AMBIENT CORP /NY Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-01-05: Reporting owner Vicis Capital Master Fund | Vicis Capital, LLC; Form 4; Security Warrant to Purchase Common Stock; Transaction Holding.
- 2011-01-05: Reporting owner Vicis Capital Master Fund | Vicis Capital, LLC; Form 4; Security Warrant to Purchase Common Stock; Transaction Holding.
- 2011-01-05: Reporting owner Vicis Capital Master Fund | Vicis Capital, LLC; Form 4; Security Warrant to Purchase Common Stock; Transaction Holding.
- 2011-01-05: Reporting owner Vicis Capital Master Fund | Vicis Capital, LLC; Form 4; Security Warrant to Purchase Common Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-01-05 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 50,000,000 owned after | $0.20 exercise price | 2011-01-05 | |
| 2011-01-05 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 5,000,000 owned after | $0.25 exercise price | 2011-01-05 | |
| 2011-01-05 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 5,000,000 owned after | $0.25 exercise price | 2011-01-05 | |
| 2011-01-05 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 5,000,000 owned after | $0.25 exercise price | 2011-01-05 | |
| 2011-01-05 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 5,000,000 owned after | $0.25 exercise price | 2011-01-05 | |
| 2011-01-05 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 5,000,000 owned after | $0.25 exercise price | 2011-01-05 | |
| 2011-01-05 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 5,916,666 owned after | $0.04 exercise price | 2011-01-05 | |
| 2011-01-05 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 7,607,142 owned after | $0.04 exercise price | 2011-01-05 | |
| 2011-01-05 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 490,000 owned after | $0.04 exercise price | 2011-01-05 | |
| 2011-01-05 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 1,489,500 owned after | $0.04 exercise price | 2011-01-05 | |
| 2011-01-03 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 5,000,000 owned after | $0.25 exercise price | 2011-01-03 | |
| 2011-01-03 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 5,000,000 owned after | $0.25 exercise price | 2011-01-03 | |
| 2011-01-03 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 5,000,000 owned after | $0.25 exercise price | 2011-01-03 | |
| 2011-01-03 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 5,000,000 owned after | $0.25 exercise price | 2011-01-03 | |
| 2011-01-03 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 5,000,000 owned after | $0.25 exercise price | 2011-01-03 | |
| 2011-01-03 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 5,916,666 owned after | $0.04 exercise price | 2011-01-03 | |
| 2011-01-03 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 7,607,142 owned after | $0.04 exercise price | 2011-01-03 | |
| 2011-01-03 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 490,000 owned after | $0.04 exercise price | 2011-01-03 | |
| 2011-01-03 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 1,489,500 owned after | $0.04 exercise price | 2011-01-03 |