Apple Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 153 rows in 2004. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2004-11-04: Reporting owner SCHILLER PHILIP W; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2004-11-04: Reporting owner SCHILLER PHILIP W; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2004-11-04: Reporting owner SCHILLER PHILIP W; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2004-11-04: Reporting owner SCHILLER PHILIP W; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2004-11-04 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700,000 −25,000 as filed 875,000 owned after | $0.73 $20.39 as filed | $0.97 | 2004-11-08 |
| 2004-11-04 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700,000 −25,000 as filed 875,000 owned after | $0.73 $20.39 as filed | $0.97 | 2004-11-08 |
| 2004-11-04 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −525,000 −18,750 as filed 875,000 owned after | $0.73 $20.39 as filed | $0.97 | 2004-11-08 |
| 2004-11-04 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700,000 −25,000 as filed 1,050,000 owned after | $0.88 $24.60 as filed | $0.97 | 2004-11-08 |
| 2004-11-04 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700,000 −25,000 as filed 1,050,000 owned after | $0.88 $24.60 as filed | $0.97 | 2004-11-08 |
| 2004-11-04 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −350,000 −12,500 as filed 1,050,000 owned after | $0.88 $24.60 as filed | $0.97 | 2004-11-08 |
| 2004-11-02 | TEVANIAN AVADIS Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,461,760 −87,920 as filed 21,000,000 owned after | $0.62 $17.31 as filed | $0.96 | 2004-11-04 |
| 2004-11-02 | TEVANIAN AVADIS Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −338,240 −12,080 as filed 21,000,000 owned after | $0.62 $17.31 as filed | $0.96 | 2004-11-04 |
| 2004-10-28 | JOHNSON RONALD B Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,100,000 −75,000 as filed 0 owned after | $0.66 $18.50 as filed | $0.93 | 2004-11-01 |
| 2004-10-28 | JOHNSON RONALD B Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,100,000 −75,000 as filed 0 owned after | $0.66 $18.50 as filed | $0.93 | 2004-11-01 |
| 2004-10-28 | JOHNSON RONALD B Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,100,000 −75,000 as filed 0 owned after | $0.66 $18.50 as filed | $0.93 | 2004-11-01 |
| 2004-10-28 | JOHNSON RONALD B Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,100,000 −75,000 as filed 0 owned after | $0.66 $18.50 as filed | $0.93 | 2004-11-01 |
| 2004-10-19 | YORK JEROME B Director | 4 | Director Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 560,000 owned after | $0.70 $19.50 as filed | $0.85 | 2004-10-21 |
| 2004-10-19 | YORK JEROME B Director | 4 | Director Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 560,000 owned after | $0.50 $13.99 as filed | $0.85 | 2004-10-21 |
| 2004-10-19 | YORK JEROME B Director | 4 | Director Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 560,000 owned after | $0.73 $20.38 as filed | $0.85 | 2004-10-21 |
| 2004-10-19 | YORK JEROME B Director | 4 | Director Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −560,000 −20,000 as filed 560,000 owned after | $0.41 $11.50 as filed | $0.85 | 2004-10-21 |
| 2004-10-19 | YORK JEROME B Director | 4 | Director Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −560,000 −20,000 as filed 560,000 owned after | $0.41 $11.50 as filed | $0.85 | 2004-10-21 |
| 2004-10-19 | YORK JEROME B Director | 4 | Director Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −560,000 −20,000 as filed 560,000 owned after | $0.41 $11.50 as filed | $0.85 | 2004-10-21 |
| 2004-10-18 | TEVANIAN AVADIS Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −851,760 −30,420 as filed 35,056 owned after | $0.24 $6.84 as filed | $0.85 | 2004-10-20 |
| 2004-10-18 | TEVANIAN AVADIS Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,671,760 −95,420 as filed 35,056 owned after | $0.62 $17.31 as filed | $0.85 | 2004-10-20 |
| 2004-10-18 | TEVANIAN AVADIS Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,076,480 −74,160 as filed 35,056 owned after | $0.62 $17.31 as filed | $0.85 | 2004-10-20 |
| 2004-10-18 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 103,824 owned after | $0.66 $18.50 as filed | $0.85 | 2004-10-20 |
