ALTAIR ENGINEERING INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 77 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-13: Reporting owner Brennan Jeffrey M; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-11: Reporting owner Dias Nelson; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-08: Reporting owner Srikanth Mahalingam; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-11-03: Reporting owner Scapa James Ralph; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-13 | Brennan Jeffrey M Officer (Chief Marketing Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,064 0 owned after | $0.46 exercise price | 2018-06-11 | |
| 2017-12-11 | Dias Nelson Officer (Chief Revenue Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $0.46 exercise price | 2018-06-11 | |
| 2017-12-08 | Srikanth Mahalingam Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $0.46 exercise price | 2018-06-11 | |
| 2017-11-03 | Scapa James Ralph Director, Officer (Chief Executive Officer), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,734,996 0 owned after | $0.64 exercise price | 2017-11-03 | |
| 2017-10-31 holding as of filing | Brancheau James E Director, 10% Owner | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.79 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Earhart Stephen P Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.18 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Dagg James Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | no price filed | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Dagg James Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.64 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Dagg James Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.18 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Perring Tom Mark Officer (Chief Administrative Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.64 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Perring Tom Mark Officer (Chief Administrative Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.48 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Perring Tom Mark Officer (Chief Administrative Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.79 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Perring Tom Mark Officer (Chief Administrative Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.84 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Perring Tom Mark Officer (Chief Administrative Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.64 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Perring Tom Mark Officer (Chief Administrative Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.18 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Dias Nelson Officer (Executive Vice President) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.46 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Dias Nelson Officer (Executive Vice President) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.64 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Dias Nelson Officer (Executive Vice President) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.64 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Dias Nelson Officer (Executive Vice President) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.48 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Dias Nelson Officer (Executive Vice President) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.79 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Dias Nelson Officer (Executive Vice President) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.84 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Dias Nelson Officer (Executive Vice President) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.64 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Dias Nelson Officer (Executive Vice President) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.18 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Srikanth Mahalingam Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.46 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Srikanth Mahalingam Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.64 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Srikanth Mahalingam Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.64 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Srikanth Mahalingam Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.48 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Srikanth Mahalingam Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.79 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Srikanth Mahalingam Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.84 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Srikanth Mahalingam Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.64 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Srikanth Mahalingam Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.18 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Nichols Martin E Officer (Chief Information Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.79 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Nichols Martin E Officer (Chief Information Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.84 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Nichols Martin E Officer (Chief Information Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.64 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Nichols Martin E Officer (Chief Information Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.18 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Fariello Massimo Giuseppe Officer (Chief Strategy Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.64 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Fariello Massimo Giuseppe Officer (Chief Strategy Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.48 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Fariello Massimo Giuseppe Officer (Chief Strategy Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.79 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Fariello Massimo Giuseppe Officer (Chief Strategy Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.84 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Fariello Massimo Giuseppe Officer (Chief Strategy Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.64 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Fariello Massimo Giuseppe Officer (Chief Strategy Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.18 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Harris Teresa A Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.52 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Harris Teresa A Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.18 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Hart Richard Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.18 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Brennan Jeffrey M Officer (Chief Marketing Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | no price filed | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Brennan Jeffrey M Officer (Chief Marketing Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.46 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Brennan Jeffrey M Officer (Chief Marketing Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.48 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Brennan Jeffrey M Officer (Chief Marketing Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.79 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Brennan Jeffrey M Officer (Chief Marketing Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.84 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Brennan Jeffrey M Officer (Chief Marketing Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.64 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Brennan Jeffrey M Officer (Chief Marketing Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.18 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Ramoo Regu R 10% Owner | 3 | Stock Option (right to buy) Derivative · Direct | Holding | no price filed | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Little Robert Blake 10% Owner | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.79 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Little Robert Blake 10% Owner | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.84 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Little Robert Blake 10% Owner | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.64 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Schramm Uwe Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.48 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Schramm Uwe Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.79 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Schramm Uwe Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.84 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Schramm Uwe Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.64 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Schramm Uwe Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.18 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Brink John R 10% Owner | 3 | Stock Option (right to buy) Derivative · Direct | Holding | no price filed | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Kowal Jan Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.79 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Kowal Jan Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.18 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Morof Howard N Officer (Chief Financial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.48 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Morof Howard N Officer (Chief Financial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.79 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Morof Howard N Officer (Chief Financial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.84 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Morof Howard N Officer (Chief Financial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.64 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Morof Howard N Officer (Chief Financial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.18 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Scapa James Ralph Director, Officer (Chief Executive Officer), 10% Owner | 3 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | $0.64 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Scapa James Ralph Director, Officer (Chief Executive Officer), 10% Owner | 3 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | $5.18 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Chouinard Brett R Officer (Chief Operating Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.64 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Chouinard Brett R Officer (Chief Operating Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.64 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Chouinard Brett R Officer (Chief Operating Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.48 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Chouinard Brett R Officer (Chief Operating Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.79 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Chouinard Brett R Officer (Chief Operating Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.84 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Chouinard Brett R Officer (Chief Operating Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.64 exercise price | 2017-10-31 | ||
| 2017-10-31 holding as of filing | Chouinard Brett R Officer (Chief Operating Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.18 exercise price | 2017-10-31 |