Apple Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 152 rows in 2005. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2005-12-01: Reporting owner TEVANIAN AVADIS; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2005-12-01: Reporting owner TEVANIAN AVADIS; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2005-11-22: Reporting owner JOHNSON RONALD B; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2005-11-03: Reporting owner HEINEN NANCY R; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2005-12-01 | TEVANIAN AVADIS Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,800,000 −100,000 as filed 39,200,000 owned after | $0.31 $8.66 as filed | $2.56 | 2005-12-05 |
| 2005-12-01 | TEVANIAN AVADIS Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,600,000 −200,000 as filed 0 owned after | $0.30 $8.41 as filed | $2.56 | 2005-12-05 |
| 2005-11-22 | JOHNSON RONALD B Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,600,000 −200,000 as filed 53,200,000 owned after | $0.85 $23.72 as filed | $2.38 | 2005-11-23 |
| 2005-11-03 | HEINEN NANCY R Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,100,000 −75,000 as filed 1,400,000 owned after | $0.30 $8.41 as filed | $2.21 | 2005-11-07 |
| 2005-11-01 | TEVANIAN AVADIS Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,820,000 −65,000 as filed 5,600,000 owned after | $0.30 $8.41 as filed | $2.05 | 2005-11-03 |
| 2005-11-01 | TEVANIAN AVADIS Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,580,000 −235,000 as filed 5,600,000 owned after | $0.30 $8.41 as filed | $2.05 | 2005-11-03 |
| 2005-10-26 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,788 −671 as filed 3,396,288 owned after | $0.36 $10.20 as filed | $2.04 | 2005-10-28 |
| 2005-10-26 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −262,500 −9,375 as filed 3,396,288 owned after | $0.36 $10.20 as filed | $2.04 | 2005-10-28 |
| 2005-10-26 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −262,500 −9,375 as filed 3,396,288 owned after | $0.36 $10.20 as filed | $2.04 | 2005-10-28 |
| 2005-10-26 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,212 −579 as filed 3,396,288 owned after | $0.36 $10.20 as filed | $2.04 | 2005-10-28 |
| 2005-10-25 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −316,288 −11,296 as filed 0 owned after | $0.33 $9.25 as filed | $2.00 | 2005-10-26 |
| 2005-10-25 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −243,712 −8,704 as filed 3,956,288 owned after | $0.36 $10.20 as filed | $2.00 | 2005-10-26 |
| 2005-10-24 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −176,288 −6,296 as filed 0 owned after | $0.33 $9.25 as filed | $2.03 | 2005-10-26 |
| 2005-10-24 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −383,712 −13,704 as filed 0 owned after | $0.33 $9.25 as filed | $2.03 | 2005-10-26 |
| 2005-10-24 | ANDERSON FRED D Director | 4 | Director Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −560,000 −20,000 as filed 1,120,000 owned after | $0.53 $14.91 as filed | $2.03 | 2005-10-25 |
| 2005-10-21 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,200 −1,900 as filed 876,288 owned after | $0.33 $9.25 as filed | $1.99 | 2005-10-21 |
| 2005-10-21 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,288 −1,296 as filed 876,288 owned after | $0.33 $9.25 as filed | $1.99 | 2005-10-21 |
| 2005-10-21 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −190,512 −6,804 as filed 876,288 owned after | $0.33 $9.25 as filed | $1.99 | 2005-10-21 |
| 2005-10-21 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 876,288 owned after | $0.33 $9.25 as filed | $1.99 | 2005-10-21 |
| 2005-10-20 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 1,436,288 owned after | $0.33 $9.25 as filed | $2.01 | 2005-10-21 |
| 2005-10-20 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 1,436,288 owned after | $0.33 $9.25 as filed | $2.01 | 2005-10-21 |
| 2005-10-20 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,600 −2,700 as filed 9,660,000 owned after | $0.49 $13.81 as filed | $2.01 | 2005-10-21 |
