UBS AG current holdings: USA Other Stocks
UBS AG reported $19.17 billion in shares no fund filing gives a ticker for, so this site has no page for them (listed in the US), 2,408 positions, in its Form 13F for the quarter ended 2014-09-30; the largest are UBS AG, GENERAL ELECTRIC CO, UNITED TECHNOLOGIES CORP.
- WAYNE SVGS BANCSHARES INC NE: Country of operation —; Class COM; Shares 506; Value $6,000.
- PORTER BANCORP INC: Country of operation —; Class COM; Shares 6,185; Value $6,000.
- AMERICAN SOFTWARE INC: Country of operation United States; Class CL A; Shares 725; Value $6,000.
- CHIMERIX INC: Country of operation United States; Class COM; Shares 200; Value $6,000.
Form 13F-HR as filed (SEC CIK 1114446): quarter ended 2014-09-30, filed 2014-11-12. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed |
|---|---|---|---|---|---|---|
| WAYNE SVGS BANCSHARES INC NE CUSIP 94624Q101 | COM | 506 | $6,000 | 2014-09-30 | 2014-11-12 | |
| PORTER BANCORP INC CUSIP 736233107 | COM | 6,185 | $6,000 | 2014-09-30 | 2014-11-12 | |
| AMERICAN SOFTWARE INC CUSIP 029683109 | United States | CL A | 725 | $6,000 | 2014-09-30 | 2014-11-12 |
| CHIMERIX INC CUSIP 16934W106 | United States | COM | 200 | $6,000 | 2014-09-30 | 2014-11-12 |
| CHINA BAK BATTERY INC CUSIP 16936Y209 | COM NEW | 2,144 | $6,000 | 2014-09-30 | 2014-11-12 | |
| CITIZENS FIRST CORP CUSIP 17462Q107 | COM | 569 | $6,000 | 2014-09-30 | 2014-11-12 | |
| CAI INTERNATIONAL INC CUSIP 12477X106 | COM | 300 | $6,000 | 2014-09-30 | 2014-11-12 | |
| CONTINENTAL BLDG PRODS INC CUSIP 211171103 | COM | 403 | $6,000 | 2014-09-30 | 2014-11-12 | |
| EMMIS COMMUNICATIONS CORP CUSIP 291525103 | CL A | 3,037 | $6,000 | 2014-09-30 | 2014-11-12 | |
| ENTROPIC COMMUNICATIONS INC CUSIP 29384R105 | COM | 2,261 | $6,000 | 2014-09-30 | 2014-11-12 | |
| HEMISPHERX BIOPHARMA INC CUSIP 42366C103 | COM | 20,110 | $6,000 | 2014-09-30 | 2014-11-12 | |
| LIBERTY INTERACTIVE CORP CUSIP 53071M203 | INT COM SER B | 200 | $6,000 | 2014-09-30 | 2014-11-12 | |
| LEARNING TREE INTL INC CUSIP 522015106 | COM | 2,627 | $6,000 | 2014-09-30 | 2014-11-12 | |
| LIBERATOR MEDICAL HLDGS INC CUSIP 53012L108 | COM | 1,894 | $6,000 | 2014-09-30 | 2014-11-12 | |
| MARTHA STEWART LIVING OMNIME CUSIP 573083102 | CL A | 1,531 | $6,000 | 2014-09-30 | 2014-11-12 | |
| NEUROMETRIX INC CUSIP 641255302 | COM PAR $0.0001 | 3,142 | $6,000 | 2014-09-30 | 2014-11-12 | |
| QKL STORES INC CUSIP 74732Y303 | COM PAR $0.001 | 2,023 | $6,000 | 2014-09-30 | 2014-11-12 | |
| QLT INC CUSIP 746927102 | COM | 1,482 | $6,000 | 2014-09-30 | 2014-11-12 | |