| 2004-10-18 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Employeee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,600 −1,200 as filed 3,584 owned after | $0.66 $18.50 as filed | $0.85 | 2004-10-20 |
| 2004-10-18 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Employeee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −392,000 −14,000 as filed 3,584 owned after | $0.85 $23.69 as filed | $0.85 | 2004-10-20 |
| 2004-10-18 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Employeee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −392,000 −14,000 as filed 3,584 owned after | $0.85 $23.69 as filed | $0.85 | 2004-10-20 |
| 2004-10-18 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Employeee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,090,592 −74,664 as filed 3,584 owned after | $0.85 $23.69 as filed | $0.85 | 2004-10-20 |
| 2004-10-18 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −560,000 −20,000 as filed 3,584 owned after | $0.66 $18.50 as filed | $0.85 | 2004-10-20 |
| 2004-10-18 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,016,400 −36,300 as filed 3,584 owned after | $0.66 $18.50 as filed | $0.85 | 2004-10-20 |
| 2004-10-18 | HEINEN NANCY R Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,800,000 −100,000 as filed 36,820 owned after | $0.60 $16.81 as filed | $0.85 | 2004-10-20 |
| 2004-10-18 | HEINEN NANCY R Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700,000 −25,000 as filed 36,820 owned after | $0.60 $16.81 as filed | $0.85 | 2004-10-20 |
| 2004-10-18 | HEINEN NANCY R Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,100,000 −75,000 as filed 36,820 owned after | $0.62 $17.31 as filed | $0.85 | 2004-10-20 |
| 2004-10-18 | HEINEN NANCY R Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,200,000 −150,000 as filed 36,820 owned after | $0.62 $17.31 as filed | $0.85 | 2004-10-20 |
| 2004-10-15 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −57,456 −2,052 as filed 103,824 owned after | $0.66 $18.50 as filed | $0.81 | 2004-10-18 |
| 2004-10-15 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,144 −648 as filed 103,824 owned after | $0.61 $17.09 as filed | $0.81 | 2004-10-18 |
| 2004-10-15 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −204,400 −7,300 as filed 103,824 owned after | $0.66 $18.50 as filed | $0.81 | 2004-10-18 |
| 2004-10-14 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 103,824 owned after | $0.61 $17.09 as filed | $0.80 | 2004-10-18 |
| 2004-10-07 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 103,824 owned after | $0.61 $17.09 as filed | $0.71 | 2004-10-08 |
| 2004-10-06 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 103,824 owned after | $0.61 $17.09 as filed | $0.73 | 2004-10-08 |
| 2004-10-01 | RUBINSTEIN JONATHAN Officer (Senior Vice President) | 4/A | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400,000 −50,000 as filed 310,436 owned after | $0.62 $17.31 as filed | $0.69 | 2004-10-12 |
| 2004-10-01 | RUBINSTEIN JONATHAN Officer (Senior Vice President) | 4/A | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,400,000 −300,000 as filed 310,436 owned after | $0.62 $17.31 as filed | $0.69 | 2004-10-12 |
| 2004-10-01 | RUBINSTEIN JONATHAN Officer (Senior Vice President) | 4/A | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,200,000 −150,000 as filed 310,436 owned after | $0.62 $17.31 as filed | $0.69 | 2004-10-12 |
| 2004-10-01 | RUBINSTEIN JONATHAN Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400,000 −50,000 as filed 310,436 owned after | $0.62 $17.31 as filed | $0.69 | 2004-10-05 |
| 2004-10-01 | RUBINSTEIN JONATHAN Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,400,000 −300,000 as filed 310,436 owned after | $0.62 $17.31 as filed | $0.69 | 2004-10-05 |
| 2004-10-01 | RUBINSTEIN JONATHAN Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,200,000 −150,000 as filed 310,436 owned after | $0.62 $17.31 as filed | $0.69 | 2004-10-05 |
| 2004-09-02 | RUBINSTEIN JONATHAN Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000,000 −250,000 as filed 310,436 owned after | $0.60 $16.81 as filed | $0.64 | 2004-09-03 |
| 2004-09-02 | RUBINSTEIN JONATHAN Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,200,000 −150,000 as filed 310,436 owned after | $0.62 $17.31 as filed | $0.64 | 2004-09-03 |
| 2004-09-02 | RUBINSTEIN JONATHAN Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,800,000 −100,000 as filed 310,436 owned after | $0.62 $17.31 as filed | $0.64 | 2004-09-03 |