| 2005-10-20 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,600 −2,700 as filed 9,660,000 owned after | $0.49 $13.81 as filed | $2.01 | 2005-10-21 |
| 2005-10-20 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −106,400 −3,800 as filed 9,660,000 owned after | $0.49 $13.81 as filed | $2.01 | 2005-10-21 |
| 2005-10-20 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 9,660,000 owned after | $0.49 $13.81 as filed | $2.01 | 2005-10-21 |
| 2005-10-20 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −305,200 −10,900 as filed 9,660,000 owned after | $0.49 $13.81 as filed | $2.01 | 2005-10-21 |
| 2005-10-20 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 9,660,000 owned after | $0.49 $13.81 as filed | $2.01 | 2005-10-21 |
| 2005-10-20 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −352,800 −12,600 as filed 9,660,000 owned after | $0.49 $13.81 as filed | $2.01 | 2005-10-21 |
| 2005-10-20 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 9,660,000 owned after | $0.49 $13.81 as filed | $2.01 | 2005-10-21 |
| 2005-10-20 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −84,000 −3,000 as filed 9,660,000 owned after | $0.49 $13.81 as filed | $2.01 | 2005-10-21 |
| 2005-10-20 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 9,660,000 owned after | $0.49 $13.81 as filed | $2.01 | 2005-10-21 |
| 2005-10-20 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −260,400 −9,300 as filed 9,660,000 owned after | $0.49 $13.81 as filed | $2.01 | 2005-10-21 |
| 2005-10-20 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 9,660,000 owned after | $0.49 $13.81 as filed | $2.01 | 2005-10-21 |
| 2005-10-20 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,800 −1,100 as filed 1,050,000 owned after | $0.44 $12.30 as filed | $2.01 | 2005-10-21 |
| 2005-10-20 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −350,000 −12,500 as filed 1,050,000 owned after | $0.44 $12.30 as filed | $2.01 | 2005-10-21 |
| 2005-10-20 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −114,800 −4,100 as filed 1,050,000 owned after | $0.44 $12.30 as filed | $2.01 | 2005-10-21 |
| 2005-10-20 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 1,050,000 owned after | $0.44 $12.30 as filed | $2.01 | 2005-10-21 |
| 2005-10-20 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −232,400 −8,300 as filed 1,050,000 owned after | $0.44 $12.30 as filed | $2.01 | 2005-10-21 |
| 2005-10-20 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 1,050,000 owned after | $0.44 $12.30 as filed | $2.01 | 2005-10-21 |
| 2005-10-20 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −252,000 −9,000 as filed 1,050,000 owned after | $0.44 $12.30 as filed | $2.01 | 2005-10-21 |
| 2005-10-19 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −389,200 −13,900 as filed 1,050,000 owned after | $0.44 $12.30 as filed | $1.96 | 2005-10-21 |
| 2005-10-19 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −327,600 −11,700 as filed 1,050,000 owned after | $0.44 $12.30 as filed | $1.96 | 2005-10-21 |
| 2005-10-19 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 1,050,000 owned after | $0.44 $12.30 as filed | $1.96 | 2005-10-21 |
| 2005-10-19 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −313,600 −11,200 as filed 1,050,000 owned after | $0.44 $12.30 as filed | $1.96 | 2005-10-21 |
| 2005-10-19 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 1,050,000 owned after | $0.44 $12.30 as filed | $1.96 | 2005-10-21 |
| 2005-10-19 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −554,400 −19,800 as filed 1,050,000 owned after | $0.44 $12.30 as filed | $1.96 | 2005-10-21 |
| 2005-10-19 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,600 −700 as filed 1,050,000 owned after | $0.44 $12.30 as filed | $1.96 | 2005-10-21 |
| 2005-10-19 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −565,600 −20,200 as filed 1,050,000 owned after | $0.44 $12.30 as filed | $1.96 | 2005-10-21 |
| 2005-10-19 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 1,050,000 owned after | $0.44 $12.30 as filed | $1.96 | 2005-10-21 |
