Apple Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 152 rows in 2005. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2005-08-05: Reporting owner CAMPBELL WILLIAM V; Form 4; Security Director Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2005-07-20: Reporting owner SERLET BERTRAND; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2005-07-20: Reporting owner SERLET BERTRAND; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2005-07-19: Reporting owner SERLET BERTRAND; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2005-08-05 | CAMPBELL WILLIAM V Director | 4 | Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +280,000 +10,000 as filed 280,000 owned after | $1.54 $42.99 as filed | $1.54 | 2005-08-09 |
| 2005-07-20 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −419,888 −14,996 as filed 1,996,288 owned after | $0.33 $9.25 as filed | $1.56 | 2005-07-22 |
| 2005-07-20 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −103,712 −3,704 as filed 1,996,288 owned after | $0.33 $9.25 as filed | $1.56 | 2005-07-22 |
| 2005-07-19 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −279,888 −9,996 as filed 2,519,888 owned after | $0.33 $9.25 as filed | $1.54 | 2005-07-20 |
| 2005-07-19 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,112 −10,004 as filed 2,519,888 owned after | $0.33 $9.25 as filed | $1.54 | 2005-07-20 |
| 2005-07-18 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −139,888 −4,996 as filed 2,519,888 owned after | $0.33 $9.25 as filed | $1.48 | 2005-07-20 |
| 2005-07-18 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −420,112 −15,004 as filed 2,519,888 owned after | $0.33 $9.25 as filed | $1.48 | 2005-07-20 |
| 2005-07-15 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −560,000 −20,000 as filed 3,639,888 owned after | $0.33 $9.25 as filed | $1.48 | 2005-07-18 |
| 2005-07-14 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −559,888 −19,996 as filed 3,639,888 owned after | $0.33 $9.25 as filed | $1.46 | 2005-07-18 |
| 2005-07-14 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −112 −4 as filed 3,639,888 owned after | $0.33 $9.25 as filed | $1.46 | 2005-07-18 |
| 2005-07-11 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,400 −1,300 as filed 4,759,888 owned after | $0.33 $9.25 as filed | $1.36 | 2005-07-13 |
| 2005-05-25 | DREXLER MILLARD S Director | 4 | Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +280,000 +10,000 as filed 280,000 owned after | $1.42 $39.78 as filed | $1.42 | 2005-05-26 |
| 2005-04-11 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −456,288 −16,296 as filed 4,796,288 owned after | $0.33 $9.25 as filed | $1.50 | 2005-04-12 |
| 2005-04-11 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −103,712 −3,704 as filed 4,796,288 owned after | $0.33 $9.25 as filed | $1.50 | 2005-04-12 |
| 2005-04-08 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −316,288 −11,296 as filed 4,796,288 owned after | $0.33 $9.25 as filed | $1.56 | 2005-04-12 |
| 2005-04-08 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −243,712 −8,704 as filed 4,796,288 owned after | $0.33 $9.25 as filed | $1.56 | 2005-04-12 |
| 2005-02-04 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −710,864 −25,388 as filed 0 owned after | $1.69 $47.44 as filed | $1.41 | 2005-02-08 |
| 2005-02-04 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,389,136 −49,612 as filed 0 owned after | $1.69 $47.44 as filed | $1.41 | 2005-02-08 |
| 2005-01-25 | TAMADDON SINA Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400,000 −50,000 as filed 0 owned after | $1.69 $47.44 as filed | $1.29 | 2005-01-27 |
| 2005-01-25 | TAMADDON SINA Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400,000 −50,000 as filed 0 owned after | $1.69 $47.44 as filed | $1.29 | 2005-01-27 |
| 2005-01-25 | TAMADDON SINA Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400,000 −50,000 as filed 0 owned after | $1.69 $47.44 as filed | $1.29 | 2005-01-27 |
| 2005-01-25 | TAMADDON SINA Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400,000 −50,000 as filed 0 owned after | $1.69 $47.44 as filed | $1.29 | 2005-01-27 |
| 2005-01-25 | TAMADDON SINA Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400,000 −50,000 as filed 0 owned after | $1.69 $47.44 as filed | $1.29 | 2005-01-27 |
| 2005-01-25 | TEVANIAN AVADIS Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000,000 −250,000 as filed 19,600,000 owned after | $0.60 $16.81 as filed | $1.29 | 2005-01-27 |