| 2004-09-01 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,800 −100 as filed 103,824 owned after | $0.61 $17.09 as filed | $0.64 | 2004-09-01 |
| 2004-09-01 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,144 −648 as filed 103,824 owned after | $0.61 $17.09 as filed | $0.64 | 2004-09-01 |
| 2004-09-01 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −259,056 −9,252 as filed 103,824 owned after | $0.61 $17.09 as filed | $0.64 | 2004-09-01 |
| 2004-08-31 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 103,824 owned after | $0.61 $17.09 as filed | $0.62 | 2004-09-01 |
| 2004-08-30 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 103,824 owned after | $0.61 $17.09 as filed | $0.61 | 2004-09-01 |
| 2004-08-27 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 103,824 owned after | $0.61 $17.09 as filed | $0.61 | 2004-08-30 |
| 2004-08-26 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,144 −648 as filed 103,824 owned after | $0.61 $17.09 as filed | $0.62 | 2004-08-30 |
| 2004-08-26 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −261,856 −9,352 as filed 103,824 owned after | $0.61 $17.09 as filed | $0.62 | 2004-08-30 |
| 2004-08-14 | LEVINSON ARTHUR D Director | 4 | Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +280,000 +10,000 as filed 5,644,800 owned after | $1.10 $30.84 as filed | $0.55 | 2004-08-16 |
| 2004-08-05 | CAMPBELL WILLIAM V Director | 4 | Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −280,000 −10,000 as filed 14,056 owned after | $1.12 $31.39 as filed | $0.56 | 2004-08-06 |
| 2004-08-05 | YORK JEROME B Director | 4 | Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −280,000 −10,000 as filed 560,000 owned after | $1.12 $31.39 as filed | $0.56 | 2004-08-06 |
| 2004-07-20 | TEVANIAN AVADIS Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,088,352 −74,584 as filed 35,056 owned after | $0.24 $6.84 as filed | $0.58 | 2004-07-21 |
| 2004-07-20 | TEVANIAN AVADIS Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,861,704 −137,918 as filed 35,056 owned after | $0.24 $6.84 as filed | $0.58 | 2004-07-21 |
| 2004-07-20 | TEVANIAN AVADIS Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,009,944 −107,498 as filed 35,056 owned after | $0.24 $6.84 as filed | $0.58 | 2004-07-21 |
| 2004-07-19 | TEVANIAN AVADIS Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −840,000 −30,000 as filed 35,056 owned after | $0.24 $6.84 as filed | $0.57 | 2004-07-21 |
| 2004-07-19 | RUBINSTEIN JONATHAN Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400,000 −50,000 as filed 277,368 owned after | $0.60 $16.81 as filed | $0.57 | 2004-07-21 |
| 2004-07-19 | RUBINSTEIN JONATHAN Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000,000 −250,000 as filed 277,368 owned after | $0.60 $16.81 as filed | $0.57 | 2004-07-21 |
| 2004-06-07 | ANDERSON FRED D Director | 4 | Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +280,000 +10,000 as filed 74,816 owned after | $1.06 $29.81 as filed | $0.53 | 2004-06-09 |
| 2004-06-07 | ANDERSON FRED D Director | 4 | Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +280,000 +10,000 as filed 74,816 owned after | $1.06 $29.81 as filed | $0.53 | 2004-06-09 |
| 2004-06-07 | ANDERSON FRED D Director | 4 | Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +280,000 +10,000 as filed 74,816 owned after | $1.06 $29.81 as filed | $0.53 | 2004-06-09 |
| 2004-06-07 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −434,000 −15,500 as filed 74,816 owned after | $0.62 $17.31 as filed | $0.53 | 2004-06-08 |
| 2004-06-07 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,262,800 −45,100 as filed 74,816 owned after | $0.62 $17.31 as filed | $0.53 | 2004-06-08 |
| 2004-06-07 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,232,000 −44,000 as filed 74,816 owned after | $0.62 $17.31 as filed | $0.53 | 2004-06-08 |
| 2004-06-07 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,008,000 −36,000 as filed 74,816 owned after | $0.62 $17.31 as filed | $0.53 | 2004-06-08 |
| 2004-06-04 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −224,000 −8,000 as filed 74,816 owned after | $0.62 $17.31 as filed | $0.51 | 2004-06-08 |
| 2004-06-04 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,956,800 −105,600 as filed 74,816 owned after | $0.62 $17.31 as filed | $0.51 | 2004-06-08 |
