0 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | Shintaffer Kurt Officer (Chief Financial Officer) | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −11,042 0 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | MOHAN RAVI Director | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −182,143 0 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | MOHAN RAVI Director | 4 | Series B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,509,095 0 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | MOHAN RAVI Director | 4 | Series C Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,044,211 0 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | MOHAN RAVI Director | 4 | Series D Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −223,253 0 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | MOHAN RAVI Director | 4 | Series E Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −11,022 0 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | Greylock XII GP LLC | Greylock XII-A Limited Partnership | Greylock XII Limited Partnership 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Greylock XII Limited Partnership | C Conversion of derivative security | −1,962,223 0 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | Greylock XII GP LLC | Greylock XII-A Limited Partnership | Greylock XII Limited Partnership 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Greylock XII Limited Partnership | C Conversion of derivative security | −1,290,276 0 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | Greylock XII GP LLC | Greylock XII-A Limited Partnership | Greylock XII Limited Partnership 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By Greylock XII Limited Partnership | C Conversion of derivative security | −652,431 0 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | Greylock XII GP LLC | Greylock XII-A Limited Partnership | Greylock XII Limited Partnership 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · By Greylock XII Limited Partnership | C Conversion of derivative security | −368,340 0 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | Greylock XII GP LLC | Greylock XII-A Limited Partnership | Greylock XII Limited Partnership 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · By Greylock XII Limited Partnership | C Conversion of derivative security | −134,874 0 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | Greylock XII GP LLC | Greylock XII-A Limited Partnership | Greylock XII Limited Partnership 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Greylock XII-A Limited Partnership | C Conversion of derivative security | −218,026 0 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | Greylock XII GP LLC | Greylock XII-A Limited Partnership | Greylock XII Limited Partnership 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Greylock XII-A Limited Partnership | C Conversion of derivative security | −143,364 0 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | Greylock XII GP LLC | Greylock XII-A Limited Partnership | Greylock XII Limited Partnership 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By Greylock XII-A Limited Partnership | C Conversion of derivative security | −72,492 0 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | Greylock XII GP LLC | Greylock XII-A Limited Partnership | Greylock XII Limited Partnership 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · By Greylock XII-A Limited Partnership | C Conversion of derivative security | −40,926 0 owned after | $0.00 | 2016-09-28 | |
| 2016-09-28 | Greylock XII GP LLC | Greylock XII-A Limited Partnership | Greylock XII Limited Partnership 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · By Greylock XII-A Limited Partnership | C Conversion of derivative security | −14,985 0 owned after | $0.00 | 2016-09-28 | |
| 2016-09-22 holding as of filing | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 3 | Series A Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | Gupta Sachin Director, Officer (See Remarks), 10% Owner | 3 | Series B Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | Shintaffer Kurt Officer (Chief Financial Officer) | 3 | Series A Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | Shintaffer Kurt Officer (Chief Financial Officer) | 3 | Series B Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | McIlwain Matthew S Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | McIlwain Matthew S Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | McIlwain Matthew S Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | McIlwain Matthew S Director, 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | McIlwain Matthew S Director, 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | Madrona Investment Partners III | Madrona Venture Fund III L P | Madrona Venture Fund III-A LP 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | Madrona Investment Partners III | Madrona Venture Fund III L P | Madrona Venture Fund III-A LP 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | Madrona Investment Partners III | Madrona Venture Fund III L P | Madrona Venture Fund III-A LP 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | Madrona Investment Partners III | Madrona Venture Fund III L P | Madrona Venture Fund III-A LP 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | Madrona Investment Partners III | Madrona Venture Fund III L P | Madrona Venture Fund III-A LP 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | MOHAN RAVI Director | 3 | Series A Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | MOHAN RAVI Director | 3 | Series B Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | MOHAN RAVI Director | 3 | Series C Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | MOHAN RAVI Director | 3 | Series D Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | MOHAN RAVI Director | 3 | Series E Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | BOGAN THOMAS F Director | 3 | Series E Preferred Stock Derivative · Direct | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | Greylock XII-A Limited Partnership | Greylock XII GP LLC | Greylock XII Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Greylock XII Limited Partnership | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | Greylock XII-A Limited Partnership | Greylock XII GP LLC | Greylock XII Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Greylock XII Limited Partnership | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | Greylock XII-A Limited Partnership | Greylock XII GP LLC | Greylock XII Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Greylock XII Limited Partnership | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | Greylock XII-A Limited Partnership | Greylock XII GP LLC | Greylock XII Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · By Greylock XII Limited Partnership | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | Greylock XII-A Limited Partnership | Greylock XII GP LLC | Greylock XII Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · By Greylock XII Limited Partnership | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | Greylock XII-A Limited Partnership | Greylock XII GP LLC | Greylock XII Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Greylock XII-A Limited Partnership | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | Greylock XII-A Limited Partnership | Greylock XII GP LLC | Greylock XII Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Greylock XII-A Limited Partnership | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | Greylock XII-A Limited Partnership | Greylock XII GP LLC | Greylock XII Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Greylock XII-A Limited Partnership | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | Greylock XII-A Limited Partnership | Greylock XII GP LLC | Greylock XII Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · By Greylock XII-A Limited Partnership | Holding | no price filed | 2016-09-22 | ||
| 2016-09-22 holding as of filing | Greylock XII-A Limited Partnership | Greylock XII GP LLC | Greylock XII Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · By Greylock XII-A Limited Partnership | Holding | no price filed | 2016-09-22 |