ALTAIR ENGINEERING INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 62 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-12-17: Reporting owner Maitra Raoul; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-12-10: Reporting owner Scapa James Ralph; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-12-04: Reporting owner Srikanth Mahalingam; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-12-04: Reporting owner Dagg James; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-12-17 | Maitra Raoul Officer (Chief Legal Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,500 0 owned after | $0.64 exercise price | 2020-12-21 | |
| 2020-12-10 | Scapa James Ralph Director, Officer (Chief Executive Officer), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −57,915 30,000 owned after | $5.18 exercise price | 2020-12-14 | |
| 2020-12-04 | Srikanth Mahalingam Officer (Chief Technical Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,819 0 owned after | $0.64 exercise price | 2022-04-22 | |
| 2020-12-04 | Dagg James Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 576,452 owned after | $0.00 | 2020-12-08 | |
| 2020-12-02 | Siudara Andrea Officer (Chief Information Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $52.03 exercise price | 2020-12-03 | |
| 2020-12-02 | Dagg James Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $52.03 exercise price | 2020-12-03 | |
| 2020-12-02 | Saravia Gilma Officer (Chief People Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $52.03 exercise price | 2020-12-03 | |
| 2020-12-02 | Srikanth Mahalingam Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $52.03 exercise price | 2020-12-03 | |
| 2020-12-02 | Messano Amy Officer (Chief Marketing Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $52.03 exercise price | 2020-12-03 | |
| 2020-12-02 | Chouinard Brett R Director, Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $52.03 exercise price | 2020-12-03 | |
| 2020-12-02 | Schramm Uwe Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $52.03 exercise price | 2020-12-03 | |
| 2020-12-02 | Simon David L Officer (Chief Administrative Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $52.03 exercise price | 2020-12-03 | |
| 2020-12-02 | Morof Howard N Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $52.03 exercise price | 2020-12-03 | |
| 2020-12-02 | Maitra Raoul Officer (Chief Legal Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $52.03 exercise price | 2020-12-03 | |
| 2020-12-02 | Dias Nelson Officer (Chief Revenue Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $52.03 exercise price | 2020-12-03 | |
| 2020-11-25 | Dias Nelson Officer (Chief Revenue Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $0.64 exercise price | 2020-11-27 | |
| 2020-11-13 | Srikanth Mahalingam Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,181 6,819 owned after | $0.64 exercise price | 2020-11-16 | |
| 2020-11-13 | Hart Richard Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 16,000 owned after | $5.18 exercise price | 2020-11-16 | |
| 2020-11-10 | Schramm Uwe Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 30,336 owned after | $5.18 exercise price | 2020-11-12 | |
| 2020-11-06 | Dagg James Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 584,452 owned after | $0.00 | 2020-11-10 | |
| 2020-10-02 | Dagg James Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 592,452 owned after | $0.00 | 2020-10-05 | |
| 2020-09-15 | Scapa James Ralph Director, Officer (Chief Executive Officer), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $36.19 exercise price | 2020-09-17 | |
| 2020-09-15 | Scapa James Ralph Director, Officer (Chief Executive Officer), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,085 87,915 owned after | $5.18 exercise price | 2020-09-17 | |
| 2020-09-04 | Dagg James Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 600,452 owned after | $0.00 | 2020-09-08 | |
| 2020-08-07 | Dagg James Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 608,452 owned after | $0.00 | 2020-08-10 | |
| 2020-08-05 | Schramm Uwe Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,802 1,198 owned after | $3.84 | 2020-08-06 | |
| 2020-07-06 | Dagg James Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 616,452 owned after | $0.00 | 2020-07-08 | |
| 2020-06-15 | Maitra Raoul Officer (Chief Legal Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 5,500 owned after | $0.64 exercise price | 2020-06-17 | |
| 2020-06-10 | Morof Howard N Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,806 6,806 owned after | $5.18 exercise price | 2020-06-12 | |
| 2020-06-10 | Morof Howard N Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −968 0 owned after | $3.64 exercise price | 2020-06-12 | |