| TUMI HLDGS INC CUSIP 89969Q104 | COM | 306 | $6,000 | 2014-09-30 | 2014-11-12 | |
| ONCOLYTICS BIOTECH INC CUSIP 682310107 | COM | 10,020 | $6,000 | 2014-09-30 | 2014-11-12 | |
| AVEO PHARMACEUTICALS INC CUSIP 053588109 | COM | 5,601 | $6,000 | 2014-09-30 | 2014-11-12 | |
| CARTESIAN INC CUSIP 146534102 | COM | 1,606 | $6,000 | 2014-09-30 | 2014-11-12 | |
| CELLECTAR BIOSCIENCES INC CUSIP 15117F203 | COM NEW | 2,659 | $6,000 | 2014-09-30 | 2014-11-12 | |
| BLACKROCK NJ MUNICIPAL BOND CUSIP 09249A109 | COM | 426 | $6,000 | 2014-09-30 | 2014-11-12 | |
| CHEMOCENTRYX INC CUSIP 16383L106 | COM | 1,229 | $6,000 | 2014-09-30 | 2014-11-12 | |
| CLICKSOFTWARE TECHNOLOGIES L CUSIP M25082104 | ORD | 737 | $6,000 | 2014-09-30 | 2014-11-12 | |
| COVER-ALL TECHNOLOGIES INC CUSIP 222892101 | COM | 4,974 | $6,000 | 2014-09-30 | 2014-11-12 | |
| ESCALERA RES CO CUSIP 296064108 | COM | 3,179 | $6,000 | 2014-09-30 | 2014-11-12 | |
| NEWTEK BUSINESS SVCS INC CUSIP 652526104 | COM | 1,700 | $5,000 | 2014-09-30 | 2014-11-12 | |
| SELECT COMFORT CORP CUSIP 81616X103 | COM | 245 | $5,000 | 2014-09-30 | 2014-11-12 | |
| SELECTICA INC CUSIP 816288203 | COM NEW | 902 | $5,000 | 2014-09-30 | 2014-11-12 | |
| PROFESSIONAL DIVERSITY NET I CUSIP 74312Y103 | COM | 924 | $5,000 | 2014-09-30 | 2014-11-12 | |
| THERAPEUTICSMD INC CUSIP 88338N107 | COM | 1,000 | $5,000 | 2014-09-30 | 2014-11-12 | |
| TARGACEPT INC CUSIP 87611R306 | COM | 1,861 | $5,000 | 2014-09-30 | 2014-11-12 | |
| TECNOGLASS INC CUSIP G87264100 | SHS | 423 | $5,000 | 2014-09-30 | 2014-11-12 | |
| SARATOGA RES INC TEX CUSIP 803521103 | COM | 4,586 | $5,000 | 2014-09-30 | 2014-11-12 | |
| OTONOMY INC CUSIP 68906L105 | United States | COM | 194 | $5,000 | 2014-09-30 | 2014-11-12 |
| TECUMSEH PRODS CO CUSIP 878895309 | COM | 1,262 | $5,000 | 2014-09-30 | 2014-11-12 | |
| SP PLUS CORP CUSIP 78469C103 | United States | COM | 262 | $5,000 | 2014-09-30 | 2014-11-12 |
| OCULUS INNOVATIVE SCIENCES I CUSIP 67575P207 | COM NEW | 1,930 | $5,000 | 2014-09-30 | 2014-11-12 | |
| XG TECHNOLOGY INC CUSIP 98372A309 | COM PAR$.00001 | 2,485 | $5,000 | 2014-09-30 | 2014-11-12 | |
| SIZMEK INC CUSIP 83013P105 | COM | 566 | $5,000 | 2014-09-30 | 2014-11-12 | |
| API TECHNOLOGIES CORP CUSIP 00187E203 | COM NEW | 2,153 | $5,000 | 2014-09-30 | 2014-11-12 | |
| COMMUNITY WEST BANCSHARES CUSIP 204157101 | COM | 785 | $5,000 | 2014-09-30 | 2014-11-12 | |
| CYTORI THERAPEUTICS INC CUSIP 23283K105 | COM | 7,100 | $5,000 | 2014-09-30 | 2014-11-12 | |
| EINSTEIN NOAH REST GROUP INC CUSIP 28257U104 | COM | 246 | $5,000 | 2014-09-30 | 2014-11-12 | |
