AMBIENT CORP /NY Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 54 rows, 54 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-05-20: Reporting owner Fitzgerald Stacey M; Form 3; Security Incentive Stock Option; Transaction Holding.
- 2012-12-19: Reporting owner Scarito Francesca Elizabeth; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-19: Reporting owner Higgins Thomas Michael; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-19: Reporting owner PIERCE D HOWARD; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-05-20 holding as of filing | Fitzgerald Stacey M Officer (Chief Financial Officer) | 3 | Incentive Stock Option Derivative · Direct | Holding | $4.67 exercise price | 2013-05-20 | ||
| 2012-12-19 | Scarito Francesca Elizabeth Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $3.50 exercise price | 2013-04-09 | |
| 2012-12-19 | Higgins Thomas Michael Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $3.50 exercise price | 2013-04-09 | |
| 2012-12-19 | PIERCE D HOWARD Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $3.50 exercise price | 2013-04-09 | |
| 2012-12-19 | WIDLAND MICHAEL Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $3.50 exercise price | 2013-04-09 | |
| 2012-11-26 holding as of filing | Quarella Michael Officer (Principal Operating Officer) | 3 | Non-Qualified Stock Option Derivative · Direct | Holding | $20.00 exercise price | 2012-11-26 | ||
| 2012-11-26 holding as of filing | Quarella Michael Officer (Principal Operating Officer) | 3 | Non-Qualified Stock Option Derivative · Direct | Holding | $20.00 exercise price | 2012-11-26 | ||
| 2012-11-26 holding as of filing | Quarella Michael Officer (Principal Operating Officer) | 3 | Non-Qualified Stock Option Derivative · Direct | Holding | $25.00 exercise price | 2012-11-26 | ||
| 2012-11-26 holding as of filing | Quarella Michael Officer (Principal Operating Officer) | 3 | Non-Qualified Stock Option Derivative · Direct | Holding | $4.50 exercise price | 2012-11-26 | ||
| 2012-11-26 holding as of filing | Quarella Michael Officer (Principal Operating Officer) | 3 | Non-Qualified Stock Option Derivative · Direct | Holding | $3.50 exercise price | 2012-11-26 | ||
| 2012-11-26 holding as of filing | Quarella Michael Officer (Principal Operating Officer) | 3 | Non-Qualified Stock Option Derivative · Direct | Holding | $12.00 exercise price | 2012-11-26 | ||
| 2012-11-26 holding as of filing | Quarella Michael Officer (Principal Operating Officer) | 3 | Non-Qualified Stock Option Derivative · Direct | Holding | $6.30 exercise price | 2012-11-26 | ||
| 2012-11-26 holding as of filing | Quarella Michael Officer (Principal Operating Officer) | 3 | Non-Qualified Stock Option Derivative · Direct | Holding | $6.75 exercise price | 2012-11-26 | ||
| 2012-11-26 holding as of filing | Quarella Michael Officer (Principal Operating Officer) | 3 | Non-Qualified Stock Option Derivative · Direct | Holding | $7.25 exercise price | 2012-11-26 | ||
| 2011-12-20 | Fidler Mark L Officer (Chief Financial Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.30 exercise price | 2011-12-22 | |
| 2011-12-20 | Fidler Mark L Officer (Chief Financial Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.75 exercise price | 2011-12-22 | |
| 2011-12-20 | Fidler Mark L Officer (Chief Financial Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $7.25 exercise price | 2011-12-22 | |
| 2011-12-20 | RAO RAM Officer (Chief Technical Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +113,334 113,334 owned after | $6.30 exercise price | 2011-12-22 | |
| 2011-12-20 | RAO RAM Officer (Chief Technical Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +113,333 113,333 owned after | $6.75 exercise price | 2011-12-22 | |
| 2011-12-20 | RAO RAM Officer (Chief Technical Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +113,333 113,333 owned after | $7.25 exercise price | 2011-12-22 | |
| 2011-12-20 | Higgins Thomas Michael Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $6.30 exercise price | 2011-12-22 | |
| 2011-12-20 | Higgins Thomas Michael Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $6.75 exercise price | 2011-12-22 | |
| 2011-12-20 | Higgins Thomas Michael Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $7.25 exercise price | 2011-12-22 | |
| 2011-12-20 | WIDLAND MICHAEL Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $6.30 exercise price | 2011-12-22 | |
| 2011-12-20 | WIDLAND MICHAEL Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $6.75 exercise price | 2011-12-22 | |
