ABAXIS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 35 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-10-29: Reporting owner WOOD DONALD PETER; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-10-29: Reporting owner HANLON BRENTON; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-05-05: Reporting owner WOOD DONALD PETER; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-05-05: Reporting owner Mulroy Martin; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-10-29 | WOOD DONALD PETER Officer (Chief Operations Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 17,000 owned after | $0.00 | 2009-10-30 | |
| 2009-10-29 | HANLON BRENTON Officer (VP-Sales & Marketing,Medical) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2009-10-30 | |
| 2009-05-05 | WOOD DONALD PETER Officer (Chief Operations Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 19,000 owned after | $0.00 | 2009-05-06 | |
| 2009-05-05 | Mulroy Martin Officer (VP-Sales&Marketing,Veterinary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 19,000 owned after | $0.00 | 2009-05-06 | |
| 2009-05-05 | INES ALBERTO SANTA Officer (CFO and VP of Finance) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 19,000 owned after | $0.00 | 2009-05-06 | |
| 2009-05-05 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 19,000 owned after | $0.00 | 2009-05-06 | |
| 2009-05-05 | OSTOICH VLADIMIR Officer (VP of Govt Affairs & Pac Rim) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 19,000 owned after | $0.00 | 2009-05-06 | |
| 2009-05-05 | SEVERSON CLINTON Director, Officer (President,CEO & Board Chairman) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 47,500 owned after | $0.00 | 2009-05-06 | |
| 2009-05-05 | EVENHUIS HENK Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $0.00 | 2009-05-06 | |
| 2009-05-05 | HANLON BRENTON Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $0.00 | 2009-05-06 | |
| 2009-05-05 | SINGH PRITHIPAL Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $0.00 | 2009-05-06 | |
| 2009-05-05 | TUCKER ERNEST Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $0.00 | 2009-05-06 | |
| 2009-05-05 | BASTIANI RICHARD Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $0.00 | 2009-05-06 | |
| 2009-05-01 | OSTOICH VLADIMIR Officer (VP of Govt Affairs & Pac Rim) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.00 | 2009-05-05 | |
| 2009-05-01 | OSTOICH VLADIMIR Officer (VP of Govt Affairs & Pac Rim) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 14,000 owned after | $0.00 | 2009-05-05 | |
| 2009-05-01 | OSTOICH VLADIMIR Officer (VP of Govt Affairs & Pac Rim) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 17,000 owned after | $0.00 | 2009-05-05 | |
| 2009-05-01 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.00 | 2009-05-05 | |
| 2009-05-01 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 14,000 owned after | $0.00 | 2009-05-05 | |
| 2009-05-01 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 17,000 owned after | $0.00 | 2009-05-05 | |
| 2009-05-01 | Mulroy Martin Officer (VP-Sales&Marketing,Veterinary) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.00 | 2009-05-05 | |
| 2009-05-01 | Mulroy Martin Officer (VP-Sales&Marketing,Veterinary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 14,000 owned after | $0.00 | 2009-05-05 | |
| 2009-05-01 | Mulroy Martin Officer (VP-Sales&Marketing,Veterinary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 17,000 owned after | $0.00 | 2009-05-05 | |
| 2009-05-01 | WOOD DONALD PETER Officer (Chief Operations Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.00 | 2009-05-04 | |
| 2009-05-01 | INES ALBERTO SANTA Officer (CFO and VP of Finance) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.00 | 2009-05-04 | |
| 2009-05-01 | INES ALBERTO SANTA Officer (CFO and VP of Finance) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 14,000 owned after | $0.00 | 2009-05-04 | |
| 2009-05-01 | INES ALBERTO SANTA Officer (CFO and VP of Finance) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 17,000 owned after | $0.00 | 2009-05-04 | |
| 2009-05-01 | SEVERSON CLINTON Director, Officer (President,CEO & Board Chairman) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,000 55,000 owned after | $0.00 | 2009-05-04 | |
| 2009-05-01 | SEVERSON CLINTON Director, Officer (President,CEO & Board Chairman) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 28,000 owned after | $0.00 | 2009-05-04 | |
| 2009-05-01 | SEVERSON CLINTON Director, Officer (President,CEO & Board Chairman) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 35,000 owned after | $0.00 | 2009-05-04 | |
| 2009-05-01 | SEVERSON CLINTON Director, Officer (President,CEO & Board Chairman) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 42,500 owned after | $0.00 | 2009-05-04 | |
| 2009-05-01 | SINGH PRITHIPAL Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,200 2,200 owned after | $0.00 | 2009-05-04 | |
| 2009-05-01 | EVENHUIS HENK Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,200 2,200 owned after | $0.00 | 2009-05-04 | |
| 2009-05-01 | BASTIANI RICHARD Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,200 2,200 owned after | $0.00 | 2009-05-04 | |
| 2009-05-01 | TUCKER ERNEST Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,200 2,200 owned after | $0.00 | 2009-05-04 | |
| 2009-05-01 | HANLON BRENTON Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,200 2,200 owned after | $0.00 | 2009-05-04 |