| GAIN CAP HLDGS INC CUSIP 36268W100 | COM | 800 | $5,000 | 2014-09-30 | 2014-11-12 | |
| GOLDEN STAR RES LTD CDA CUSIP 38119T104 | COM | 12,186 | $5,000 | 2014-09-30 | 2014-11-12 | |
| MAGNEGAS CORP CUSIP 55939L202 | COM NEW | 4,502 | $5,000 | 2014-09-30 | 2014-11-12 | |
| MEI PHARMA INC CUSIP 55279B202 | COM NEW | 836 | $5,000 | 2014-09-30 | 2014-11-12 | |
| MGC DIAGNOSTICS CORP CUSIP 552768103 | COM | 773 | $5,000 | 2014-09-30 | 2014-11-12 | |
| NATIONAL AMERN UNIV HLDGS IN CUSIP 63245Q105 | COM | 1,592 | $5,000 | 2014-09-30 | 2014-11-12 | |
| BLUE EARTH INC CUSIP 095428108 | COM | 1,300 | $5,000 | 2014-09-30 | 2014-11-12 | |
| DELTA APPAREL INC CUSIP 247368103 | United States | COM | 504 | $5,000 | 2014-09-30 | 2014-11-12 |
| FIRST MARBLEHEAD CORP CUSIP 320771207 | COM NEW | 1,658 | $5,000 | 2014-09-30 | 2014-11-12 | |
| EVER GLORY INTL GRP INC CUSIP 299766204 | COM NEW | 874 | $5,000 | 2014-09-30 | 2014-11-12 | |
| ENERJEX RESOURCES INC CUSIP 292758406 | COM PAR $0.001 | 851 | $5,000 | 2014-09-30 | 2014-11-12 | |
| IPASS INC CUSIP 46261V108 | COM | 3,102 | $5,000 | 2014-09-30 | 2014-11-12 | |
| GREENHUNTER RES INC CUSIP 39530A104 | COM | 3,317 | $5,000 | 2014-09-30 | 2014-11-12 | |
| GSE SYS INC CUSIP 36227K106 | COM | 3,000 | $5,000 | 2014-09-30 | 2014-11-12 | |
| IVANHOE ENERGY INC CUSIP 465790509 | COM NO PAR | 2,598 | $5,000 | 2014-09-30 | 2014-11-12 | |
| IXYS CORP CUSIP 46600W106 | COM | 396 | $5,000 | 2014-09-30 | 2014-11-12 | |
| MANITEX INTL INC CUSIP 563420108 | United States | COM | 446 | $5,000 | 2014-09-30 | 2014-11-12 |
| LIBBEY INC CUSIP 529898108 | COM | 200 | $5,000 | 2014-09-30 | 2014-11-12 | |
| NEOSTEM INC CUSIP 640650404 | COM PAR $.001 | 950 | $5,000 | 2014-09-30 | 2014-11-12 | |
| MERGEWORTHRX CORP CUSIP 58952R106 | COM | 625 | $5,000 | 2014-09-30 | 2014-11-12 | |
| ONCOGENEX PHARMACEUTICALS IN CUSIP 68230A106 | COM | 1,733 | $5,000 | 2014-09-30 | 2014-11-12 | |
| QUALSTAR CORP CUSIP 74758R109 | COM | 4,307 | $5,000 | 2014-09-30 | 2014-11-12 | |
| QUARTET MERGER CORP CUSIP 747717106 | United States | COM | 499 | $5,000 | 2014-09-30 | 2014-11-12 |
| ATLANTIC COAST FINL CORP CUSIP 048426100 | COM | 1,336 | $5,000 | 2014-09-30 | 2014-11-12 | |
| ACELRX PHARMACEUTICALS INC CUSIP 00444T100 | COM | 1,000 | $5,000 | 2014-09-30 | 2014-11-12 | |
| DIPEXIUM PHARMACEUTICALS INC CUSIP 25456J104 | COM | 500 | $5,000 | 2014-09-30 | 2014-11-12 | |
| TIANYIN PHARMACEUTICAL CO IN CUSIP 88630M104 | COM | 5,690 | $4,000 | 2014-09-30 | 2014-11-12 | |
