AMBIENT CORP /NY Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows, 13 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-01-21: Reporting owner Vicis Capital Master Fund | Vicis Capital, LLC; Form 4; Security Secured Convertible Promissory Note; Transaction Holding.
- 2010-01-21: Reporting owner Vicis Capital Master Fund | Vicis Capital, LLC; Form 4; Security Secured Convertible Promissory Note; Transaction Holding.
- 2010-01-20: Reporting owner Vicis Capital Master Fund | Vicis Capital, LLC; Form 4; Security Secured Convertible Promissory Note; Transaction C Conversion of derivative security.
- 2010-01-20: Reporting owner Vicis Capital Master Fund | Vicis Capital, LLC; Form 4; Security Secured Convertible Promissory Note; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-01-21 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Secured Convertible Promissory Note Derivative · Indirect · By Vicis Capital Master Fund | Holding | 500,000,000 owned after | $0.02 exercise price | 2010-01-21 | |
| 2010-01-21 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Secured Convertible Promissory Note Derivative · Indirect · By Vicis Capital Master Fund | Holding | 166,666,667 owned after | $0.02 exercise price | 2010-01-21 | |
| 2010-01-20 | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Secured Convertible Promissory Note Derivative · Indirect · By Vicis Capital Master Fund | C Conversion of derivative security | 0 owned after | $0.02 exercise price | 2010-01-22 | |
| 2010-01-20 | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Secured Convertible Promissory Note Derivative · Indirect · By Vicis Capital Master Fund | C Conversion of derivative security | 0 owned after | $0.02 exercise price | 2010-01-22 | |
| 2009-08-10 | Vicis Capital, LLC | Vicis Capital Master Fund 10% Owner | 10% Owner | 4 | Secured Convertible Promissory Note Derivative · Indirect · By Vicis Capital Master Fund | C Conversion of derivative security | 0 owned after | $0.02 exercise price | 2009-08-10 | |
| 2009-08-10 holding as of filing | Vicis Capital, LLC | Vicis Capital Master Fund 10% Owner | 10% Owner | 4 | Secured Convertible Promissory Note Derivative · Indirect · By Vicis Capital Master Fund | Holding | $0.02 exercise price | 2009-08-10 | ||
| 2009-08-10 holding as of filing | Vicis Capital, LLC | Vicis Capital Master Fund 10% Owner | 10% Owner | 4 | Secured Convertible Promissory Note Derivative · Indirect · By Vicis Capital Master Fund | Holding | $0.02 exercise price | 2009-08-10 | ||
| 2009-06-04 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Secured Convertible Promissory Note Derivative · Indirect · By Vicis Capital Master Fund | Holding | 500,000,000 owned after | $0.02 exercise price | 2009-06-04 | |
| 2009-06-04 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Secured Convertible Promissory Note Derivative · Indirect · By Vicis Capital Master Fund | Holding | 166,666,667 owned after | $0.02 exercise price | 2009-06-04 | |
| 2009-06-04 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Secured Convertible Promissory Note Derivative · Indirect · By Vicis Capital Master Fund | Holding | 166,666,667 owned after | $0.02 exercise price | 2009-06-04 | |
| 2008-12-01 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 3 | Secured Convertible Promissory Note Derivative · Indirect · By Vicis Capital Master Fund | Holding | $0.02 exercise price | 2008-12-01 | ||
| 2008-12-01 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 3 | Secured Convertible Promissory Note Derivative · Indirect · By Vicis Capital Master Fund | Holding | $0.02 exercise price | 2008-12-01 | ||
| 2008-12-01 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 3 | Secured Convertible Promissory Note Derivative · Indirect · By Vicis Capital Master Fund | Holding | $0.02 exercise price | 2008-12-01 |