AMBIENT CORP /NY Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-07-20: Reporting owner Vicis Capital, LLC | Vicis Capital Master Fund; Form 4; Security Warrant to Purchase Common Stock; Transaction Holding.
- 2012-07-20: Reporting owner Vicis Capital, LLC | Vicis Capital Master Fund; Form 4; Security Warrant to Purchase Common Stock; Transaction Holding.
- 2012-07-20: Reporting owner Vicis Capital, LLC | Vicis Capital Master Fund; Form 4; Security Warrant to Purchase Common Stock; Transaction Holding.
- 2012-07-20: Reporting owner Vicis Capital, LLC | Vicis Capital Master Fund; Form 4; Security Warrant to Purchase Common Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-07-20 holding as of filing | Vicis Capital, LLC | Vicis Capital Master Fund 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 50,000 owned after | $25.00 exercise price | 2012-07-20 | |
| 2012-07-20 holding as of filing | Vicis Capital, LLC | Vicis Capital Master Fund 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 500,000 owned after | $20.00 exercise price | 2012-07-20 | |
| 2012-07-20 holding as of filing | Vicis Capital, LLC | Vicis Capital Master Fund 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 5,834 owned after | $3.50 exercise price | 2012-07-20 | |
| 2012-07-20 holding as of filing | Vicis Capital, LLC | Vicis Capital Master Fund 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 7,499 owned after | $3.50 exercise price | 2012-07-20 | |
| 2012-07-20 holding as of filing | Vicis Capital, LLC | Vicis Capital Master Fund 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 500 owned after | $3.50 exercise price | 2012-07-20 | |
| 2012-07-12 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 50,000 owned after | $25.00 exercise price | 2012-07-12 | |
| 2012-07-12 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 500,000 owned after | $20.00 exercise price | 2012-07-12 | |
| 2012-07-12 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 5,834 owned after | $3.50 exercise price | 2012-07-12 | |
| 2012-07-12 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 7,499 owned after | $3.50 exercise price | 2012-07-12 | |
| 2012-07-12 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 500 owned after | $3.50 exercise price | 2012-07-12 | |
| 2012-06-29 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 50,000 owned after | $25.00 exercise price | 2012-06-29 | |
| 2012-06-29 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 500,000 owned after | $20.00 exercise price | 2012-06-29 | |
| 2012-06-29 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 50,000 owned after | $25.00 exercise price | 2012-06-29 | |
| 2012-06-29 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 5,834 owned after | $3.50 exercise price | 2012-06-29 | |
| 2012-06-29 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 7,499 owned after | $3.50 exercise price | 2012-06-29 | |
| 2012-06-29 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 500 owned after | $3.50 exercise price | 2012-06-29 | |
| 2012-06-14 holding as of filing | Vicis Capital, LLC | Vicis Capital Master Fund 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 50,000 owned after | $25.00 exercise price | 2012-06-14 | |
| 2012-06-14 holding as of filing | Vicis Capital, LLC | Vicis Capital Master Fund 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 500,000 owned after | $20.00 exercise price | 2012-06-14 | |
| 2012-06-14 holding as of filing | Vicis Capital, LLC | Vicis Capital Master Fund 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 50,000 owned after | $25.00 exercise price | 2012-06-14 | |
| 2012-06-12 | Vicis Capital, LLC | Vicis Capital Master Fund 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | S Open market or private sale of non-derivative or derivative security | −53,333 5,834 owned after | $1.00 | 2012-06-14 | |
| 2012-06-12 | Vicis Capital, LLC | Vicis Capital Master Fund 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | S Open market or private sale of non-derivative or derivative security | −68,572 7,499 owned after | $1.00 | 2012-06-14 | |
| 2012-06-12 | Vicis Capital, LLC | Vicis Capital Master Fund 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | S Open market or private sale of non-derivative or derivative security | −4,400 500 owned after | $1.00 | 2012-06-14 | |
| 2012-06-12 | Vicis Capital, LLC | Vicis Capital Master Fund 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | S Open market or private sale of non-derivative or derivative security | −14,895 0 owned after | $1.00 | 2012-06-14 | |
| 2012-05-25 holding as of filing | Vicis Capital, LLC | Vicis Capital Master Fund 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 50,000 owned after | $25.00 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | Vicis Capital, LLC | Vicis Capital Master Fund 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 500,000 owned after | $20.00 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | Vicis Capital, LLC | Vicis Capital Master Fund 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 50,000 owned after | $25.00 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | Vicis Capital, LLC | Vicis Capital Master Fund 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 59,167 owned after | $3.50 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | Vicis Capital, LLC | Vicis Capital Master Fund 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 76,071 owned after | $3.50 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | Vicis Capital, LLC | Vicis Capital Master Fund 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 4,900 owned after | $3.50 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | Vicis Capital, LLC | Vicis Capital Master Fund 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 14,895 owned after | $3.50 exercise price | 2012-05-25 |