| 2004-06-04 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,239,200 −151,400 as filed 74,816 owned after | $0.62 $17.31 as filed | $0.51 | 2004-06-08 |
| 2004-06-02 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,643,200 −94,400 as filed 74,816 owned after | $0.62 $17.31 as filed | $0.52 | 2004-06-04 |
| 2004-05-25 | DREXLER MILLARD S Director | 4 | Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +280,000 +10,000 as filed 560,000 owned after | $1.01 $28.41 as filed | $0.51 | 2004-05-27 |
| 2004-05-25 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,800,000 −100,000 as filed 74,816 owned after | $0.62 $17.31 as filed | $0.51 | 2004-05-27 |
| 2004-05-25 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −616,000 −22,000 as filed 74,816 owned after | $0.62 $17.31 as filed | $0.51 | 2004-05-27 |
| 2004-05-25 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,184,000 −78,000 as filed 74,816 owned after | $0.62 $17.31 as filed | $0.51 | 2004-05-27 |
| 2004-04-29 | RUBINSTEIN JONATHAN Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,900,000 −175,000 as filed 277,368 owned after | $0.60 $16.81 as filed | $0.48 | 2004-05-03 |
| 2004-04-23 | COOK TIMOTHY D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,016,000 −72,000 as filed 132,216 owned after | $0.62 $17.31 as filed | $0.49 | 2004-04-27 |
| 2004-04-23 | COOK TIMOTHY D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,184,000 −78,000 as filed 132,216 owned after | $0.62 $17.31 as filed | $0.49 | 2004-04-27 |
| 2004-04-23 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,288,000 −46,000 as filed 74,816 owned after | $0.62 $17.31 as filed | $0.49 | 2004-04-27 |
| 2004-04-23 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −756,000 −27,000 as filed 74,816 owned after | $0.62 $17.31 as filed | $0.49 | 2004-04-27 |
| 2004-04-23 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −756,000 −27,000 as filed 74,816 owned after | $0.62 $17.31 as filed | $0.49 | 2004-04-27 |
| 2004-04-23 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,680,000 −60,000 as filed 74,816 owned after | $0.62 $17.31 as filed | $0.49 | 2004-04-27 |
| 2004-04-23 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,064,000 −38,000 as filed 74,816 owned after | $0.62 $17.31 as filed | $0.49 | 2004-04-27 |
| 2004-04-22 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −504,000 −18,000 as filed 74,816 owned after | $0.62 $17.31 as filed | $0.50 | 2004-04-23 |
| 2004-04-22 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −448,000 −16,000 as filed 74,816 owned after | $0.60 $16.81 as filed | $0.50 | 2004-04-23 |
| 2004-04-22 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −896,000 −32,000 as filed 74,816 owned after | $0.62 $17.31 as filed | $0.50 | 2004-04-23 |
| 2004-04-22 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,344,000 −48,000 as filed 74,816 owned after | $0.60 $16.81 as filed | $0.50 | 2004-04-23 |
| 2004-04-22 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −952,000 −34,000 as filed 74,816 owned after | $0.60 $16.81 as filed | $0.50 | 2004-04-23 |
| 2004-04-22 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,456,000 −52,000 as filed 74,816 owned after | $0.60 $16.81 as filed | $0.50 | 2004-04-23 |
| 2004-04-22 | COOK TIMOTHY D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,240,000 −80,000 as filed 132,216 owned after | $0.62 $17.31 as filed | $0.50 | 2004-04-23 |
| 2004-04-22 | COOK TIMOTHY D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,464,000 −88,000 as filed 132,216 owned after | $0.62 $17.31 as filed | $0.50 | 2004-04-23 |
| 2004-04-22 | COOK TIMOTHY D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,960,000 −70,000 as filed 132,216 owned after | $0.62 $17.31 as filed | $0.50 | 2004-04-23 |
| 2004-04-22 | COOK TIMOTHY D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,736,000 −62,000 as filed 132,216 owned after | $0.62 $17.31 as filed | $0.50 | 2004-04-23 |
| 2004-04-22 | RUBINSTEIN JONATHAN Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700,000 −25,000 as filed 277,368 owned after | $0.60 $16.81 as filed | $0.50 | 2004-04-23 |
| 2004-04-21 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,167,200 −77,400 as filed 74,816 owned after | $0.60 $16.81 as filed | $0.50 | 2004-04-23 |
| 2004-04-21 | ANDERSON FRED D Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,512,000 −54,000 as filed 74,816 owned after | $0.60 $16.81 as filed | $0.50 | 2004-04-23 |