| 2005-10-19 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −968,800 −34,600 as filed 350,000 owned after | $0.36 $10.20 as filed | $1.96 | 2005-10-21 |
| 2005-10-19 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −548,800 −19,600 as filed 350,000 owned after | $0.36 $10.20 as filed | $1.96 | 2005-10-21 |
| 2005-10-19 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 350,000 owned after | $0.36 $10.20 as filed | $1.96 | 2005-10-21 |
| 2005-10-19 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −140,000 −5,000 as filed 350,000 owned after | $0.36 $10.20 as filed | $1.96 | 2005-10-21 |
| 2005-10-19 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −652,400 −23,300 as filed 350,000 owned after | $0.36 $10.20 as filed | $1.96 | 2005-10-21 |
| 2005-10-18 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 2,590,000 owned after | $0.36 $10.20 as filed | $1.86 | 2005-10-19 |
| 2005-10-18 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,200 −1,900 as filed 2,590,000 owned after | $0.36 $10.20 as filed | $1.86 | 2005-10-19 |
| 2005-10-18 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −371,000 −13,250 as filed 2,590,000 owned after | $0.36 $10.20 as filed | $1.86 | 2005-10-19 |
| 2005-10-18 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 2,590,000 owned after | $0.36 $10.20 as filed | $1.86 | 2005-10-19 |
| 2005-10-18 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −466,200 −16,650 as filed 2,590,000 owned after | $0.36 $10.20 as filed | $1.86 | 2005-10-19 |
| 2005-10-18 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 2,590,000 owned after | $0.36 $10.20 as filed | $1.86 | 2005-10-19 |
| 2005-10-18 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 2,590,000 owned after | $0.36 $10.20 as filed | $1.86 | 2005-10-19 |
| 2005-10-18 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −274,400 −9,800 as filed 2,590,000 owned after | $0.36 $10.20 as filed | $1.86 | 2005-10-19 |
| 2005-10-18 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −347,200 −12,400 as filed 0 owned after | $0.33 $9.25 as filed | $1.86 | 2005-10-19 |
| 2005-10-18 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −375,200 −13,400 as filed 2,590,000 owned after | $0.36 $10.20 as filed | $1.86 | 2005-10-19 |
| 2005-10-18 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −341,600 −12,200 as filed 0 owned after | $0.33 $9.25 as filed | $1.86 | 2005-10-19 |
| 2005-10-18 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 0 owned after | $0.33 $9.25 as filed | $1.86 | 2005-10-19 |
| 2005-10-18 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −770,000 −27,500 as filed 0 owned after | $0.33 $9.25 as filed | $1.86 | 2005-10-19 |
| 2005-10-18 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 0 owned after | $0.33 $9.25 as filed | $1.86 | 2005-10-19 |
| 2005-10-18 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −310,800 −11,100 as filed 0 owned after | $0.33 $9.25 as filed | $1.86 | 2005-10-19 |
| 2005-10-18 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 0 owned after | $0.33 $9.25 as filed | $1.86 | 2005-10-19 |
| 2005-10-18 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −448,000 −16,000 as filed 0 owned after | $0.33 $9.25 as filed | $1.86 | 2005-10-19 |
| 2005-10-17 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −120,400 −4,300 as filed 0 owned after | $0.31 $8.55 as filed | $1.91 | 2005-10-19 |
| 2005-10-17 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −81,200 −2,900 as filed 0 owned after | $0.33 $9.25 as filed | $1.91 | 2005-10-19 |
| 2005-10-17 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −126,000 −4,500 as filed 0 owned after | $0.31 $8.55 as filed | $1.91 | 2005-10-19 |
| 2005-10-17 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −698,012 −24,929 as filed 2,940,000 owned after | $0.33 $9.25 as filed | $1.91 | 2005-10-19 |
| 2005-10-17 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −296,800 −10,600 as filed 0 owned after | $0.30 $8.46 as filed | $1.91 | 2005-10-19 |