| 2020-06-05 | Dagg James Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 624,452 owned after | $0.00 | 2020-06-09 | |
| 2020-06-03 | Schramm Uwe Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,252 4,000 owned after | $3.84 | 2020-06-05 | |
| 2020-06-02 | Dagg James Officer (Chief Legal Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $39.82 exercise price | 2020-06-04 | |
| 2020-06-02 | Srikanth Mahalingam Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $39.82 exercise price | 2020-06-04 | |
| 2020-06-02 | Schramm Uwe Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $39.82 exercise price | 2020-06-04 | |
| 2020-06-02 | Saravia Gilma Officer (Chief Information Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $39.82 exercise price | 2020-06-04 | |
| 2020-06-02 | Simon David L Officer (Chief Administrative Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $39.82 exercise price | 2020-06-04 | |
| 2020-06-02 | Dias Nelson Officer (Chief Revenue Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $39.82 exercise price | 2020-06-04 | |
| 2020-06-02 | Chouinard Brett R Director, Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $39.82 exercise price | 2020-06-04 | |
| 2020-06-02 | Messano Amy Officer (Chief Marketing Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $39.82 exercise price | 2020-06-04 | |
| 2020-06-02 | Siudara Andrea Officer (Chief Information Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $39.82 exercise price | 2020-06-04 | |
| 2020-06-02 | Maitra Raoul Officer (Chief Legal Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $39.82 exercise price | 2020-06-04 | |
| 2020-06-02 | Morof Howard N Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $39.82 exercise price | 2020-06-04 | |
| 2020-05-26 | Dagg James Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 632,452 owned after | $0.00 | 2020-05-27 | |
| 2020-03-16 | Dias Nelson Officer (Chief Revenue Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,178 1,178 owned after | $25.11 exercise price | 2020-03-17 | |
| 2020-03-11 | Morof Howard N Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,885 1,885 owned after | $27.49 exercise price | 2020-03-13 | |
| 2020-03-11 | Schramm Uwe Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,448 1,448 owned after | $27.49 exercise price | 2020-03-13 | |
| 2020-03-11 | Chouinard Brett R Director, Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,539 7,539 owned after | $27.49 exercise price | 2020-03-13 | |
| 2020-03-11 | Messano Amy Officer (Chief Marketing Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,563 1,563 owned after | $27.49 exercise price | 2020-03-13 | |
| 2020-03-11 | Dagg James Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,468 1,468 owned after | $27.49 exercise price | 2020-03-13 | |
| 2020-03-11 | Siudara Andrea Officer (Chief Information Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 500 owned after | $27.49 exercise price | 2020-03-13 | |
| 2020-03-11 | Srikanth Mahalingam Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,472 1,472 owned after | $27.49 exercise price | 2020-03-13 | |
| 2020-03-11 | Simon David L Officer (Chief Administrative Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,012 1,012 owned after | $27.49 exercise price | 2020-03-13 | |
| 2020-03-11 | Maitra Raoul Officer (Chief Legal Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,051 1,051 owned after | $27.49 exercise price | 2020-03-13 | |
| 2020-03-11 | Scapa James Ralph Director, Officer (Chief Executive Officer), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $27.49 exercise price | 2020-03-12 | |
| 2020-02-21 holding as of filing | Maitra Raoul Officer (Chief Legal Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.64 exercise price | 2020-02-21 | ||
| 2020-02-21 holding as of filing | Maitra Raoul Officer (Chief Legal Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.48 exercise price | 2020-02-21 | ||
| 2020-02-21 holding as of filing | Maitra Raoul Officer (Chief Legal Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.79 exercise price | 2020-02-21 | ||
| 2020-02-21 holding as of filing | Maitra Raoul Officer (Chief Legal Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.84 exercise price | 2020-02-21 | ||
| 2020-02-21 holding as of filing | Maitra Raoul Officer (Chief Legal Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.64 exercise price | 2020-02-21 | ||
| 2020-02-21 holding as of filing | Maitra Raoul Officer (Chief Legal Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.18 exercise price | 2020-02-21 | ||
| 2020-01-08 | Morof Howard N Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −756 0 owned after | $3.84 exercise price | 2020-02-06 |