Apple Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 153 rows in 2004. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2004-04-21: Reporting owner ANDERSON FRED D; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2004-04-21: Reporting owner ANDERSON FRED D; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2004-04-21: Reporting owner COOK TIMOTHY D; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2004-04-21: Reporting owner COOK TIMOTHY D; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2004-04-21 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −632,800 −22,600 as filed 74,816 owned after | $0.60 $16.81 as filed | $0.50 | 2004-04-23 |
| 2004-04-21 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,288,000 −46,000 as filed 74,816 owned after | $0.60 $16.81 as filed | $0.50 | 2004-04-23 |
| 2004-04-21 | COOK TIMOTHY D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,455,600 −87,700 as filed 132,216 owned after | $0.62 $17.31 as filed | $0.50 | 2004-04-23 |
| 2004-04-21 | COOK TIMOTHY D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,744,400 −62,300 as filed 132,216 owned after | $0.62 $17.31 as filed | $0.50 | 2004-04-23 |
| 2004-04-21 | COOK TIMOTHY D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,741,600 −62,200 as filed 132,216 owned after | $0.60 $16.81 as filed | $0.50 | 2004-04-23 |
| 2004-04-21 | COOK TIMOTHY D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,458,400 −87,800 as filed 132,216 owned after | $0.60 $16.81 as filed | $0.50 | 2004-04-23 |
| 2004-04-21 | RUBINSTEIN JONATHAN Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,800,000 −100,000 as filed 277,368 owned after | $0.24 $6.84 as filed | $0.50 | 2004-04-23 |
| 2004-04-21 | RUBINSTEIN JONATHAN Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,200,000 −150,000 as filed 277,368 owned after | $0.24 $6.84 as filed | $0.50 | 2004-04-23 |
| 2004-04-20 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −746,648 −26,666 as filed 3,584 owned after | $0.32 $9.06 as filed | $0.50 | 2004-04-22 |
| 2004-04-20 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −933,352 −33,334 as filed 3,584 owned after | $0.61 $17.09 as filed | $0.50 | 2004-04-22 |
| 2004-04-20 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,680,000 −60,000 as filed 3,584 owned after | $0.61 $17.09 as filed | $0.50 | 2004-04-22 |
| 2004-04-20 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400,000 −50,000 as filed 3,584 owned after | $0.66 $18.50 as filed | $0.50 | 2004-04-22 |
| 2004-04-20 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400,000 −50,000 as filed 3,584 owned after | $0.66 $18.50 as filed | $0.50 | 2004-04-22 |
| 2004-04-20 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −840,000 −30,000 as filed 3,584 owned after | $0.66 $18.50 as filed | $0.50 | 2004-04-22 |
| 2004-04-20 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,792,000 −64,000 as filed 74,816 owned after | $0.60 $16.81 as filed | $0.50 | 2004-04-21 |
| 2004-04-20 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 74,816 owned after | $0.60 $16.81 as filed | $0.50 | 2004-04-21 |
| 2004-04-20 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,408,000 −86,000 as filed 74,816 owned after | $0.60 $16.81 as filed | $0.50 | 2004-04-21 |
| 2004-04-20 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,120,000 −40,000 as filed 74,816 owned after | $0.60 $16.81 as filed | $0.50 | 2004-04-21 |
| 2004-04-20 | COOK TIMOTHY D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,232,000 −44,000 as filed 132,216 owned after | $0.60 $16.81 as filed | $0.50 | 2004-04-21 |
| 2004-04-20 | COOK TIMOTHY D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,744,000 −98,000 as filed 132,216 owned after | $0.60 $16.81 as filed | $0.50 | 2004-04-21 |
| 2004-04-20 | COOK TIMOTHY D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,568,000 −56,000 as filed 132,216 owned after | $0.60 $16.81 as filed | $0.50 | 2004-04-21 |
| 2004-04-20 | COOK TIMOTHY D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,960,000 −70,000 as filed 132,216 owned after | $0.60 $16.81 as filed | $0.50 | 2004-04-21 |
| 2004-04-20 | COOK TIMOTHY D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −896,000 −32,000 as filed 132,216 owned after | $0.60 $16.81 as filed | $0.50 | 2004-04-21 |
| 2004-04-20 | RUBINSTEIN JONATHAN Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400,000 −50,000 as filed 277,368 owned after | $0.24 $6.84 as filed | $0.50 | 2004-04-21 |
| 2004-04-20 | RUBINSTEIN JONATHAN Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400,000 −50,000 as filed 277,368 owned after | $0.24 $6.84 as filed | $0.50 | 2004-04-21 |