| 2005-10-17 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −487,200 −17,400 as filed 2,940,000 owned after | $0.33 $9.25 as filed | $1.91 | 2005-10-19 |
| 2005-10-17 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −221,200 −7,900 as filed 0 owned after | $0.31 $8.55 as filed | $1.91 | 2005-10-19 |
| 2005-10-17 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −534,520 −19,090 as filed 2,940,000 owned after | $0.33 $9.25 as filed | $1.91 | 2005-10-19 |
| 2005-10-17 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −89,600 −3,200 as filed 0 owned after | $0.31 $8.55 as filed | $1.91 | 2005-10-19 |
| 2005-10-17 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −828,800 −29,600 as filed 2,940,000 owned after | $0.33 $9.25 as filed | $1.91 | 2005-10-19 |
| 2005-10-17 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −226,800 −8,100 as filed 0 owned after | $0.31 $8.55 as filed | $1.91 | 2005-10-19 |
| 2005-10-17 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −508,396 −18,157 as filed 2,940,000 owned after | $0.33 $9.25 as filed | $1.91 | 2005-10-19 |
| 2005-10-17 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −232,400 −8,300 as filed 0 owned after | $0.31 $8.55 as filed | $1.91 | 2005-10-19 |
| 2005-10-17 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −580,272 −20,724 as filed 2,940,000 owned after | $0.33 $9.25 as filed | $1.91 | 2005-10-19 |
| 2005-10-17 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −226,800 −8,100 as filed 0 owned after | $0.31 $8.55 as filed | $1.91 | 2005-10-19 |
| 2005-10-17 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −224,000 −8,000 as filed 2,940,000 owned after | $0.33 $9.25 as filed | $1.91 | 2005-10-19 |
| 2005-10-03 | TEVANIAN AVADIS Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,400,000 −300,000 as filed 14,000,000 owned after | $0.30 $8.41 as filed | $1.94 | 2005-10-05 |
| 2005-09-01 | TEVANIAN AVADIS Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,800,000 −100,000 as filed 22,400,000 owned after | $0.30 $8.41 as filed | $1.65 | 2005-09-06 |
| 2005-09-01 | TEVANIAN AVADIS Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,600,000 −200,000 as filed 22,400,000 owned after | $0.30 $8.41 as filed | $1.65 | 2005-09-06 |
| 2005-08-26 | HEINEN NANCY R Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400,000 −50,000 as filed 3,500,000 owned after | $0.30 $8.41 as filed | $1.63 | 2005-08-30 |
| 2005-08-26 | HEINEN NANCY R Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,100,000 −75,000 as filed 3,500,000 owned after | $0.30 $8.41 as filed | $1.63 | 2005-08-30 |
| 2005-08-24 | JOHNSON RONALD B Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,400,000 −300,000 as filed 58,800,000 owned after | $0.85 $23.72 as filed | $1.63 | 2005-08-26 |
| 2005-08-19 | JOHNSON RONALD B Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,200,000 −150,000 as filed 4,200,000 owned after | $0.42 $11.73 as filed | $1.64 | 2005-08-23 |
| 2005-08-19 | JOHNSON RONALD B Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,200,000 −150,000 as filed 4,200,000 owned after | $0.42 $11.73 as filed | $1.64 | 2005-08-23 |
| 2005-08-19 | JOHNSON RONALD B Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,200,000 −150,000 as filed 4,200,000 owned after | $0.42 $11.73 as filed | $1.64 | 2005-08-23 |
| 2005-08-18 | TEVANIAN AVADIS Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,240,000 −80,000 as filed 30,800,000 owned after | $0.30 $8.41 as filed | $1.65 | 2005-08-22 |
| 2005-08-18 | TEVANIAN AVADIS Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,160,000 −220,000 as filed 33,040,000 owned after | $0.30 $8.41 as filed | $1.65 | 2005-08-22 |
| 2005-08-14 | LEVINSON ARTHUR D Director | 4 | Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +280,000 +10,000 as filed 280,000 owned after | $1.65 $46.10 as filed | $1.65 | 2005-08-16 |
| 2005-08-05 | YORK JEROME B Director | 4 | Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +280,000 +10,000 as filed 280,000 owned after | $1.54 $42.99 as filed | $1.54 | 2005-08-09 |