| 2011-12-20 | WIDLAND MICHAEL Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $7.25 exercise price | 2011-12-22 | |
| 2011-12-20 | JOYCE JOHN Director, Officer (Chief Executive Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +113,334 113,334 owned after | $6.30 exercise price | 2011-12-22 | |
| 2011-12-20 | JOYCE JOHN Director, Officer (Chief Executive Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +113,333 113,333 owned after | $6.75 exercise price | 2011-12-22 | |
| 2011-12-20 | JOYCE JOHN Director, Officer (Chief Executive Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +113,333 113,333 owned after | $7.25 exercise price | 2011-12-22 | |
| 2011-12-20 | PIERCE D HOWARD Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $6.30 exercise price | 2011-12-22 | |
| 2011-12-20 | PIERCE D HOWARD Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $6.75 exercise price | 2011-12-22 | |
| 2011-12-20 | PIERCE D HOWARD Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $7.25 exercise price | 2011-12-22 | |
| 2011-12-20 | Scarito Francesca Elizabeth Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $5.83 exercise price | 2011-12-22 | |
| 2011-12-20 | Scarito Francesca Elizabeth Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $6.30 exercise price | 2011-12-22 | |
| 2011-12-20 | Scarito Francesca Elizabeth Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $6.75 exercise price | 2011-12-22 | |
| 2011-12-20 | Scarito Francesca Elizabeth Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $7.25 exercise price | 2011-12-22 | |
| 2011-08-11 holding as of filing | Fidler Mark L Officer (Principal Financial Officer) | 3 | Non-Qualified Stock Option Derivative · Direct | Holding | $0.08 exercise price | 2011-08-11 | ||
| 2011-08-04 | Fidler Mark L Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $10.40 exercise price | 2011-08-11 | |
| 2010-10-18 | RAO RAM Officer (Chief Technical Officer) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000,000 10,000,000 owned after | $0.12 exercise price | 2010-10-20 | |
| 2010-10-18 | JOYCE JOHN Director, Officer (Chief Executive Officer) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,000,000 11,000,000 owned after | $0.12 exercise price | 2010-10-20 | |
| 2010-10-18 | Higgins Thomas Michael Director | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,800,000 3,800,000 owned after | $0.12 exercise price | 2010-10-20 | |
| 2010-10-18 | WIDLAND MICHAEL Director | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,320,000 4,320,000 owned after | $0.12 exercise price | 2010-10-20 | |
| 2010-10-18 | PIERCE D HOWARD Director | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,200,000 4,200,000 owned after | $0.12 exercise price | 2010-10-20 | |
| 2009-01-13 | JOYCE JOHN Director, Officer (Chief Executive Officer) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500,000 10,375,000 owned after | $0.04 exercise price | 2009-01-15 | |
| 2009-01-13 | PIERCE D HOWARD Director | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 4,200,000 owned after | $0.04 exercise price | 2009-01-15 | |
| 2009-01-13 | WIDLAND MICHAEL Director | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 4,495,000 owned after | $0.04 exercise price | 2009-01-15 | |
| 2009-01-13 | RAO RAM Officer (Chief Technical Officer) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500,000 8,492,000 owned after | $0.04 exercise price | 2009-01-15 | |
| 2007-11-15 | JOYCE JOHN Director, Officer (Chief Executive Officer) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500,000 2,500,000 owned after | $0.05 | 2008-04-30 | |
| 2007-11-15 | RAO RAM Officer (Chief Technical Officer) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.05 | 2008-04-30 | |
| 2007-11-15 | PIERCE D HOWARD Director | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +600,000 600,000 owned after | $0.05 | 2008-04-29 | |
| 2007-11-15 | WIDLAND MICHAEL Director | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +600,000 600,000 owned after | $0.05 | 2008-04-29 | |
| 2007-11-15 | Higgins Thomas Michael Director | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +600,000 600,000 owned after | $0.05 | 2008-04-29 | |
| 2006-10-12 holding as of filing | Higgins Thomas Michael Director | 3 | Option to Purchase Stock Derivative · Direct | Holding | $0.20 exercise price | 2006-10-12 | ||
| 2005-01-13 | Higgins Thomas Michael Director | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 3,800,000 owned after | $0.04 exercise price | 2009-01-15 |