| 2004-04-19 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −117,600 −4,200 as filed 74,816 owned after | $0.60 $16.81 as filed | $0.51 | 2004-04-21 |
| 2004-04-19 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,996,400 −71,300 as filed 74,816 owned after | $0.60 $16.81 as filed | $0.51 | 2004-04-21 |
| 2004-04-19 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,960,000 −70,000 as filed 74,816 owned after | $0.60 $16.81 as filed | $0.51 | 2004-04-21 |
| 2004-04-19 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,526,000 −54,500 as filed 74,816 owned after | $0.60 $16.81 as filed | $0.51 | 2004-04-21 |
| 2004-04-19 | COOK TIMOTHY D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −672,000 −24,000 as filed 132,216 owned after | $0.60 $16.81 as filed | $0.51 | 2004-04-21 |
| 2004-04-19 | COOK TIMOTHY D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,016,000 −72,000 as filed 132,216 owned after | $0.60 $16.81 as filed | $0.51 | 2004-04-21 |
| 2004-04-19 | COOK TIMOTHY D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −728,000 −26,000 as filed 132,216 owned after | $0.60 $16.81 as filed | $0.51 | 2004-04-21 |
| 2004-04-19 | COOK TIMOTHY D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,632,000 −94,000 as filed 132,216 owned after | $0.60 $16.81 as filed | $0.51 | 2004-04-21 |
| 2004-04-19 | COOK TIMOTHY D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,352,000 −84,000 as filed 132,216 owned after | $0.60 $16.81 as filed | $0.51 | 2004-04-21 |
| 2004-04-19 | RUBINSTEIN JONATHAN Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,800,000 −100,000 as filed 277,368 owned after | $0.24 $6.63 as filed | $0.51 | 2004-04-21 |
| 2004-04-19 | RUBINSTEIN JONATHAN Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400,000 −50,000 as filed 277,368 owned after | $0.24 $6.84 as filed | $0.51 | 2004-04-21 |
| 2004-04-19 | TAMADDON SINA Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −95,200 −3,400 as filed 180,656 owned after | $0.24 $6.83 as filed | $0.51 | 2004-04-21 |
| 2004-04-19 | TAMADDON SINA Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700,000 −25,000 as filed 180,656 owned after | $0.62 $17.31 as filed | $0.51 | 2004-04-21 |
| 2004-04-19 | TAMADDON SINA Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700,000 −25,000 as filed 180,656 owned after | $0.62 $17.31 as filed | $0.51 | 2004-04-21 |
| 2004-04-19 | TAMADDON SINA Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700,000 −25,000 as filed 180,656 owned after | $0.62 $17.31 as filed | $0.51 | 2004-04-21 |
| 2004-04-19 | TAMADDON SINA Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,200,000 −150,000 as filed 180,656 owned after | $0.62 $17.31 as filed | $0.51 | 2004-04-21 |
| 2004-04-19 | TAMADDON SINA Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,200,000 −150,000 as filed 180,656 owned after | $0.62 $17.31 as filed | $0.51 | 2004-04-21 |
| 2004-04-19 | TAMADDON SINA Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,800,000 −100,000 as filed 180,656 owned after | $0.60 $16.81 as filed | $0.51 | 2004-04-21 |
| 2004-04-19 | TAMADDON SINA Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,800,000 −100,000 as filed 180,656 owned after | $0.60 $16.81 as filed | $0.51 | 2004-04-21 |
| 2004-04-19 | TAMADDON SINA Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,800,000 −100,000 as filed 180,656 owned after | $0.60 $16.81 as filed | $0.51 | 2004-04-21 |
| 2004-04-19 | HEINEN NANCY R Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400,000 −50,000 as filed 36,820 owned after | $0.24 $6.84 as filed | $0.51 | 2004-04-21 |
| 2004-04-19 | HEINEN NANCY R Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700,000 −25,000 as filed 36,820 owned after | $0.62 $17.31 as filed | $0.51 | 2004-04-21 |
| 2004-04-19 | HEINEN NANCY R Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700,000 −25,000 as filed 36,820 owned after | $0.62 $17.31 as filed | $0.51 | 2004-04-21 |
| 2004-04-19 | HEINEN NANCY R Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700,000 −25,000 as filed 36,820 owned after | $0.62 $17.31 as filed | $0.51 | 2004-04-21 |
| 2004-04-19 | HEINEN NANCY R Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,100,000 −75,000 as filed 36,820 owned after | $0.62 $17.31 as filed | $0.51 | 2004-04-21 |
| 2004-01-15 holding as of filing | LAWRENCE JAMES A Director | 3 | Stock Option Derivative · Direct | Holding | $0.79 $22.17 as filed exercise price | 2004-01-15 | ||
| 2004-01-15 holding as of filing | LAWRENCE JAMES A Director | 3 | Stock Option Derivative · Direct | Holding | $0.79 $22.17 as filed exercise price | 2004-01-15 | ||
| 2004-01-15 holding as of filing | LAWRENCE JAMES A Director | 3 | Stock Option Derivative · Direct | Holding | $0.79 $22.17 as filed exercise price | 2004-01-15 |