ALTAIR ENGINEERING INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-12-18: Reporting owner Dagg James; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-12-11: Reporting owner Dias Nelson; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-11-05: Reporting owner Schramm Uwe; Form 4/A; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-10-16: Reporting owner Srikanth Mahalingam; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-12-18 | Dagg James Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 648,452 owned after | $0.00 | 2019-12-19 | |
| 2019-12-11 | Dias Nelson Officer (Chief Revenue Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $0.64 exercise price | 2019-12-13 | |
| 2019-11-05 | Schramm Uwe Officer (Chief Vision Officer) | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 3,252 owned after | $3.84 exercise price | 2022-04-22 | |
| 2019-10-16 | Srikanth Mahalingam Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +8,000 0 owned after | $0.64 exercise price | 2019-10-18 | |
| 2019-10-11 | Dagg James Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 664,452 owned after | $0.00 | 2019-10-15 | |
| 2019-09-13 | Dagg James Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 672,452 owned after | $0.00 | 2019-09-17 | |
| 2019-08-19 | Dagg James Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,840 680,452 owned after | $0.00 | 2019-08-21 | |
| 2019-08-12 | Dagg James Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,160 687,292 owned after | $0.00 | 2019-08-14 | |
| 2019-07-11 | Dagg James Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 688,452 owned after | $0.00 | 2019-07-15 | |
| 2019-06-18 | Schramm Uwe Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,612 0 owned after | $3.79 | 2019-06-20 | |
| 2019-06-11 | Dagg James Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 696,452 owned after | $0.00 | 2019-06-13 | |
| 2019-06-11 | Nichols Martin E Officer (Chief Information Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,044 0 owned after | $3.79 exercise price | 2019-06-13 | |
| 2019-06-11 | Nichols Martin E Officer (Chief Information Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +9,584 9,584 owned after | $5.18 exercise price | 2019-06-13 | |
| 2019-06-11 | Nichols Martin E Officer (Chief Information Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,397 1,799 owned after | $3.84 exercise price | 2019-06-13 | |
| 2019-06-11 | Nichols Martin E Officer (Chief Information Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,853 951 owned after | $3.64 exercise price | 2019-06-13 | |
| 2019-06-10 | Morof Howard N Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,806 13,612 owned after | $5.18 exercise price | 2019-06-12 | |
| 2019-06-10 | Morof Howard N Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +968 968 owned after | $3.64 exercise price | 2019-06-12 | |
| 2019-06-10 | Chouinard Brett R Director, Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,820 38,460 owned after | $5.18 exercise price | 2019-06-12 | |
| 2019-06-03 | Schramm Uwe Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 1,612 owned after | $3.79 | 2019-06-05 | |
| 2019-05-16 | Schramm Uwe Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 3,612 owned after | $3.79 | 2019-05-20 | |
| 2019-05-13 | Dagg James Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 704,452 owned after | $0.00 | 2019-05-15 | |
| 2019-05-13 | Chouinard Brett R Director, Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,992 0 owned after | $3.79 exercise price | 2019-05-15 | |
| 2019-05-13 | Chouinard Brett R Director, Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 1,000 owned after | $3.84 exercise price | 2019-05-15 | |
| 2019-05-13 | Chouinard Brett R Director, Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,006 2,006 owned after | $3.64 exercise price | 2019-05-15 | |
| 2019-05-01 | Schramm Uwe Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 5,612 owned after | $3.79 | 2019-05-03 | |
| 2019-04-16 | Chouinard Brett R Director, Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $0.64 exercise price | 2019-04-18 | |
| 2019-04-16 | Chouinard Brett R Director, Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $2.48 exercise price | 2019-04-18 | |
| 2019-04-15 | Schramm Uwe Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $2.48 | 2019-04-17 | |
| 2019-04-11 | Dagg James Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 704,552 owned after | $0.00 | 2019-04-15 | |
| 2019-03-22 | Scapa James Ralph Director, Officer (Chief Executive Officer), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $36.19 exercise price | 2019-03-26 | |
| 2019-03-12 | Kowal Jan Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +8,000 12,000 owned after | $3.79 exercise price | 2019-03-14 | |
| 2019-03-11 | Kowal Jan Director | 4/A | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,000 0 owned after | $3.79 exercise price | 2021-04-07 | |
| 2019-03-05 | Chouinard Brett R Director, Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $0.64 exercise price | 2019-03-07 | |
| 2019-01-07 holding as of filing | Simon David L Officer (Chief Administrative Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.79 exercise price | 2019-01-07 | ||
| 2019-01-07 holding as of filing | Simon David L Officer (Chief Administrative Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.84 exercise price | 2019-01-07 | ||
| 2019-01-07 holding as of filing | Simon David L Officer (Chief Administrative Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.64 exercise price | 2019-01-07 | ||
| 2019-01-07 holding as of filing | Simon David L Officer (Chief Administrative Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.18 exercise price | 2019-01-07 |