| UROPLASTY INC CUSIP 917277204 | COM NEW | 1,439 | $4,000 | 2014-09-30 | 2014-11-12 | |
| TASMAN METALS LTD CUSIP 87652B103 | COM | 5,600 | $4,000 | 2014-09-30 | 2014-11-12 | |
| RPX CORP CUSIP 74972G103 | COM | 316 | $4,000 | 2014-09-30 | 2014-11-12 | |
| RUTHIGEN INC CUSIP 783330103 | COM | 844 | $4,000 | 2014-09-30 | 2014-11-12 | |
| RICEBRAN TECHNOLOGIES CUSIP 762831204 | COM NEW | 823 | $4,000 | 2014-09-30 | 2014-11-12 | |
| STAGE STORES INC CUSIP 85254C305 | COM NEW | 259 | $4,000 | 2014-09-30 | 2014-11-12 | |
| ADDVANTAGE TECHNOLOGIES GP I CUSIP 006743306 | COM NEW | 1,667 | $4,000 | 2014-09-30 | 2014-11-12 | |
| CHANTICLEER HLDGS INC CUSIP 15930P404 | COM PAR $.0001 N | 2,000 | $4,000 | 2014-09-30 | 2014-11-12 | |
| CALLIDUS SOFTWARE INC CUSIP 13123E500 | COM | 366 | $4,000 | 2014-09-30 | 2014-11-12 | |
| CYTRX CORP CUSIP 232828509 | COM PAR $.001 | 1,549 | $4,000 | 2014-09-30 | 2014-11-12 | |
| HAWAIIAN TELCOM HOLDCO INC CUSIP 420031106 | COM | 174 | $4,000 | 2014-09-30 | 2014-11-12 | |
| GLOBEIMMUNE INC CUSIP 37957B100 | COM | 551 | $4,000 | 2014-09-30 | 2014-11-12 | |
| HOUGHTON MIFFLIN HARCOURT CO CUSIP 44157R109 | COM | 200 | $4,000 | 2014-09-30 | 2014-11-12 | |
| IMAGE SENSING SYS INC CUSIP 45244C104 | COM | 1,182 | $4,000 | 2014-09-30 | 2014-11-12 | |
| LAKE SHORE GOLD CORP CUSIP 510728108 | COM | 3,690 | $4,000 | 2014-09-30 | 2014-11-12 | |
| MERGE HEALTHCARE INC CUSIP 589499102 | COM | 2,000 | $4,000 | 2014-09-30 | 2014-11-12 | |
| POLONIA BACORP INC MD CUSIP 73158Q109 | COM | 374 | $4,000 | 2014-09-30 | 2014-11-12 | |
| SUPERCONDUCTOR TECHNOLOGIES CUSIP 867931404 | COM PAR $0.001 | 1,502 | $4,000 | 2014-09-30 | 2014-11-12 | |
| BIO BLAST PHARMA LTD CUSIP M20156101 | SHS | 498 | $4,000 | 2014-09-30 | 2014-11-12 | |
| CACHE INC CUSIP 127150308 | COM NEW | 5,218 | $4,000 | 2014-09-30 | 2014-11-12 | |
| CHENIERE ENERGY PTNRS LP HLD CUSIP 16411W108 | COM REP LLC IN | 175 | $4,000 | 2014-09-30 | 2014-11-12 | |
| BIOTA PHARMACEUTIALS INC CUSIP 090694100 | COM | 1,703 | $4,000 | 2014-09-30 | 2014-11-12 | |
| CHINA CERAMICS CO LTD CUSIP G2113X100 | SHS | 4,407 | $4,000 | 2014-09-30 | 2014-11-12 | |
| DIANA CONTAINERSHIPS INC CUSIP Y2069P101 | COM | 1,630 | $4,000 | 2014-09-30 | 2014-11-12 | |
| FIRST FINANCIAL NORTHWEST IN CUSIP 32022K102 | United States | COM | 433 | $4,000 | 2014-09-30 | 2014-11-12 |
| KINGOLD JEWELRY INC CUSIP 49579A204 | COM NEW | 3,264 | $4,000 | 2014-09-30 | 2014-11-12 | |
| MARRONE BIO INNOVATIONS INC CUSIP 57165B106 | COM | 1,400 | $4,000 | 2014-09-30 | 2014-11-12 |
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