ALTAIR ENGINEERING INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-28: Reporting owner Nichols Martin E; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-21: Reporting owner Morof Howard N; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-21: Reporting owner Morof Howard N; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-06-20: Reporting owner Morof Howard N; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-28 | Nichols Martin E Officer (Chief Information Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,300 1,044 owned after | $3.79 exercise price | 2018-12-31 | |
| 2018-12-21 | Morof Howard N Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +865 0 owned after | $3.79 exercise price | 2018-12-21 | |
| 2018-12-21 | Morof Howard N Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +756 756 owned after | $3.84 exercise price | 2018-12-21 | |
| 2018-06-20 | Morof Howard N Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,000 0 owned after | $2.48 exercise price | 2018-06-22 | |
| 2018-06-20 | Morof Howard N Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,595 865 owned after | $3.79 exercise price | 2018-06-22 | |
| 2018-06-20 | Morof Howard N Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,512 1,512 owned after | $3.84 exercise price | 2018-06-22 | |
| 2018-06-20 | Morof Howard N Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,936 1,936 owned after | $3.64 exercise price | 2018-06-22 | |
| 2018-06-20 | Morof Howard N Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,806 20,418 owned after | $5.18 exercise price | 2018-06-22 | |
| 2018-06-11 | Morof Howard N Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +378,548 20,000 owned after | $2.48 exercise price | 2018-06-11 | |
| 2018-06-11 | Dagg James Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 712,552 owned after | $0.00 | 2018-06-11 | |
| 2018-06-11 | Fariello Massimo Giuseppe Officer (Chief Strategy Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +22,000 38,000 owned after | $0.64 exercise price | 2018-06-11 | |
| 2018-01-23 | Morof Howard N Officer (Chief Financial Officer) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,372 398,548 owned after | $2.48 exercise price | 2018-01-24 |