| 2005-01-25 | TEVANIAN AVADIS Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400,000 −50,000 as filed 19,600,000 owned after | $0.60 $16.81 as filed | $1.29 | 2005-01-27 |
| 2005-01-18 | COOK TIMOTHY D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −285,600 −10,200 as filed 0 owned after | $0.60 $16.81 as filed | $1.26 | 2005-01-20 |
| 2005-01-18 | COOK TIMOTHY D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,170,400 −41,800 as filed 0 owned after | $0.60 $16.81 as filed | $1.26 | 2005-01-20 |
| 2005-01-18 | COOK TIMOTHY D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,064,000 −38,000 as filed 0 owned after | $0.60 $16.81 as filed | $1.26 | 2005-01-20 |
| 2005-01-18 | COOK TIMOTHY D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −840,000 −30,000 as filed 0 owned after | $0.60 $16.81 as filed | $1.26 | 2005-01-20 |
| 2005-01-18 | COOK TIMOTHY D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −896,000 −32,000 as filed 0 owned after | $0.60 $16.81 as filed | $1.26 | 2005-01-20 |
| 2005-01-18 | COOK TIMOTHY D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −896,000 −32,000 as filed 0 owned after | $0.60 $16.81 as filed | $1.26 | 2005-01-20 |
| 2005-01-18 | COOK TIMOTHY D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −896,000 −32,000 as filed 0 owned after | $0.60 $16.81 as filed | $1.26 | 2005-01-20 |
| 2005-01-18 | COOK TIMOTHY D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −952,000 −34,000 as filed 0 owned after | $0.60 $16.81 as filed | $1.26 | 2005-01-20 |
| 2005-01-18 | HEINEN NANCY R Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750,316 −26,797 as filed 0 owned after | $1.69 $47.44 as filed | $1.26 | 2005-01-20 |
| 2005-01-18 | HEINEN NANCY R Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,048,236 −37,437 as filed 0 owned after | $1.69 $47.44 as filed | $1.26 | 2005-01-20 |
| 2005-01-18 | HEINEN NANCY R Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −649,684 −23,203 as filed 0 owned after | $1.69 $47.44 as filed | $1.26 | 2005-01-20 |
| 2005-01-18 | HEINEN NANCY R Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −689,248 −24,616 as filed 0 owned after | $1.69 $47.44 as filed | $1.26 | 2005-01-20 |
| 2005-01-18 | HEINEN NANCY R Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400,000 −50,000 as filed 0 owned after | $1.69 $47.44 as filed | $1.26 | 2005-01-20 |
| 2005-01-18 | HEINEN NANCY R Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −351,764 −12,563 as filed 0 owned after | $1.69 $47.44 as filed | $1.26 | 2005-01-20 |
| 2005-01-18 | HEINEN NANCY R Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400,000 −50,000 as filed 0 owned after | $1.69 $47.44 as filed | $1.26 | 2005-01-20 |
| 2005-01-18 | HEINEN NANCY R Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −710,752 −25,384 as filed 0 owned after | $1.69 $47.44 as filed | $1.26 | 2005-01-20 |
| 2005-01-18 | HEINEN NANCY R Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,100,000 −75,000 as filed 3,500,000 owned after | $0.60 $16.81 as filed | $1.26 | 2005-01-20 |
| 2005-01-18 | HEINEN NANCY R Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,100,000 −75,000 as filed 3,500,000 owned after | $0.60 $16.81 as filed | $1.26 | 2005-01-20 |
| 2005-01-18 | RUBINSTEIN JONATHAN Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000,000 −250,000 as filed 0 owned after | $0.60 $16.81 as filed | $1.26 | 2005-01-20 |
| 2005-01-18 | TAMADDON SINA Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,800,000 −100,000 as filed 0 owned after | $0.60 $16.81 as filed | $1.26 | 2005-01-20 |
| 2005-01-14 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 2,958,144 owned after | $0.66 $18.50 as filed | $1.25 | 2005-01-18 |
| 2005-01-13 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 2,958,144 owned after | $0.66 $18.50 as filed | $1.25 | 2005-01-18 |
| 2005-01-11 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 3,518,144 owned after | $0.66 $18.50 as filed | $1.15 | 2005-01-13 |
| 2005-01-10 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 3,798,144 owned after | $0.66 $18.50 as filed | $1.23 | 2005-01-11 |
| 2005-01-07 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −158,144 −5,648 as filed 3,798,144 owned after | $0.66 $18.50 as filed | $1.24 | 2005-01-11 |
| 2005-01-07 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −121,856 −4,352 as filed 3,798,144 owned after | $0.66 $18.50 as filed | $1.24 | 2005-01-11 |
| 2005-01-03 | RUBINSTEIN JONATHAN Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,200,000 −150,000 as filed 0 owned after | $0.62 $17.31 as filed | $1.13 | 2005-01-05 |